JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q2 2023 13F Holders as of 30 Jun 2023
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,627,138
- Share change
- -360,246
- Total reported value
- $97,326,886
- Price per share
- $26.82
- Number of holders
- 64
- Value change
- -$9,950,296
- Number of buys
- 30
- Number of sells
- 33
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
7.7%
|
1,517,727
|
$46,351,382 | — | 31 Mar 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.3%
|
456,482
|
$13,940,985 | — | 31 Mar 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
2.2%
|
429,635
|
$13,121,049 | — | 31 Mar 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.2%
|
241,717
|
$7,382,000 | — | 31 Mar 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.95%
|
187,549
|
$5,727,735 | — | 31 Mar 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.85%
|
168,611
|
$5,149,390 | — | 31 Mar 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.63%
|
125,604
|
$3,836,000 | — | 31 Mar 2023 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.47%
|
93,820
|
$2,865,263 | — | 31 Mar 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.46%
|
90,943
|
$2,777,406 | — | 31 Mar 2023 | |
| FCA CORP /TX |
13F
|
Company |
0.44%
|
87,511
|
$2,672,596 | — | 31 Mar 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.36%
|
70,644
|
$2,157,468 | — | 31 Mar 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.26%
|
52,126
|
$1,591,916 | — | 31 Mar 2023 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.24%
|
47,353
|
$1,446,157 | — | 31 Mar 2023 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.19%
|
37,022
|
$1,130,659 | — | 31 Mar 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.13%
|
25,944
|
$792,000 | — | 31 Mar 2023 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.12%
|
24,025
|
$734,000 | — | 31 Mar 2023 | |
| UBS Group AG |
13F
|
Company |
0.12%
|
23,096
|
$705,352 | — | 31 Mar 2023 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.11%
|
21,359
|
$652,000 | — | 31 Mar 2023 | |
| DFPG INVESTMENTS, LLC |
13F
|
Company |
0.09%
|
17,945
|
$548,040 | — | 31 Mar 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.09%
|
17,491
|
$534,179 | — | 31 Mar 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.08%
|
15,495
|
$473,000 | — | 31 Mar 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.07%
|
14,543
|
$444,157 | — | 31 Mar 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
14,117
|
$431,163 | — | 31 Mar 2023 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.07%
|
13,674
|
$417,613 | — | 31 Mar 2023 | |
| Aurora Investment Counsel |
13F
|
Company |
0.06%
|
11,348
|
$346,568 | — | 31 Mar 2023 | |
| ORLEANS CAPITAL MANAGEMENT CORP/LA |
13F
|
Company |
0.06%
|
11,207
|
$342,262 | — | 31 Mar 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.06%
|
11,026
|
$336,760 | — | 31 Mar 2023 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.05%
|
10,868
|
$331,909 | — | 31 Mar 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
10,665
|
$326,000 | — | 31 Mar 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
10,222
|
$312,167 | — | 31 Mar 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.05%
|
10,159
|
$310,256 | — | 31 Mar 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.05%
|
9,788
|
$299,000 | — | 31 Mar 2023 | |
| Mariner, LLC |
13F
|
Company |
0.05%
|
9,744
|
$298,000 | — | 31 Mar 2023 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.05%
|
8,947
|
$273,241 | — | 31 Mar 2023 | |
| L.M. KOHN & COMPANY |
13F
|
Company |
0.04%
|
8,749
|
$267,183 | — | 31 Mar 2023 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.04%
|
8,585
|
$262,186 | — | 31 Mar 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
8,067
|
$246,366 | — | 31 Mar 2023 | |
| J.W. COLE ADVISORS, INC. |
13F
|
Company |
0.04%
|
7,964
|
$243,217 | — | 31 Mar 2023 | |
| Csenge Advisory Group |
13F
|
Company |
0.04%
|
7,812
|
$238,592 | — | 31 Mar 2023 | |
| Avidian Wealth Enterprises, LLC |
13F
|
Company |
0.04%
|
7,664
|
$234,059 | — | 31 Mar 2023 | |
| Redwood Wealth Management Group, LLC |
13F
|
Company |
0.04%
|
7,329
|
$223,828 | — | 31 Mar 2023 | |
| V Wealth Advisors LLC |
13F
|
Company |
0.04%
|
7,202
|
$219,950 | — | 31 Mar 2023 | |
| WINTRUST INVESTMENTS LLC |
13F
|
Company |
0.04%
|
6,938
|
$212,000 | — | 31 Mar 2023 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.03%
|
6,610
|
$199,000 | — | 31 Mar 2023 | |
| Allworth Financial LP |
13F
|
Company |
0.02%
|
3,312
|
$101,140 | — | 31 Mar 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.01%
|
1,785
|
$54,514 | — | 31 Mar 2023 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
1,000
|
$30,540 | — | 31 Mar 2023 | |
| Spire Wealth Management |
13F
|
Company |
0%
|
850
|
$25,959 | — | 31 Mar 2023 | |
| THOMPSON INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0%
|
649
|
$19,820 | — | 31 Mar 2023 | |
| CWM, LLC |
13F
|
Company |
0%
|
589
|
$18,000 | — | 31 Mar 2023 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q2 2023
As of 30 Jun 2023,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
64 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,627,138 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Janney Montgomery Scott LLC, Royal Bank of Canada, RAYMOND JAMES & ASSOCIATES, NORTH STAR ASSET MANAGEMENT INC, FCA CORP /TX, STIFEL FINANCIAL CORP, and Aurora Investment Counsel.
This page lists
64
institutional shareholders reporting positions in this security
for the Q2 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2023 vs Q1 2023 Across Filers
Q1 2023 holders
66
Q2 2023 holders
64
Holder diff
-2
| Investor | Q1 2023 Shares | Q2 2023 Shares | Share Diff | Share Chg % | Q1 2023 Value $ | Q2 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.