JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO)
CUSIP: 409735206
Q3 2023 13F Holders as of 30 Sep 2023
- Type / Class
- Equity / Common
- Shares outstanding
- 19,806,989
- Total 13F shares
- 3,684,088
- Share change
- +57,522
- Total reported value
- $96,735,037
- Price per share
- $26.26
- Number of holders
- 65
- Value change
- +$1,510,990
- Number of buys
- 29
- Number of sells
- 23
Quarterly Holders Quick Answers
What is CUSIP 409735206?
CUSIP 409735206 identifies BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 409735206:
Top shareholders of BTO - JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.7%
|
1,324,392
|
$35,520,201 | — | 30 Jun 2023 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
2.7%
|
532,014
|
$14,268,620 | — | 30 Jun 2023 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
2%
|
393,884
|
$10,563,965 | — | 30 Jun 2023 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
1.1%
|
214,000
|
$5,739,000 | — | 30 Jun 2023 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.69%
|
136,200
|
$3,653,000 | — | 30 Jun 2023 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.59%
|
117,625
|
$3,154,712 | — | 30 Jun 2023 | |
| NORTH STAR ASSET MANAGEMENT INC |
13F
|
Company |
0.46%
|
90,307
|
$2,422,034 | — | 30 Jun 2023 | |
| FCA CORP /TX |
13F
|
Company |
0.44%
|
87,495
|
$2,346,615 | — | 30 Jun 2023 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.43%
|
86,023
|
$2,307,152 | — | 30 Jun 2023 | |
| Aurora Investment Counsel |
13F
|
Company |
0.4%
|
78,403
|
$2,102,768 | — | 30 Jun 2023 | |
| LPL Financial LLC |
13F
|
Company |
0.33%
|
64,984
|
$1,742,862 | — | 30 Jun 2023 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.22%
|
44,553
|
$1,194,919 | — | 30 Jun 2023 | |
| LINCOLN NATIONAL CORP |
13F
|
Company |
0.21%
|
40,815
|
$1,094,677 | — | 30 Jun 2023 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.18%
|
35,864
|
$961,884 | — | 30 Jun 2023 | |
| UBS Group AG |
13F
|
Company |
0.15%
|
30,251
|
$811,332 | — | 30 Jun 2023 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.14%
|
28,605
|
$767,000 | — | 30 Jun 2023 | |
| PEAPACK GLADSTONE FINANCIAL CORP |
13F
|
Company |
0.11%
|
21,358
|
$573,000 | — | 30 Jun 2023 | |
| THRIVENT FINANCIAL FOR LUTHERANS |
13F
|
Company |
0.09%
|
18,480
|
$495,000 | — | 30 Jun 2023 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.09%
|
17,397
|
$467,461 | — | 30 Jun 2023 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.08%
|
16,460
|
$441,457 | — | 30 Jun 2023 | |
| Advisory Services Network, LLC |
13F
|
Company |
0.08%
|
16,281
|
$436,664 | — | 30 Jun 2023 | |
| DFPG INVESTMENTS, LLC |
13F
|
Company |
0.07%
|
13,795
|
$416,609 | — | 30 Jun 2023 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.07%
|
14,783
|
$396,489 | — | 30 Jun 2023 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.07%
|
14,409
|
$386,000 | — | 30 Jun 2023 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.07%
|
14,351
|
$384,929 | — | 30 Jun 2023 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.07%
|
13,285
|
$356,291 | — | 30 Jun 2023 | |
| All Season Financial Advisors, Inc. |
13F
|
Company |
0.06%
|
12,462
|
$334,232 | — | 30 Jun 2023 | |
| Institute for Wealth Management, LLC. |
13F
|
Company |
0.05%
|
10,868
|
$291,480 | — | 30 Jun 2023 | |
| Avidian Wealth Enterprises, LLC |
13F
|
Company |
0.05%
|
10,464
|
$280,644 | — | 30 Jun 2023 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.05%
|
10,410
|
$279,000 | — | 30 Jun 2023 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.05%
|
10,298
|
$276,182 | — | 30 Jun 2023 | |
| Invesco Ltd. |
13F
|
Company |
0.05%
|
10,210
|
$273,832 | — | 30 Jun 2023 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.05%
|
9,794
|
$262,667 | — | 30 Jun 2023 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.05%
|
9,365
|
$251,171 | — | 30 Jun 2023 | |
| L.M. KOHN & COMPANY |
13F
|
Company |
0.05%
|
9,241
|
$247,833 | — | 30 Jun 2023 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.05%
|
9,097
|
$245,000 | — | 30 Jun 2023 | |
| Mariner, LLC |
13F
|
Company |
0.04%
|
8,575
|
$229,990 | — | 30 Jun 2023 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
0.04%
|
8,373
|
$224,569 | — | 30 Jun 2023 | |
| WEDBUSH SECURITIES INC |
13F
|
Company |
0.04%
|
8,060
|
$216,000 | — | 30 Jun 2023 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.04%
|
7,759
|
$208,097 | — | 30 Jun 2023 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
7,717
|
$206,970 | — | 30 Jun 2023 | |
| Mendota Financial Group, LLC |
13F
|
Company |
0.02%
|
4,485
|
$120,288 | — | 30 Jun 2023 | |
| Allworth Financial LP |
13F
|
Company |
0.02%
|
3,373
|
$90,469 | — | 30 Jun 2023 | |
| Highlander Capital Management, LLC |
13F
|
Company |
0.01%
|
1,900
|
$51,000 | — | 30 Jun 2023 | |
| Spire Wealth Management |
13F
|
Company |
0.01%
|
1,308
|
$35,081 | — | 30 Jun 2023 | |
| SIGNATUREFD, LLC |
13F
|
Company |
0.01%
|
1,000
|
$26,820 | — | 30 Jun 2023 | |
| IAG Wealth Partners, LLC |
13F
|
Company |
0%
|
944
|
$25,318 | — | 30 Jun 2023 | |
| THOMPSON INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
0%
|
649
|
$17,406 | — | 30 Jun 2023 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
645
|
$17,299 | — | 30 Jun 2023 | |
| CWM, LLC |
13F
|
Company |
0%
|
589
|
$16,000 | — | 30 Jun 2023 |
Institutional Holders of JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) as of Q3 2023
As of 30 Sep 2023,
JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND - Common (BTO) was held by
65 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,684,088 shares.
The largest 10 holders included
MORGAN STANLEY, WELLS FARGO & COMPANY/MN, Raymond James Financial Services Advisors, Inc., Janney Montgomery Scott LLC, Royal Bank of Canada, RAYMOND JAMES & ASSOCIATES, FCA CORP /TX, NORTH STAR ASSET MANAGEMENT INC, Aurora Investment Counsel, and STIFEL FINANCIAL CORP.
This page lists
65
institutional shareholders reporting positions in this security
for the Q3 2023 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
64
Q3 2023 holders
65
Holder diff
1
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 Value $ | Q3 2023 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.