Guggenheim Active Allocation Fund - Common Shares (GUG)

Historical Holders from Q4 2021 to Q3 2025

Symbol
GUG on NYSE
Type / Class
Equity / Common Shares
Shares outstanding
33,067,810
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares, excl. options
10,452,289
Holdings value
$163,064,400
% of all portfolios
0%
Number of holders
50
Number of buys
24
Number of sells
-19
Average buys %
+0%
Average sells %
-0%
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Guggenheim Active Allocation Fund - Common Shares (GUG)

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
MORGAN STANLEY 8.4% +15.7% $43,332,058 +$5,735,855 2,777,696 +15.3% Morgan Stanley 30 Sep 2025

Institutional Holders of Guggenheim Active Allocation Fund - Common Shares (GUG)

Period Reported Shares, Excl. Options Value, Excl. Options Change Price Investors
2025 Q3 10,452,289 $163,064,400 +$2,171,774 $15.6 50
2025 Q2 10,312,968 $161,295,435 +$11,928,145 $15.64 49
2025 Q1 9,526,260 $143,609,096 +$6,149,113 $15.07 51
2024 Q4 9,310,438 $138,450,521 +$9,350,790 $14.87 57
2024 Q3 8,396,579 $141,118,847 -$689,046 $16.55 49
2024 Q2 8,432,107 $125,959,246 +$2,805,528 $14.93 51
2024 Q1 8,261,176 $121,300,978 -$22,423,244 $14.71 50
2023 Q4 9,786,841 $143,467,071 +$18,066,769 $14.66 44
2023 Q3 8,421,426 $113,690,255 -$1,805,683 $13.5 41
2023 Q2 8,525,955 $122,382,368 +$3,231,961 $14.36 37
2023 Q1 8,301,926 $116,298,281 +$4,571,324 $14.04 36
2022 Q4 7,977,928 $248,647,424 +$28,591,219 $13.45 34
2022 Q3 5,550,698 $71,511,000 +$8,181,798 $12.89 30
2022 Q2 4,927,646 $69,972,000 +$22,100,307 $14.2 22
2022 Q1 3,368,217 $57,712,000 +$36,637,755 $17.13 14
2021 Q4 1,226,109 $24,473,000 +$24,473,000 $19.96 5