Guggenheim Active Allocation Fund

Symbol
GUG on NYSE
Business address
227 W. Monroe Street, Chicago, IL, 60606
State of incorporation
DE
Fiscal year end
31 May
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Guggenheim Active Allocation Fund has filed 153 SEC EDGAR filings since 01 Jun 2021

Latest Filings

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open Document Open Filing 19 Dec 2025 18 Dec 2025
8-K Open Document Open Filing GUG 15 Dec 2025 15 Dec 2025 811-23702
40-APP Open Document Open Filing 40-APP 10 Nov 2025 812-15938-22
SCHEDULE 13G/A Open Document Open Filing 07 Nov 2025 005-93930
NPORT-P Open Document Open Filing 28 Oct 2025 31 Aug 2025 811-23702
N-PX Open Document Open Filing 26 Aug 2025 30 Jun 2025 811-23702
N-CEN Open Document Open Filing 13 Aug 2025 31 May 2025 811-23702
N-CSR Open Document | Data Open Filing NCSR 04 Aug 2025 31 May 2025 811-23702
NPORT-P Open Document Open Filing 29 Jul 2025 31 May 2025 811-23702
40-17G Open Document Open Filing COMBINED 40-17G FILING 28 Jul 2025 811-23702
4 Open Document Open Filing 08 May 2025 05 May 2025
NPORT-P Open Document Open Filing 25 Apr 2025 28 Feb 2025 811-23702
4 Open Document Open Filing 01 Apr 2025 01 Apr 2025
DEF 14A Open Document | Data Open Filing GBAB GOF GUG 28 Feb 2025 03 Apr 2025 811-23702
N-CSRS Open Document | Data Open Filing GUG 05 Feb 2025 30 Nov 2024 811-23702
SCHEDULE 13G/A Open Document Open Filing 04 Feb 2025 005-93930
NPORT-P Open Document Open Filing 29 Jan 2025 30 Nov 2024 811-23702
3 Open Document Open Filing 05 Dec 2024 21 Nov 2024
NPORT-P Open Document Open Filing 30 Oct 2024 31 Aug 2024 811-23702
4 Open Document Open Filing 04 Oct 2024 03 Oct 2024
4 Open Document Open Filing 03 Sep 2024 03 Sep 2024
N-PX Open Document Open Filing 27 Aug 2024 30 Jun 2024 811-23702
NPORT-P/A Open Document Open Filing 20 Aug 2024 30 Nov 2023 811-23702
NPORT-P/A Open Document Open Filing 20 Aug 2024 31 Aug 2023 811-23702
N-CEN Open Document Open Filing 14 Aug 2024 31 May 2024 811-23702
N-CSR Open Document | Data Open Filing NCSR 02 Aug 2024 31 May 2024 811-23702
40-17G Open Document Open Filing COMBINED 40-17G FILING 31 Jul 2024 811-23702
NPORT-P Open Document Open Filing 29 Jul 2024 31 May 2024 811-23702
NPORT-P Open Document Open Filing 29 Apr 2024 29 Feb 2024 811-23702
4 Open Document Open Filing 01 Apr 2024 01 Apr 2024
DEF 14A Open Document Open Filing GBAB GOF GUG 04 Mar 2024 04 Apr 2024 811-23702
DEF 14A Open Document Open Filing GBAB GOF GUG 01 Mar 2024 04 Apr 2024 811-23702
SC 13G/A Open Document Open Filing MS AMENDMENT 08 Feb 2024 005-93930
N-CSRS Open Document | Data Open Filing GUG 02 Feb 2024 30 Nov 2023 811-23702
4 Open Document Open Filing 30 Jan 2024 30 Jan 2024
NPORT-P Open Document Open Filing 29 Jan 2024 30 Nov 2023 811-23702
4 Open Document Open Filing 29 Dec 2023 29 Dec 2023
4 Open Document Open Filing 13 Dec 2023 13 Dec 2023
4 Open Document Open Filing 11 Dec 2023 08 Dec 2023
4 Open Document Open Filing 08 Dec 2023 07 Dec 2023
4 Open Document Open Filing 07 Dec 2023 06 Dec 2023
4 Open Document Open Filing 06 Dec 2023 05 Dec 2023
4 Open Document Open Filing 30 Nov 2023 30 Nov 2023
4 Open Document Open Filing 30 Nov 2023 30 Nov 2023
4 Open Document Open Filing 01 Nov 2023 31 Oct 2023
4 Open Document Open Filing 31 Oct 2023 31 Oct 2023
NPORT-P Open Document Open Filing 25 Oct 2023 31 Aug 2023 811-23702
4 Open Document Open Filing 23 Oct 2023 23 Oct 2023
4 Open Document Open Filing 29 Sep 2023 29 Sep 2023
4 Open Document Open Filing 29 Sep 2023 29 Sep 2023
4 Open Document Open Filing 05 Sep 2023 05 Sep 2023
4 Open Document Open Filing 01 Sep 2023 01 Sep 2023
4 Open Document Open Filing 01 Sep 2023 01 Sep 2023
N-PX Open Document Open Filing GUG 17 Aug 2023 30 Jun 2023 811-23702
N-CEN Open Document Open Filing 14 Aug 2023 31 May 2023 811-23702
N-CSR Open Document | Data Open Filing GUG 02 Aug 2023 31 May 2023 811-23702
4 Open Document Open Filing 01 Aug 2023 01 Aug 2023
4 Open Document Open Filing 31 Jul 2023 31 Jul 2023
NPORT-P Open Document Open Filing 27 Jul 2023 31 May 2023 811-23702
40-17G Open Document Open Filing COMBINED 40-17G FILING 25 Jul 2023 811-23702
4 Open Document Open Filing 05 Jul 2023 05 Jul 2023
4 Open Document Open Filing 03 Jul 2023 01 Jul 2023
4 Open Document Open Filing 07 Jun 2023 07 Jun 2023
4 Open Document Open Filing 01 Jun 2023 01 Jun 2023
4 Open Document Open Filing 01 Jun 2023 01 Jun 2023
4 Open Document Open Filing 02 May 2023 01 May 2023
4 Open Document Open Filing 01 May 2023 28 Apr 2023
4 Open Document Open Filing 28 Apr 2023 28 Apr 2023
NPORT-P Open Document Open Filing 27 Apr 2023 28 Feb 2023 811-23702
4 Open Document Open Filing 10 Apr 2023 06 Apr 2023
4 Open Document Open Filing 13 Mar 2023 13 Mar 2023
4 Open Document Open Filing 10 Mar 2023 10 Mar 2023
DEF 14A Open Document Open Filing GBAB GOF GUG 03 Mar 2023 06 Apr 2023 811-23702
SC 13G Open Document Open Filing MS INITIAL 09 Feb 2023 005-93930
N-CSRS Open Document | Data Open Filing GUG 03 Feb 2023 811-23702
4 Open Document Open Filing 03 Feb 2023 03 Feb 2023
4 Open Document Open Filing 01 Feb 2023 01 Feb 2023
NPORT-P Open Document Open Filing 30 Jan 2023 30 Nov 2022 811-23702
4 Open Document Open Filing 03 Jan 2023 30 Dec 2022
4 Open Document Open Filing 03 Jan 2023 30 Dec 2022
4 Open Document Open Filing 22 Dec 2022 21 Dec 2022
4 Open Document Open Filing 20 Dec 2022 20 Dec 2022
4/A Open Document Open Filing 05 Dec 2022 02 Dec 2022
4 Open Document Open Filing 02 Dec 2022 02 Dec 2022
4 Open Document Open Filing 30 Nov 2022 30 Nov 2022
4 Open Document Open Filing 28 Nov 2022 28 Nov 2022
N-CSR/A Open Document Open Filing GUG 23 Nov 2022 31 May 2022 811-23702
4 Open Document Open Filing 02 Nov 2022 01 Nov 2022
4 Open Document Open Filing 01 Nov 2022 01 Nov 2022
NPORT-P Open Document Open Filing 27 Oct 2022 31 Aug 2022 811-23702
4 Open Document Open Filing 26 Oct 2022 25 Oct 2022
4 Open Document Open Filing 12 Oct 2022 12 Oct 2022
4 Open Document Open Filing 29 Sep 2022 29 Sep 2022
4 Open Document Open Filing 22 Sep 2022 22 Sep 2022
4 Open Document Open Filing 09 Sep 2022 08 Sep 2022
N-PX Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND 24 Aug 2022 30 Jun 2022 811-23702
40-17G Open Document Open Filing COMBINED 40-17G FILING 19 Aug 2022 811-23702
N-CEN Open Document Open Filing 15 Aug 2022 31 May 2022 811-23702
N-CSR Open Document Open Filing GUG 10 Aug 2022 31 May 2022 811-23702
NPORT-P Open Document Open Filing 01 Aug 2022 31 May 2022 811-23702
4 Open Document Open Filing 13 Jul 2022 13 Jul 2022
4 Open Document Open Filing 21 Jun 2022 21 Jun 2022
4 Open Document Open Filing 09 Jun 2022 09 Jun 2022
8-K Open Document Open Filing GUG 29 Apr 2022 29 Apr 2022 811-23702
NPORT-P Open Document Open Filing 28 Apr 2022 28 Feb 2022 811-23702
4 Open Document Open Filing 12 Apr 2022 12 Apr 2022
4 Open Document Open Filing 05 Apr 2022 05 Apr 2022
4 Open Document Open Filing 31 Mar 2022 31 Mar 2022
4 Open Document Open Filing 17 Mar 2022 17 Mar 2022
N-CSRS Open Document Open Filing GUG 04 Feb 2022 30 Nov 2021 811-23702
4 Open Document Open Filing 02 Feb 2022 02 Feb 2022
NPORT-P Open Document Open Filing 28 Jan 2022 30 Nov 2021 811-23702
40-17G Open Document Open Filing 40-17G FILING FOR GUG 18 Jan 2022 811-23702
4 Open Document Open Filing FORM 4 - 26 Nov 2021 26 Nov 2021
3 Open Document Open Filing FORM 3 - 26 Nov 2021 26 Nov 2021
3 Open Document Open Filing FORM 3 - 26 Nov 2021 26 Nov 2021
424B1 Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION 26 Nov 2021 333-256687
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open Document Open Filing FORM 3 - 24 Nov 2021 24 Nov 2021
EFFECT Open Document Open Filing 23 Nov 2021 333-256687
N-2MEF Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION 23 Nov 2021 811-23702,333-261322
N-2/A Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND 23 Nov 2021 811-23702,333-256687
CORRESP Open Document Open Filing 22 Nov 2021
CERT Open Document Open Filing NYSE CERTIFICATION 18 Nov 2021 001-41077
8-A12B Open Document Open Filing REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) O 17 Nov 2021 001-41077
N-2/A Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND 28 Oct 2021 811-23702,333-256687
CORRESP Open Document Open Filing 27 Oct 2021
CORRESP Open Document Open Filing 01 Oct 2021
N-2/A Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND 01 Oct 2021 811-23702,333-256687
UPLOAD Open Document Open Filing 02 Jul 2021
N-2 Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND 01 Jun 2021 811-23702,333-256687
N-8A Open Document Open Filing GUGGENHEIM ACTIVE ALLOCATION FUND 01 Jun 2021 811-23702