Guggenheim Active Allocation Fund SEC EDGAR Filings (CIK 0001864208)

SEC EDGAR filings, ownership reports, and insider transactions for Guggenheim Active Allocation Fund.

Symbol
GUG on NYSE
Business address
227 W. Monroe Street, Chicago, IL, 60606
State of incorporation
DE
Fiscal year end
31 May
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Guggenheim Active Allocation Fund has filed 153 SEC EDGAR filings since 01 Jun 2021

Latest Filings

Recent SEC filings for Guggenheim Active Allocation Fund including 4, 8-K, 40-APP and more.

Form type Document Filing Description Filing date Reporting date File number(s)
4 Open 4 document View SEC filing for 4 19 Dec 2025 18 Dec 2025
8-K Open 8-K document View SEC filing for 8-K GUG 15 Dec 2025 15 Dec 2025 811-23702
40-APP Open 40-APP document View SEC filing for 40-APP 40-APP 10 Nov 2025 812-15938-22
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 07 Nov 2025 005-93930
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 28 Oct 2025 31 Aug 2025 811-23702
N-PX Open N-PX document View SEC filing for N-PX 26 Aug 2025 30 Jun 2025 811-23702
N-CEN Open N-CEN document View SEC filing for N-CEN 13 Aug 2025 31 May 2025 811-23702
N-CSR Open N-CSR document | Open XBRL data View SEC filing for N-CSR NCSR 04 Aug 2025 31 May 2025 811-23702
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 29 Jul 2025 31 May 2025 811-23702
40-17G Open 40-17G document View SEC filing for 40-17G COMBINED 40-17G FILING 28 Jul 2025 811-23702
4 Open 4 document View SEC filing for 4 08 May 2025 05 May 2025
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 25 Apr 2025 28 Feb 2025 811-23702
4 Open 4 document View SEC filing for 4 01 Apr 2025 01 Apr 2025
DEF 14A Open DEF 14A document | Open XBRL data View SEC filing for DEF 14A GBAB GOF GUG 28 Feb 2025 03 Apr 2025 811-23702
N-CSRS Open N-CSRS document | Open XBRL data View SEC filing for N-CSRS GUG 05 Feb 2025 30 Nov 2024 811-23702
SCHEDULE 13G/A Open SCHEDULE 13G/A document View SEC filing for SCHEDULE 13G/A 04 Feb 2025 005-93930
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 29 Jan 2025 30 Nov 2024 811-23702
3 Open 3 document View SEC filing for 3 05 Dec 2024 21 Nov 2024
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 30 Oct 2024 31 Aug 2024 811-23702
4 Open 4 document View SEC filing for 4 04 Oct 2024 03 Oct 2024
4 Open 4 document View SEC filing for 4 03 Sep 2024 03 Sep 2024
N-PX Open N-PX document View SEC filing for N-PX 27 Aug 2024 30 Jun 2024 811-23702
NPORT-P/A Open NPORT-P/A document View SEC filing for NPORT-P/A 20 Aug 2024 30 Nov 2023 811-23702
NPORT-P/A Open NPORT-P/A document View SEC filing for NPORT-P/A 20 Aug 2024 31 Aug 2023 811-23702
N-CEN Open N-CEN document View SEC filing for N-CEN 14 Aug 2024 31 May 2024 811-23702
N-CSR Open N-CSR document | Open XBRL data View SEC filing for N-CSR NCSR 02 Aug 2024 31 May 2024 811-23702
40-17G Open 40-17G document View SEC filing for 40-17G COMBINED 40-17G FILING 31 Jul 2024 811-23702
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 29 Jul 2024 31 May 2024 811-23702
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 29 Apr 2024 29 Feb 2024 811-23702
4 Open 4 document View SEC filing for 4 01 Apr 2024 01 Apr 2024
DEF 14A Open DEF 14A document View SEC filing for DEF 14A GBAB GOF GUG 04 Mar 2024 04 Apr 2024 811-23702
DEF 14A Open DEF 14A document View SEC filing for DEF 14A GBAB GOF GUG 01 Mar 2024 04 Apr 2024 811-23702
SC 13G/A Open SC 13G/A document View SEC filing for SC 13G/A MS AMENDMENT 08 Feb 2024 005-93930
N-CSRS Open N-CSRS document | Open XBRL data View SEC filing for N-CSRS GUG 02 Feb 2024 30 Nov 2023 811-23702
4 Open 4 document View SEC filing for 4 30 Jan 2024 30 Jan 2024
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 29 Jan 2024 30 Nov 2023 811-23702
4 Open 4 document View SEC filing for 4 29 Dec 2023 29 Dec 2023
4 Open 4 document View SEC filing for 4 13 Dec 2023 13 Dec 2023
4 Open 4 document View SEC filing for 4 11 Dec 2023 08 Dec 2023
4 Open 4 document View SEC filing for 4 08 Dec 2023 07 Dec 2023
4 Open 4 document View SEC filing for 4 07 Dec 2023 06 Dec 2023
4 Open 4 document View SEC filing for 4 06 Dec 2023 05 Dec 2023
4 Open 4 document View SEC filing for 4 30 Nov 2023 30 Nov 2023
4 Open 4 document View SEC filing for 4 30 Nov 2023 30 Nov 2023
4 Open 4 document View SEC filing for 4 01 Nov 2023 31 Oct 2023
4 Open 4 document View SEC filing for 4 31 Oct 2023 31 Oct 2023
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 25 Oct 2023 31 Aug 2023 811-23702
4 Open 4 document View SEC filing for 4 23 Oct 2023 23 Oct 2023
4 Open 4 document View SEC filing for 4 29 Sep 2023 29 Sep 2023
4 Open 4 document View SEC filing for 4 29 Sep 2023 29 Sep 2023
4 Open 4 document View SEC filing for 4 05 Sep 2023 05 Sep 2023
4 Open 4 document View SEC filing for 4 01 Sep 2023 01 Sep 2023
4 Open 4 document View SEC filing for 4 01 Sep 2023 01 Sep 2023
N-PX Open N-PX document View SEC filing for N-PX GUG 17 Aug 2023 30 Jun 2023 811-23702
N-CEN Open N-CEN document View SEC filing for N-CEN 14 Aug 2023 31 May 2023 811-23702
N-CSR Open N-CSR document | Open XBRL data View SEC filing for N-CSR GUG 02 Aug 2023 31 May 2023 811-23702
4 Open 4 document View SEC filing for 4 01 Aug 2023 01 Aug 2023
4 Open 4 document View SEC filing for 4 31 Jul 2023 31 Jul 2023
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 27 Jul 2023 31 May 2023 811-23702
40-17G Open 40-17G document View SEC filing for 40-17G COMBINED 40-17G FILING 25 Jul 2023 811-23702
4 Open 4 document View SEC filing for 4 05 Jul 2023 05 Jul 2023
4 Open 4 document View SEC filing for 4 03 Jul 2023 01 Jul 2023
4 Open 4 document View SEC filing for 4 07 Jun 2023 07 Jun 2023
4 Open 4 document View SEC filing for 4 01 Jun 2023 01 Jun 2023
4 Open 4 document View SEC filing for 4 01 Jun 2023 01 Jun 2023
4 Open 4 document View SEC filing for 4 02 May 2023 01 May 2023
4 Open 4 document View SEC filing for 4 01 May 2023 28 Apr 2023
4 Open 4 document View SEC filing for 4 28 Apr 2023 28 Apr 2023
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 27 Apr 2023 28 Feb 2023 811-23702
4 Open 4 document View SEC filing for 4 10 Apr 2023 06 Apr 2023
4 Open 4 document View SEC filing for 4 13 Mar 2023 13 Mar 2023
4 Open 4 document View SEC filing for 4 10 Mar 2023 10 Mar 2023
DEF 14A Open DEF 14A document View SEC filing for DEF 14A GBAB GOF GUG 03 Mar 2023 06 Apr 2023 811-23702
SC 13G Open SC 13G document View SEC filing for SC 13G MS INITIAL 09 Feb 2023 005-93930
N-CSRS Open N-CSRS document | Open XBRL data View SEC filing for N-CSRS GUG 03 Feb 2023 811-23702
4 Open 4 document View SEC filing for 4 03 Feb 2023 03 Feb 2023
4 Open 4 document View SEC filing for 4 01 Feb 2023 01 Feb 2023
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 30 Jan 2023 30 Nov 2022 811-23702
4 Open 4 document View SEC filing for 4 03 Jan 2023 30 Dec 2022
4 Open 4 document View SEC filing for 4 03 Jan 2023 30 Dec 2022
4 Open 4 document View SEC filing for 4 22 Dec 2022 21 Dec 2022
4 Open 4 document View SEC filing for 4 20 Dec 2022 20 Dec 2022
4/A Open 4/A document View SEC filing for 4/A 05 Dec 2022 02 Dec 2022
4 Open 4 document View SEC filing for 4 02 Dec 2022 02 Dec 2022
4 Open 4 document View SEC filing for 4 30 Nov 2022 30 Nov 2022
4 Open 4 document View SEC filing for 4 28 Nov 2022 28 Nov 2022
N-CSR/A Open N-CSR/A document View SEC filing for N-CSR/A GUG 23 Nov 2022 31 May 2022 811-23702
4 Open 4 document View SEC filing for 4 02 Nov 2022 01 Nov 2022
4 Open 4 document View SEC filing for 4 01 Nov 2022 01 Nov 2022
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 27 Oct 2022 31 Aug 2022 811-23702
4 Open 4 document View SEC filing for 4 26 Oct 2022 25 Oct 2022
4 Open 4 document View SEC filing for 4 12 Oct 2022 12 Oct 2022
4 Open 4 document View SEC filing for 4 29 Sep 2022 29 Sep 2022
4 Open 4 document View SEC filing for 4 22 Sep 2022 22 Sep 2022
4 Open 4 document View SEC filing for 4 09 Sep 2022 08 Sep 2022
N-PX Open N-PX document View SEC filing for N-PX GUGGENHEIM ACTIVE ALLOCATION FUND 24 Aug 2022 30 Jun 2022 811-23702
40-17G Open 40-17G document View SEC filing for 40-17G COMBINED 40-17G FILING 19 Aug 2022 811-23702
N-CEN Open N-CEN document View SEC filing for N-CEN 15 Aug 2022 31 May 2022 811-23702
N-CSR Open N-CSR document View SEC filing for N-CSR GUG 10 Aug 2022 31 May 2022 811-23702
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 01 Aug 2022 31 May 2022 811-23702
4 Open 4 document View SEC filing for 4 13 Jul 2022 13 Jul 2022
4 Open 4 document View SEC filing for 4 21 Jun 2022 21 Jun 2022
4 Open 4 document View SEC filing for 4 09 Jun 2022 09 Jun 2022
8-K Open 8-K document View SEC filing for 8-K GUG 29 Apr 2022 29 Apr 2022 811-23702
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 28 Apr 2022 28 Feb 2022 811-23702
4 Open 4 document View SEC filing for 4 12 Apr 2022 12 Apr 2022
4 Open 4 document View SEC filing for 4 05 Apr 2022 05 Apr 2022
4 Open 4 document View SEC filing for 4 31 Mar 2022 31 Mar 2022
4 Open 4 document View SEC filing for 4 17 Mar 2022 17 Mar 2022
N-CSRS Open N-CSRS document View SEC filing for N-CSRS GUG 04 Feb 2022 30 Nov 2021 811-23702
4 Open 4 document View SEC filing for 4 02 Feb 2022 02 Feb 2022
NPORT-P Open NPORT-P document View SEC filing for NPORT-P 28 Jan 2022 30 Nov 2021 811-23702
40-17G Open 40-17G document View SEC filing for 40-17G 40-17G FILING FOR GUG 18 Jan 2022 811-23702
4 Open 4 document View SEC filing for 4 FORM 4 - 26 Nov 2021 26 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 26 Nov 2021 26 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 26 Nov 2021 26 Nov 2021
424B1 Open 424B1 document View SEC filing for 424B1 GUGGENHEIM ACTIVE ALLOCATION 26 Nov 2021 333-256687
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
3 Open 3 document View SEC filing for 3 FORM 3 - 24 Nov 2021 24 Nov 2021
EFFECT Open EFFECT document View SEC filing for EFFECT 23 Nov 2021 333-256687
N-2MEF Open N-2MEF document View SEC filing for N-2MEF GUGGENHEIM ACTIVE ALLOCATION 23 Nov 2021 811-23702,333-261322
N-2/A Open N-2/A document View SEC filing for N-2/A GUGGENHEIM ACTIVE ALLOCATION FUND 23 Nov 2021 811-23702,333-256687
CORRESP Open CORRESP document View SEC filing for CORRESP 22 Nov 2021
CERT Open CERT document View SEC filing for CERT NYSE CERTIFICATION 18 Nov 2021 001-41077
8-A12B Open 8-A12B document View SEC filing for 8-A12B REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(B) OR (G) O 17 Nov 2021 001-41077
N-2/A Open N-2/A document View SEC filing for N-2/A GUGGENHEIM ACTIVE ALLOCATION FUND 28 Oct 2021 811-23702,333-256687
CORRESP Open CORRESP document View SEC filing for CORRESP 27 Oct 2021
CORRESP Open CORRESP document View SEC filing for CORRESP 01 Oct 2021
N-2/A Open N-2/A document View SEC filing for N-2/A GUGGENHEIM ACTIVE ALLOCATION FUND 01 Oct 2021 811-23702,333-256687
UPLOAD Open UPLOAD document View SEC filing for UPLOAD 02 Jul 2021
N-2 Open N-2 document View SEC filing for N-2 GUGGENHEIM ACTIVE ALLOCATION FUND 01 Jun 2021 811-23702,333-256687
N-8A Open N-8A document View SEC filing for N-8A GUGGENHEIM ACTIVE ALLOCATION FUND 01 Jun 2021 811-23702

About this filer

Guggenheim Active Allocation Fund files with the SEC under CIK 0001864208. This page aggregates EDGAR filings and related ownership activity.

See insider transactions for this issuer.

FAQ

What is a CIK?
A Central Index Key (CIK) is a unique identifier assigned by the SEC to each filer.
Why are some filings missing?
New filings appear as the SEC updates EDGAR, and older records can vary by availability.
How often is this page updated?
Updates follow new EDGAR submissions and periodic data refreshes.

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