Security key
40170T106
Guggenheim Active Allocation Fund - Common Shares (GUG)
CUSIP: 40170T106
Q1 2024 13F Holders as of 31 Mar 2024
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 8,261,176
- Total 13F value
- $121,300,978
- Share change
- -1,525,665
- SEC-reported price per share
- $14.71
- Number of holders
- 50
- Value change
- -$22,423,244
- Number of buys
- 32
- Number of sells
- 20
- Shares outstanding
- 33,067,810
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2024
Institutions
50
Top holders
10
GUG full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Guggenheim Active Allocation Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 40170T106
Recent filing periods:
Ownership snapshot
Top reported holders of GUG - Guggenheim Active Allocation Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/15
Latest evidence
31 Dec 2023
13F
Highest disclosed value: $26,674,098
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY has the largest disclosed position value at $26.67M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Disclosed position value
Top 5
MORGAN STANLEY
$26.67M
ROYAL BANK OF CANADA
$19.42M
Saba Capital Management, L.P.
$17.27M
GUGGENHEIM CAPITAL LLC
$13.93M
COHEN & STEERS, INC.
$13.58M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$26,674,098
1,819,515 shares
|
— | 31 Dec 2023 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
denominator unverified
|
$19,420,000
1,324,730 shares
|
— | 31 Dec 2023 |
| Saba Capital Management, L.P. |
13F
Company
|
—
denominator unverified
|
$17,273,321
1,178,262 shares
|
— | 31 Dec 2023 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
—
denominator unverified
|
$13,927,000
950,000 shares
|
— | 31 Dec 2023 |
| COHEN & STEERS, INC. |
13F
Company
|
—
denominator unverified
|
$13,579,000
926,251 shares
|
— | 31 Dec 2023 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
denominator unverified
|
$11,759,925
802,178 shares
|
— | 31 Dec 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
50
Shares
8,261,176
Rows available
50
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2024 vs Q2 2026 Across Filers
Q2 2026 holders
46
Q1 2024 holders
50
Holder diff
4
| Investor | Q2 2026 Shares | Q1 2024 Shares | Share Diff | Share Chg % | Q2 2026 value | Q1 2024 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend