Comparable stake leader
MORGAN STANLEY
SEC ownership of Guggenheim Active Allocation Fund
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001864208.
Disclosed value leader
MORGAN STANLEY
Comparable rows
46/50
Latest evidence
31 Mar 2026
- Public ticker
- GUG on NYSE
- Parsed ownership sources
-
13D/G, 13F, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
MORGAN STANLEY
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
46 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
MORGAN STANLEY
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
31 Mar 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001864208
- Issuer location
- Chicago, IL
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of Guggenheim Active Allocation Fund (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
46/50
Latest evidence
31 Mar 2026
13D/G
13F
3/4/5
Lead comparable stake: 8.4%
4 rows are not safely comparable across share classes.
13D/G row: MORGAN STANLEY
Showing 1-8 of 50 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 8.4%.
46 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
8.4%
Randall C. Barnes
0.19%
Ronald Nyberg
0.01%
GUGGENHEIM CAPITAL LLC
2.9%
BANK OF AMERICA CORP /DE/
2.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13D/G
13F
Company
|
8.4%
|
$43,332,058
2,777,696 shares
|
+$5,735,855 | 30 Sep 2025 |
| Randall C. Barnes |
3/4/5
Director, TRUSTEE
|
0.19%
|
$987,803
62,322 shares
|
-$47,550 | 06 Mar 2026 |
| Ronald Nyberg |
3/4/5
Director, TRUSTEE
|
0.01%
|
$37,675
2,426 shares
|
+$4,985 | 18 Dec 2025 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
2.9%
|
$14,459,000
950,000 shares
|
— | 31 Mar 2026 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
2.8%
|
$13,925,747
914,964 shares
|
— | 31 Mar 2026 |
| Pathstone Holdings, LLC |
13F
Company
|
2.7%
|
$13,528,637
888,872 shares
|
— | 31 Mar 2026 |
| COHEN & STEERS, INC. |
13F
Company
|
2.6%
|
$12,909,000
848,149 shares
|
— | 31 Mar 2026 |
| Advisors Asset Management, Inc. |
13F
Company
|
2.4%
|
$12,242,161
804,347 shares
|
— | 31 Mar 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$42,565.
Buys
$4,985
Insiders: 1
Sells
$47,550
Insiders: 1
Net
-$42,565
Shares: -2,679
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 321
Shares: 3,000
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 0 | 0 | $0 | $0 | $0 |
| 3-6 | 0 | 3,000 | $0 | $47,550 | -$47,550 |
| 6-9 | 321 | 0 | $4,985 | $0 | +$4,985 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-20 of 26 reporting-owner rows connected to Guggenheim Active Allocation Fund. Open a relationship link for the CIK-to-CIK filing trail.
Rows
26
Largest Forms 3/4/5 holder
Randall C. Barnes
Net 12M change
-$42,565
Latest report
06 Mar 2026
Recent insider transactions for Guggenheim Active Allocation Fund
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Randall C. Barnes | GUG | Common Stock | Sale | -4.59% | $47,550 | $15.85 | -3,000 | 62,322 | 06 Mar 2026 | Direct |
| Ronald Nyberg | GUG | Common Stock | Purchase | 15.2% | $4,985 | $15.53 | 321 | 2,426 | 18 Dec 2025 | Direct |
* marks a reported price that did not pass the local price check.