Security key
40170T106
Guggenheim Active Allocation Fund - Common Shares (GUG)
CUSIP: 40170T106
Q1 2022 13F Holders as of 31 Mar 2022
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 3,368,217
- Total 13F value
- $57,712,000
- Share change
- +2,142,108
- SEC-reported price per share
- $17.13
- Number of holders
- 14
- Value change
- +$36,637,755
- Number of buys
- 14
- Number of sells
- 1
- Shares outstanding
- 33,067,810
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2022
Institutions
14
Top holders
10
GUG full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Guggenheim Active Allocation Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 40170T106
Recent filing periods:
Ownership snapshot
Top reported holders of GUG - Guggenheim Active Allocation Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
0/6
Latest evidence
31 Dec 2021
13F
3/4/5
Highest disclosed value: $20,288,000
6 rows are not safely comparable across share classes.
Quick read
MORGAN STANLEY has the largest disclosed position value at $20.29M.
0 of 6 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Disclosed position value
Top 5
MORGAN STANLEY
$20.29M
BANK OF AMERICA CORP /DE/
$3.28M
Marcum Wealth, LLC
$499K
WELLS FARGO & COMPANY/MN
$399K
ROYAL BANK OF CANADA
$2K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 6 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
—
denominator unverified
|
$20,288,000
1,016,424 shares
|
— | 31 Dec 2021 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
—
denominator unverified
|
$3,285,000
164,560 shares
|
— | 31 Dec 2021 |
| Marcum Wealth, LLC |
13F
Company
|
—
denominator unverified
|
$499,000
25,000 shares
|
— | 31 Dec 2021 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
denominator unverified
|
$399,000
20,000 shares
|
— | 31 Dec 2021 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
denominator unverified
|
$2,000
125 shares
|
— | 31 Dec 2021 |
| GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC |
3/4/5
Investment Adviser
|
—
denominator unverified
|
—
5,000 shares
|
— | 24 Nov 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
14
Shares
3,368,217
Rows available
14
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2022 vs Q2 2026 Across Filers
Q2 2026 holders
46
Q1 2022 holders
14
Holder diff
-32
| Investor | Q2 2026 Shares | Q1 2022 Shares | Share Diff | Share Chg % | Q2 2026 value | Q1 2022 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend