Pathstone Holdings, LLC

Holdings History for Guggenheim Active Allocation Fund - Common Shares (GUG)

Symbol: GUG on NYSE
Investment type: Equity / Common Shares

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2025	0.06%	+0%	$14,960,958	975,927	+78,401	+8.7%	$15.33	Q4 2025
30 Sep 2025	0.05%	+0.01%	$14,001,403	897,526	+126,657	+16%	$15.60	Q3 2025
30 Jun 2025	0.05%	+0.01%	$12,056,389	770,869	+112,700	+17%	$15.64	Q2 2025
31 Mar 2025	0.04%	+0.02%	$9,967,695	658,169	+329,696	+100%	$15.14	Q1 2025
31 Dec 2024	0.02%	+0.01%	$4,888,594	328,473	+108,115	+49%	$14.88	Q4 2024
30 Sep 2024	0.02%	-0%	$3,647,013	220,358	-38,698	-15%	$16.55	Q3 2024
30 Jun 2024	0.02%	+0%	$3,867,703	259,056	+61,745	+31%	$14.93	Q2 2024
31 Mar 2024	0.01%	+0%	$2,902,442	197,311	+48,798	+33%	$14.71	Q1 2024
31 Dec 2023	0.01%	0%	$2,177,202	148,513	0		$14.66	Q4 2023

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.