Security key
40170T106
Guggenheim Active Allocation Fund - Common Shares (GUG)
CUSIP: 40170T106
Q4 2024 13F Holders as of 31 Dec 2024
- Security type / class
- Equity / Common Shares
- Total 13F shares
- 9,310,438
- Total 13F value
- $138,450,521
- Share change
- +783,572
- SEC-reported price per share
- $14.87
- Number of holders
- 57
- Value change
- +$9,350,790
- Number of buys
- 34
- Number of sells
- 15
- Shares outstanding
- 33,067,810
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2024
Institutions
57
Top holders
10
GUG full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
Guggenheim Active Allocation Fund SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 40170T106
Recent filing periods:
Ownership snapshot
Top reported holders of GUG - Guggenheim Active Allocation Fund - Common Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
MORGAN STANLEY
Disclosed value leader
MORGAN STANLEY
Comparable rows
15/15
Latest evidence
30 Sep 2024
13F
Lead comparable stake: 6.2%
Showing 1-6 of 15 holder rows.
Quick read
MORGAN STANLEY leads the comparable SEC ownership view at 6.2%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens MORGAN STANLEY's linked filing trail.
Comparable ownership
Top 5
MORGAN STANLEY
6.2%
GUGGENHEIM CAPITAL LLC
2.9%
COHEN & STEERS, INC.
2.9%
Baird Financial Group, Inc.
2.1%
BANK OF AMERICA CORP /DE/
1.8%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
Company
|
6.2%
|
$33,700,030
2,036,254 shares
|
— | 30 Sep 2024 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
2.9%
|
$15,722,500
950,000 shares
|
— | 30 Sep 2024 |
| COHEN & STEERS, INC. |
13F
Company
|
2.9%
|
$15,627,000
944,251 shares
|
— | 30 Sep 2024 |
| Baird Financial Group, Inc. |
13F
Company
|
2.1%
|
$11,500,926
694,920 shares
|
— | 30 Sep 2024 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
1.8%
|
$9,927,036
599,821 shares
|
— | 30 Sep 2024 |
| ROYAL BANK OF CANADA |
13F
Company
|
1.6%
|
$8,617,000
520,629 shares
|
— | 30 Sep 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2024
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
57
Shares
9,310,438
Rows available
57
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2024 vs Q1 2026 Across Filers
Q1 2026 holders
44
Q4 2024 holders
57
Holder diff
13
| Investor | Q1 2026 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q1 2026 value | Q4 2024 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend