GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2014 to Q4 2025

Type / Class: Equity / COM
Symbol: GAIN on Nasdaq
Price per share: $13.97
All holders as of 30 Sep 2025: Q3 2025
Total 13F shares: 6,091,185
Total reported value: $124,741,282
% of total 13F portfolios: 0%
Share change: +567,560
Value change: +$7,739,827
Number of holders: 86

Reported Shares, Excluding Options vs Price

Reported Value, Excluding Options

Total Investors

As of 30 Sep 2025, 86 institutional investors reported holding 6,091,185 shares of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN).

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) across Reporting Periods

Period	Reported Shares, Excl. Options	Value, Excl. Options	Value Change	Puts Notional Value	Calls Notional Value	Price (Median)	Investors
2025 Q4	387,996	$38,163,797	-$8,287,114			$13.97	10
2025 Q3	6,091,185	$124,741,282	+$7,739,827	$746,280	$666,124	$13.82	86
2025 Q2	5,506,078	$78,571,390	+$2,919,985	$1,014,597	$1,100,217	$14.27	82
2025 Q1	5,335,038	$71,280,069	+$2,487,563	$1,062,120	$790,912	$13.36	85
2024 Q4	5,151,416	$68,270,286	+$1,392,179	$1,154,075	$901,000	$13.25	82
2024 Q3	4,962,662	$71,240,122	-$6,647,788	$1,164,670	$1,232,585	$14.45	79
2024 Q2	5,438,754	$76,032,604	+$3,311,569	$1,372,836	$1,690,182	$13.98	83
2024 Q1	5,201,233	$74,010,256	+$11,884,307	$1,578,107	$1,906,820	$14.23	80
2023 Q4	4,371,119	$61,832,806	+$4,200,898	$772,590	$1,976,755	$14.15	91
2023 Q3	4,040,348	$51,479,974	+$316,407	$529,984	$805,168	$12.74	74
2023 Q2	4,010,020	$52,294,181	-$6,096,938	$409,456	$1,439,616	$13.04	76
2023 Q1	4,474,948	$59,295,715	-$5,553,529	$539,275	$2,008,700	$13.25	76
2022 Q4	4,895,625	$63,212,393	+$9,819,681	$242,708	$1,030,218	$12.91	83
2022 Q3	4,083,645	$49,414,182	+$3,169,217	$162,000	$1,153,000	$12.10	72
2022 Q2	3,822,419	$53,832,215	-$3,245,503	$256,000	$1,049,000	$14.08	73
2022 Q1	4,038,996	$65,174,288	+$1,427,494	$413,000	$1,189,000	$16.13	71
2021 Q4	3,937,841	$67,228,314	-$3,727,471	$0	$212,000	$17.08	69
2021 Q3	4,110,799	$57,017,392	-$106,296	$151,000	$845,000	$13.87	67
2021 Q2	4,111,021	$59,235,811	-$2,135,582	$326,000	$547,000	$14.41	67
2021 Q1	4,286,147	$52,264,427	+$1,826,393	$426,000	$1,289,000	$12.23	75
2020 Q4	4,304,960	$43,444,853	-$52,891	$180,000	$629,000	$10.09	69
2020 Q3	4,092,080	$37,245,865	-$2,407,914	$244,000	$960,000	$9.10	65
2020 Q2	4,309,694	$44,005,863	-$7,460,523	$526,000	$406,000	$10.24	65
2020 Q1	4,900,724	$38,465,191	-$5,717,543	$294,000	$162,000	$7.85	69
2019 Q4	5,631,029	$74,608,405	+$12,166,272	$184,000	$203,000	$13.25	75
2019 Q3	4,571,252	$56,044,415	+$3,516,556		$1,501,000	$12.34	65
2019 Q2	4,295,871	$48,254,711	+$1,121,892		$1,353,000	$11.23	57
2019 Q1	4,134,868	$48,124,612	-$1,083,623	$0	$1,192,000	$11.60	66
2018 Q4	4,153,837	$38,714,895	-$9,052,016	$117,000	$575,000	$9.32	63
2018 Q3	4,781,332	$54,646,820	-$179,576		$844,000	$11.43	66
2018 Q2	4,789,808	$55,808,307	-$4,503,672	$98,000	$655,000	$11.77	64
2018 Q1	5,276,563	$53,261,953	-$4,699,291	$254,000		$10.10	69
2017 Q4	5,667,799	$63,209,239	-$2,739,124	$238,000	$0	$11.16	64
2017 Q3	5,871,886	$55,727,653	-$1,675,878		$131,000	$9.49	65
2017 Q2	6,103,203	$57,369,648	-$410,963			$9.40	68
2017 Q1	6,104,553	$55,167,470	+$3,498,809			$9.07	58
2016 Q4	5,942,522	$50,287,000	-$74,723			$8.46	64
2016 Q3	6,022,602	$53,542,454	+$9,372,497			$8.89	67
2016 Q2	4,976,612	$35,637,786	-$12,642,003			$7.16	52
2016 Q1	6,658,380	$46,737,884	-$4,477,925	$0		$7.02	55
2015 Q4	7,284,761	$55,848,023	-$3,753,626	$83,000		$7.67	53
2015 Q3	7,776,301	$54,760,829	-$2,561,451	$73,000		$7.04	51
2015 Q2	8,120,290	$64,557,559	-$3,417,108	$0	$0	$7.95	54
2015 Q1	8,575,828	$63,455,530	+$5,614,086	$22,000	$340,000	$7.40	57
2014 Q4	7,804,575	$54,634,491	-$4,635,819	$270,000		$7.00	52
2014 Q3	8,215,795	$58,417,072	-$7,149,324	$148,000		$7.11	51
2014 Q2	9,188,790	$67,993,733	-$16,822,231	$261,000		$7.40	66
2014 Q1	11,162,132	$92,298,887	+$13,906,851			$8.27	79