GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)

Q3 2020 13F Holders as of 30 Sep 2020

Type / Class
Equity / COM
Total 13F shares
4,092,080
Share change
-229,593
Total reported value
$37,245,865
Put/Call ratio
25%
Price per share
$9.10
Number of holders
65
Value change
-$2,407,914
Number of buys
30
Number of sells
36

Institutional Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q3 2020

As of 30 Sep 2020, GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) was held by 65 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 4,092,080 shares. The largest 10 holders included VAN ECK ASSOCIATES CORP, DAVENPORT & Co LLC, Legal & General Group Plc, ADVISOR GROUP HOLDINGS, INC., Advisors Asset Management, Inc., BlackRock Inc., TWO SIGMA ADVISERS, LP, PFG Advisors, GLOBAL STRATEGIC MANAGEMENT INC, and Aurora Private Wealth, Inc.. This page lists 65 institutional shareholders reporting positions in this security for the Q3 2020 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.