Security key
376546107
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)
CUSIP: 376546107
Q3 2025 13F Holders as of 30 Sep 2025
- Security type / class
- Equity / COM
- Total 13F shares
- 6,091,185
- Total 13F value
- $124,741,282
- Share change
- +567,560
- Put/Call ratio
- 112%
- SEC-reported price per share
- $13.82
- Number of holders
- 86
- Value change
- +$7,739,827
- Number of buys
- 45
- Number of sells
- 34
Open additional details 1 more signal available
Report period
Q3 2025
Institutions
86
Top holders
10
GAIN full security history
Ownership snapshot
Full 13F holder table
GLADSTONE INVESTMENT CORPORATION\DE SEC filings
GLADSTONE INVESTMENT CORPORATION\DE company facts
Broader feeds
Ownership snapshot
Top reported holders of GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Union Bancaire Privee, UB...
Disclosed value leader
Union Bancaire Privee, UB...
Comparable rows
0/15
Latest evidence
30 Jun 2025
13F
3/4/5
Highest disclosed value: $40,355,805
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Union Bancaire Privee, UBP SA has the largest disclosed position value at $40.36M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Union Bancaire Privee, UBP SA's linked filing trail.
Disclosed position value
Top 5
Union Bancaire Privee, UBP SA
$40.36M
Melia Wealth LLC
$16.17M
VAN ECK ASSOCIATES CORP
$11.94M
MORGAN STANLEY
$4.09M
UBS Group AG
$3.65M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Union Bancaire Privee, UBP SA |
13F
Company
|
—
class O/S missing
|
$40,355,805
19,806 shares
|
— | 30 Jun 2025 |
| Melia Wealth LLC |
13F
Company
|
—
class O/S missing
|
$16,168,338
1,133,030 shares
|
— | 30 Jun 2025 |
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$11,939,000
836,641 shares
|
— | 30 Jun 2025 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$4,086,874
286,395 shares
|
— | 30 Jun 2025 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$3,648,211
255,656 shares
|
— | 30 Jun 2025 |
| BlackRock, Inc. |
13F
Company
|
—
class O/S missing
|
$3,584,636
251,201 shares
|
— | 30 Jun 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2025
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
86
Shares
6,091,185
Rows available
86
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
82
Q3 2025 holders
86
Holder diff
4
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 value | Q3 2025 value | Value change | Value Chg % |
|---|