Security key
376546107
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)
CUSIP: 376546107
Q3 2023 13F Holders as of 30 Sep 2023
- Security type / class
- Equity / COM
- Total 13F shares
- 4,040,348
- Total 13F value
- $51,479,974
- Share change
- +30,330
- Put/Call ratio
- 66%
- SEC-reported price per share
- $12.74
- Number of holders
- 74
- Value change
- +$316,407
- Number of buys
- 35
- Number of sells
- 36
Open additional details 1 more signal available
Report period
Q3 2023
Institutions
74
Top holders
10
GAIN full security history
Ownership snapshot
Full 13F holder table
GLADSTONE INVESTMENT CORPORATION\DE SEC filings
GLADSTONE INVESTMENT CORPORATION\DE company facts
Broader feeds
Ownership snapshot
Top reported holders of GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VAN ECK ASSOCIATES CORP
Disclosed value leader
VAN ECK ASSOCIATES CORP
Comparable rows
0/15
Latest evidence
30 Jun 2023
13F
Highest disclosed value: $6,790,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
VAN ECK ASSOCIATES CORP has the largest disclosed position value at $6.79M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VAN ECK ASSOCIATES CORP's linked filing trail.
Disclosed position value
Top 5
VAN ECK ASSOCIATES CORP
$6.79M
Legal & General Group Plc
$3.15M
DAVENPORT & Co LLC
$2.96M
OUTFITTERS FINANCIAL LLC
$2.84M
Advisors Asset Management, Inc.
$2.81M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$6,790,000
520,705 shares
|
— | 30 Jun 2023 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$3,147,605
241,566 shares
|
— | 30 Jun 2023 |
| DAVENPORT & Co LLC |
13F
Company
|
—
class O/S missing
|
$2,958,675
226,901 shares
|
— | 30 Jun 2023 |
| OUTFITTERS FINANCIAL LLC |
13F
Company
|
—
class O/S missing
|
$2,838,743
217,695 shares
|
— | 30 Jun 2023 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$2,810,042
215,494 shares
|
— | 30 Jun 2023 |
| LPL Financial LLC |
13F
Company
|
—
class O/S missing
|
$2,493,543
191,223 shares
|
— | 30 Jun 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
74
Shares
4,040,348
Rows available
74
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2023 vs Q2 2023 Across Filers
Q2 2023 holders
76
Q3 2023 holders
74
Holder diff
-2
| Investor | Q2 2023 Shares | Q3 2023 Shares | Share Diff | Share Chg % | Q2 2023 value | Q3 2023 value | Value change | Value Chg % |
|---|