Security key
376546107
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN)
CUSIP: 376546107
Q4 2020 13F Holders as of 31 Dec 2020
- Security type / class
- Equity / COM
- Total 13F shares
- 4,304,960
- Total 13F value
- $43,444,853
- Share change
- -15,990
- Put/Call ratio
- 29%
- SEC-reported price per share
- $10.09
- Number of holders
- 69
- Value change
- -$52,891
- Number of buys
- 35
- Number of sells
- 27
Open additional details 1 more signal available
Report period
Q4 2020
Institutions
69
Top holders
10
GAIN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2026
GLADSTONE INVESTMENT CORPORATION\DE SEC filings
GLADSTONE INVESTMENT CORPORATION\DE company facts
Broader feeds
Reporting periods
Holder history for CUSIP 376546107
Recent filing periods:
Ownership snapshot
Top reported holders of GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VAN ECK ASSOCIATES CORP
Disclosed value leader
VAN ECK ASSOCIATES CORP
Comparable rows
0/15
Latest evidence
30 Sep 2020
13F
Highest disclosed value: $4,209,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
VAN ECK ASSOCIATES CORP has the largest disclosed position value at $4.21M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VAN ECK ASSOCIATES CORP's linked filing trail.
Disclosed position value
Top 5
VAN ECK ASSOCIATES CORP
$4.21M
DAVENPORT & Co LLC
$2.36M
Legal & General Group Plc
$2.14M
OSAIC HOLDINGS, INC.
$2.12M
Advisors Asset Management, Inc.
$1.98M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$4,209,000
462,477 shares
|
— | 30 Sep 2020 |
| DAVENPORT & Co LLC |
13F
Company
|
—
class O/S missing
|
$2,358,000
259,071 shares
|
— | 30 Sep 2020 |
| Legal & General Group Plc |
13F
Company
|
—
class O/S missing
|
$2,139,000
234,707 shares
|
— | 30 Sep 2020 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
—
class O/S missing
|
$2,119,000
232,841 shares
|
— | 30 Sep 2020 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$1,980,000
217,610 shares
|
— | 30 Sep 2020 |
| BlackRock Finance, Inc. |
13F
Company
|
—
class O/S missing
|
$1,853,000
203,605 shares
|
— | 30 Sep 2020 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2020
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
69
Shares
4,304,960
Rows available
69
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2020 vs Q3 2020 Across Filers
Q3 2020 holders
65
Q4 2020 holders
69
Holder diff
4
| Investor | Q3 2020 Shares | Q4 2020 Shares | Share Diff | Share Chg % | Q3 2020 value | Q4 2020 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend