Q1 2021 13F Holders as of 31 Mar 2021
-
Type / Class
-
Equity / COM
-
Number of holders
-
75
-
Total 13F shares, excl. options
-
4.29M
-
Shares change
-
+132K
-
Total reported value, excl. options
-
$52.3M
-
Value change
-
+$1.83M
-
Put/Call ratio
-
0.33
-
Number of buys
-
36
-
Number of sells
-
-35
-
Price
-
$12.23
Significant Holders of GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) as of Q1 2021
90 filings reported holding GAIN - GLADSTONE INVESTMENT CORPORATION\DE - COM as of Q1 2021.
GLADSTONE INVESTMENT CORPORATION\DE - COM (GAIN) has 75 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 4.29M shares
.
Largest 10 shareholders include VAN ECK ASSOCIATES CORP (620K shares), DAVENPORT & Co LLC (288K shares), Outfitter Financial LLC (269K shares), Legal & General Group Plc (231K shares), ADVISOR GROUP HOLDINGS, INC. (222K shares), Advisors Asset Management, Inc. (221K shares), BlackRock Inc. (194K shares), PFG Advisors (165K shares), INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC (157K shares), and MORGAN STANLEY (148K shares).
This table shows the top 75 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.