Security key
376546107
GLADSTONE INVESTMENT CORPORATIONDE - COM (GAIN)
CUSIP: 376546107
Q4 2021 13F Holders as of 31 Dec 2021
- Security type / class
- Equity / COM
- Total 13F shares
- 3,937,841
- Total 13F value
- $67,228,314
- Share change
- -280,028
- Put/Call ratio
- 0%
- SEC-reported price per share
- $17.08
- Number of holders
- 69
- Value change
- -$3,727,471
- Number of buys
- 28
- Number of sells
- 37
Open additional details 1 more signal available
Report period
Q4 2021
Institutions
69
Top holders
10
GAIN full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2022
Previous quarter: Q3 2021
GLADSTONE INVESTMENT CORPORATION\DE SEC filings
GLADSTONE INVESTMENT CORPORATION\DE company facts
Broader feeds
Reporting periods
Holder history for CUSIP 376546107
Recent filing periods:
Ownership snapshot
Top reported holders of GAIN - GLADSTONE INVESTMENT CORPORATIONDE - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
VAN ECK ASSOCIATES CORP
Disclosed value leader
VAN ECK ASSOCIATES CORP
Comparable rows
0/15
Latest evidence
30 Sep 2021
13F
Highest disclosed value: $6,942,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
VAN ECK ASSOCIATES CORP has the largest disclosed position value at $6.94M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens VAN ECK ASSOCIATES CORP's linked filing trail.
Disclosed position value
Top 5
VAN ECK ASSOCIATES CORP
$6.94M
DAVENPORT & Co LLC
$4.23M
Advisors Asset Management, Inc.
$3.83M
OUTFITTERS FINANCIAL LLC
$3.56M
BlackRock Finance, Inc.
$3.4M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| VAN ECK ASSOCIATES CORP |
13F
Company
|
—
class O/S missing
|
$6,942,000
500,517 shares
|
— | 30 Sep 2021 |
| DAVENPORT & Co LLC |
13F
Company
|
—
class O/S missing
|
$4,226,000
304,716 shares
|
— | 30 Sep 2021 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$3,833,000
276,348 shares
|
— | 30 Sep 2021 |
| OUTFITTERS FINANCIAL LLC |
13F
Company
|
—
class O/S missing
|
$3,559,000
256,620 shares
|
— | 30 Sep 2021 |
| BlackRock Finance, Inc. |
13F
Company
|
—
class O/S missing
|
$3,401,000
245,206 shares
|
— | 30 Sep 2021 |
| OSAIC HOLDINGS, INC. |
13F
Company
|
—
class O/S missing
|
$2,849,000
205,522 shares
|
— | 30 Sep 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
69
Shares
3,937,841
Rows available
69
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2021 vs Q3 2021 Across Filers
Q3 2021 holders
67
Q4 2021 holders
69
Holder diff
2
| Investor | Q3 2021 Shares | Q4 2021 Shares | Share Diff | Share Chg % | Q3 2021 value | Q4 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend