Latest Period
Q2 2026
Security Snapshot
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) Institutional Ownership
CUSIP: 00764C109
13F Institutional Holders and Ownership History from Q1 2014 to Q2 2026
Institutions Reporting
107
Shares (Excl. Options)
12,210,739
Price
$13.10
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- Security type / class
- Equity / Common Stock
- Symbol
- AVK on NYSE
- All holders as of 30 Jun 2026
- Q2 2026
- Total 13F shares
- 12,210,739
- Total 13F value
- $159,811,362
- Portfolio coverage rank
- 0%
- Share change
- -26,422
- Value change
- -$133,034
- Number of holders
- 107
- Shares outstanding
- 44,453,667
- SEC-reported price per share
- $13.07
- Insider filing price
- $13.07
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
3 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock is tracked under CUSIP 00764C109.
- 107 institutions reported positions in Q2 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 109 to 107 between Q1 2026 and Q2 2026.
- SEC-reported value moved from $136,757,729 to $159,811,362.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 107 institutions filings for Q2 2026.
Security key
00764C109
Latest holder period
Q2 2026
13F holders
107
13D/G owners
1
CIK / CUSIP context first
Open Q2 2026 holders
AVK full holder history
ADVENT CONVERTIBLE & INCOME FUND SEC filings
ADVENT CONVERTIBLE & INCOME FUND insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 00764C109:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
AVK
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 4.8% | -51% | $25,818,690 | -$26,877,706 | 2,133,776 | -51% | Sit Investment Associates, Inc. | 31 Mar 2026 |
As of 30 Jun 2026, 107 institutional investors reported holding 12,210,739 shares of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK). This represents 27% of the company’s total 44,453,667 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
24%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | 4% | 1,780,142 | +11% | 0.01% | $23,319,854 |
| SIT INVESTMENT ASSOCIATES INC | 3.2% | 1,421,316 | -33% | 0.35% | $18,619,000 |
| WELLS FARGO & COMPANY/MN | 2% | 881,999 | +2.6% | 0% | $11,554,178 |
| GUGGENHEIM CAPITAL LLC | 1.8% | 801,115 | +7.8% | 0.07% | $10,494,607 |
| Advisors Asset Management, Inc. | 1.7% | 777,357 | +13% | 0.16% | $10,183,377 |
| Penserra Capital Management LLC | 1.5% | 684,338 | +4% | 0.07% | $8,964,000 |
| LPL Financial LLC | 1.2% | 528,821 | -1.4% | 0% | $6,927,556 |
| MORGAN STANLEY | 1.2% | 516,337 | -4.9% | 0% | $6,764,030 |
| Koshinski Asset Management, Inc. | 1.1% | 481,591 | +1.9% | 0.34% | $6,308,839 |
| WOLVERINE ASSET MANAGEMENT LLC | 0.81% | 361,758 | +136% | 0.06% | $4,739,030 |
| Arete Wealth Advisors, LLC | 0.72% | 319,601 | +0.6% | 0.28% | $4,186,776 |
| Baird Financial Group, Inc. | 0.64% | 285,983 | -0.28% | 0.01% | $3,746,377 |
| FCA CORP /TX | 0.57% | 254,832 | +6.6% | 0.82% | $3,338,306 |
| Steward Partners Investment Advisory, LLC | 0.56% | 248,369 | +9.5% | 0.02% | $3,253,637 |
| Rockefeller Capital Management L.P. | 0.43% | 190,980 | +2322% | 0% | $2,501,848 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.36% | 159,498 | -2.8% | 0% | $2,089,420 |
| Cyndeo Wealth Partners, LLC | 0.34% | 153,126 | 0% | 0.09% | $2,005,952 |
| Creative Planning | 0.32% | 140,156 | -0.57% | 0% | $1,836,044 |
| OSAIC HOLDINGS, INC. | 0.26% | 117,641 | +18% | 0% | $1,541,113 |
| UBS Group AG | 0.25% | 109,792 | +5.3% | 0% | $1,438,275 |
| NewEdge Advisors, LLC | 0.22% | 96,524 | +45% | 0% | $1,264,474 |
| Formidable Asset Management, LLC | 0.17% | 73,901 | -1.7% | 0.13% | $824,735 |
| &PARTNERS | 0.16% | 71,383 | -2.3% | 0% | $933,216 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0.15% | 68,584 | +0.28% | 0.09% | $898,450 |
| Sanctuary Advisors, LLC | 0.15% | 67,558 | +2% | 0% | $885,006 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
50
Latest
Q2 2026
Rows shown
1-25 of 50
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q2 | 12,210,739 | $159,811,362 | -$133,034 | $13.10 | 107 |
| 2026 Q1 | 12,240,732 | $136,757,729 | -$5,858,855 | $11.16 | 109 |
| 2025 Q4 | 12,824,095 | $160,876,559 | -$10,610,931 | $12.54 | 98 |
| 2025 Q3 | 13,615,919 | $174,024,219 | -$10,322,762 | $12.79 | 95 |
| 2025 Q2 | 14,369,226 | $173,960,564 | -$5,065,978 | $12.11 | 90 |
| 2025 Q1 | 14,774,260 | $170,360,077 | -$6,831,557 | $11.53 | 87 |
| 2024 Q4 | 15,358,083 | $180,751,036 | +$60,561,138 | $11.77 | 91 |
| 2024 Q3 | 9,664,707 | $113,464,736 | +$19,357,302 | $11.74 | 89 |
| 2024 Q2 | 8,318,214 | $99,141,816 | -$2,771,194 | $11.92 | 86 |
| 2024 Q1 | 8,522,104 | $101,746,772 | -$9,254,700 | $11.94 | 86 |
| 2023 Q4 | 9,309,796 | $105,961,137 | +$2,830,836 | $11.38 | 90 |
| 2023 Q3 | 9,089,026 | $95,318,644 | +$367,122 | $10.49 | 92 |
| 2023 Q2 | 9,043,366 | $105,978,614 | +$895,713 | $11.72 | 88 |
| 2023 Q1 | 8,967,967 | $103,679,988 | -$9,494,267 | $11.56 | 88 |
| 2022 Q4 | 9,727,861 | $105,975,016 | -$5,093,601 | $10.90 | 91 |
| 2022 Q3 | 10,124,011 | $107,692,049 | -$6,893,677 | $10.63 | 76 |
| 2022 Q2 | 10,765,553 | $129,745,152 | +$41,687,063 | $12.05 | 75 |
| 2022 Q1 | 10,949,134 | $171,422,872 | -$5,069,723 | $15.66 | 77 |
| 2021 Q4 | 11,277,599 | $207,963,207 | +$3,670,349 | $18.46 | 86 |
| 2021 Q3 | 10,984,730 | $197,533,039 | +$869,790 | $17.98 | 79 |
| 2021 Q2 | 10,927,916 | $210,505,956 | -$12,721,171 | $19.27 | 80 |
| 2021 Q1 | 11,514,331 | $203,446,968 | +$45,912,502 | $17.67 | 80 |
| 2020 Q4 | 8,922,324 | $147,402,816 | +$6,952,918 | $16.52 | 81 |
| 2020 Q3 | 8,327,220 | $115,397,098 | -$10,115,576 | $13.81 | 72 |
| 2020 Q2 | 9,028,393 | $118,222,704 | +$61,923 | $13.08 | 68 |