Security Snapshot

ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) Institutional Ownership

CUSIP: 00764C109

13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026

Latest Period

Q1 2026

Institutions Reporting

104

Shares (Excl. Options)

11,793,107

Price

$11.16

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Type / Class
Equity / Common Stock
Symbol
AVK on NYSE
Shares outstanding
44,453,667
Price per share
$12.28
All holders as of 31 Mar 2026
Q1 2026
Total 13F shares
11,793,107
Total reported value
$131,755,791
% of total 13F portfolios
0%
Share change
-515,235
Value change
-$5,827,077
Number of holders
104
Price from insider filings
$12.28
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Quick Takeaways

  • AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock is tracked under CUSIP 00764C109.
  • 104 institutions reported positions in Q1 2026.
  • 1 significant owner is listed from Schedule 13D/13G reporting.

What Changed

  • Holder count moved from 98 to 104 between Q4 2025 and Q1 2026.
  • Reported value moved from $160,876,559 to $131,755,791.

Why This Matters

  • You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
  • 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.

Source Evidence

Source: SEC Form 13F

Latest holder context comes from 104 institutions filings for Q1 2026.

Open SEC Evidence

Investment Quick Answers

What is CUSIP 00764C109?
CUSIP 00764C109 identifies AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock in SEC 13F datasets.

Where can I see the latest institutional holders?
Review the Q1 2026 holders report and the ownership history table below.

Significant Owners of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
SIT INVESTMENT ASSOCIATES INC 4.8% -51% $25,818,690 -$26,877,706 2,133,776 -51% Sit Investment Associates, Inc. 31 Mar 2026

As of 31 Mar 2026, 104 institutional investors reported holding 11,793,107 shares of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK). This represents 27% of the company’s total 44,453,667 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) together control 23% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
SIT INVESTMENT ASSOCIATES INC 4.8% 2,133,776 -12% 0.48% $23,813,000
RAYMOND JAMES FINANCIAL INC 3.6% 1,598,699 +4.2% 0.01% $17,841,483
WELLS FARGO & COMPANY/MN 1.9% 860,064 +7.6% 0% $9,598,310
GUGGENHEIM CAPITAL LLC 1.7% 743,063 -5.3% 0.07% $8,292,583
Advisors Asset Management, Inc. 1.6% 690,549 -12% 0.13% $7,706,527
Penserra Capital Management LLC 1.5% 658,215 -50% 0.09% $7,345,000
MORGAN STANLEY 1.2% 543,111 +12% 0% $6,061,137
LPL Financial LLC 1.2% 536,305 -5.4% 0% $5,985,167
Koshinski Asset Management, Inc. 1.1% 472,817 +1.6% 0.33% $5,276,636
Baird Financial Group, Inc. 0.65% 286,777 -4.5% 0.01% $3,200,435
FCA CORP /TX 0.54% 239,080 +3.4% 0.76% $2,668,132
Steward Partners Investment Advisory, LLC 0.51% 226,812 +4.1% 0.01% $2,531,226
COMMONWEALTH EQUITY SERVICES, LLC 0.37% 164,124 +0.47% 0% $1,831,630
Cyndeo Wealth Partners, LLC 0.34% 153,126 +11% 0.09% $1,708,887
WOLVERINE ASSET MANAGEMENT LLC 0.34% 152,998 0.03% $1,707,458
Creative Planning 0.32% 140,964 +0.2% 0% $1,573,158
READYSTATE ASSET MANAGEMENT LP 0.24% 106,373 0.07% $1,187,123
UBS Group AG 0.23% 104,300 -0.53% 0% $1,163,988
OSAIC HOLDINGS, INC. 0.23% 100,092 -15% 0% $1,117,030
Formidable Asset Management, LLC 0.17% 75,204 -16% 0.15% $943,058
&PARTNERS 0.16% 73,046 -11% 0% $815,193
NWF Advisory Services Inc. 0.16% 69,087 -2.5% 0.09% $771,011
ABSOLUTE INVESTMENT ADVISERS, LLC 0.15% 68,391 +16% 0.09% $763,244
Sanctuary Advisors, LLC 0.15% 66,265 -1.5% 0% $739,515
Cambridge Investment Research Advisors, Inc. 0.15% 65,328 -4.6% 0% $729,000

Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2026 Q1 11,793,107 $131,755,791 -$5,827,077 $11.16 104
2025 Q4 12,824,095 $160,876,559 -$10,610,931 $12.54 98
2025 Q3 13,615,919 $174,024,219 -$10,322,762 $12.79 95
2025 Q2 14,369,226 $173,960,564 -$5,065,978 $12.11 90
2025 Q1 14,774,260 $170,360,077 -$6,831,557 $11.53 87
2024 Q4 15,358,083 $180,751,036 +$60,561,138 $11.77 91
2024 Q3 9,664,707 $113,464,736 +$19,357,302 $11.74 89
2024 Q2 8,318,214 $99,141,816 -$2,771,194 $11.92 86
2024 Q1 8,522,104 $101,746,772 -$9,254,700 $11.94 86
2023 Q4 9,309,796 $105,961,137 +$2,830,836 $11.38 90
2023 Q3 9,089,026 $95,318,644 +$367,122 $10.49 92
2023 Q2 9,043,366 $105,978,614 +$895,713 $11.72 88
2023 Q1 8,967,967 $103,679,988 -$9,494,267 $11.56 88
2022 Q4 9,727,861 $105,975,016 -$5,093,601 $10.90 91
2022 Q3 10,124,011 $107,692,049 -$6,893,677 $10.63 76
2022 Q2 10,765,553 $129,745,152 +$41,687,063 $12.05 75
2022 Q1 10,949,134 $171,422,872 -$5,069,723 $15.66 77
2021 Q4 11,277,599 $207,963,207 +$3,670,349 $18.46 86
2021 Q3 10,984,730 $197,533,039 +$869,790 $17.98 79
2021 Q2 10,927,916 $210,505,956 -$12,721,171 $19.27 80
2021 Q1 11,514,331 $203,446,968 +$45,912,502 $17.67 80
2020 Q4 8,922,324 $147,402,816 +$6,952,918 $16.52 81
2020 Q3 8,327,220 $115,397,098 -$10,115,576 $13.81 72
2020 Q2 9,028,393 $118,222,704 +$61,923 $13.08 68
2020 Q1 9,011,856 $96,032,432 -$1,247,612 $10.64 70
2019 Q4 9,159,360 $142,378,090 +$2,485,573 $15.55 69
2019 Q3 8,978,582 $130,902,998 -$16,373,952 $14.58 73
2019 Q2 10,085,471 $151,856,343 -$3,079,972 $15.06 66
2019 Q1 10,268,117 $151,565,379 -$7,637,917 $14.76 72
2018 Q4 10,824,196 $135,772,523 +$13,892,620 $12.54 78
2018 Q3 9,423,813 $147,680,471 +$59,705,429 $15.67 73
2018 Q2 5,602,020 $85,650,726 -$9,613,978 $15.29 56
2018 Q1 6,246,739 $94,518,195 -$112,686 $15.08 62
2017 Q4 6,208,020 $98,589,940 -$837,073 $15.88 65
2017 Q3 6,231,788 $100,915,095 -$50,159,956 $16.19 53
2017 Q2 9,331,621 $150,711,075 +$7,793,403 $16.15 55
2017 Q1 8,850,259 $138,598,830 +$4,933,437 $15.66 55
2016 Q4 8,538,115 $125,340,340 +$4,005,378 $14.68 55
2016 Q3 8,274,963 $120,636,290 +$6,459,450 $14.58 55
2016 Q2 7,846,295 $109,451,975 -$3,158,935 $13.95 49
2016 Q1 8,158,488 $107,756,605 +$7,199,638 $13.21 59
2015 Q4 7,705,225 $103,787,200 +$21,376,247 $13.52 63
2015 Q3 5,615,194 $73,990,000 +$3,127,618 $13.17 47
2015 Q2 4,888,610 $79,684,087 +$2,048,019 $16.31 43
2015 Q1 4,775,222 $82,493,172 +$4,055,607 $17.28 50
2014 Q4 4,625,073 $75,610,376 +$1,545,023 $16.35 49
2014 Q3 4,357,568 $75,535,460 -$3,978,282 $17.34 44
2014 Q2 4,551,122 $85,732,998 +$3,733,877 $18.84 40
2014 Q1 4,358,441 $81,244,932 -$2,879,636 $18.58 45
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