Latest Period
Q1 2026
Security Snapshot
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) Institutional Ownership
CUSIP: 00764C109
13F Institutional Holders and Ownership History from Q1 2014 to Q1 2026
Institutions Reporting
109
Shares (Excl. Options)
12,240,732
Price
$11.16
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- Security type / class
- Equity / Common Stock
- Symbol
- AVK on NYSE
- All holders as of 31 Mar 2026
- Q1 2026
- Total 13F shares
- 12,240,732
- Total 13F value
- $136,757,729
- Portfolio coverage rank
- 0%
- Share change
- -518,100
- Value change
- -$5,858,855
- Number of holders
- 109
- Shares outstanding
- 44,453,667
- SEC-reported price per share
- $13.06
- Insider filing price
- $13.06
Latest holder snapshot
5 signals
Issuer context
Names, identifiers, and filing context for this profile.
3 identity fields
13F Shares, Excluding Options vs Price
13F Value, Excluding Options
Total Investors
Key facts
- AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock is tracked under CUSIP 00764C109.
- 109 institutions reported positions in Q1 2026.
- 1 significant owner is listed from Schedule 13D/13G reporting.
Change
- Holder count moved from 98 to 109 between Q4 2025 and Q1 2026.
- SEC-reported value moved from $160,876,559 to $136,757,729.
Research use
- You can quickly see who holds this security, then open quarter and manager detail pages for full evidence.
- 13F and Schedule 13D/13G sections are kept together so you can cross-check institutional and beneficial ownership context.
Evidence
Source: SEC Form 13F
Open SEC evidence
Latest holder context comes from 109 institutions filings for Q1 2026.
Security key
00764C109
Latest holder period
Q1 2026
13F holders
109
13D/G owners
1
CIK / CUSIP context first
Open Q1 2026 holders
AVK full holder history
ADVENT CONVERTIBLE & INCOME FUND SEC filings
ADVENT CONVERTIBLE & INCOME FUND insider transactions
Broader feeds
Recent Quarterly Holder Reports
Open recent reporting periods for CUSIP 00764C109:
13D/G owners
Significant owners
Large-stake holder rows connected to Schedule 13D/G evidence.
Rows
1
Security
AVK
| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 4.8% | -51% | $25,818,690 | -$26,877,706 | 2,133,776 | -51% | Sit Investment Associates, Inc. | 31 Mar 2026 |
As of 31 Mar 2026, 109 institutional investors reported holding 12,240,732 shares of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK). This represents 28% of the company’s total 44,453,667 outstanding shares.
13F concentration
Top 25 institutional shareholders
Largest 13F positions for this security by reported shares and value.
Top holder share
24%
| Institution | Ownership % | Shares Held | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC | 4.8% | 2,133,776 | -12% | 0.48% | $23,813,000 |
| RAYMOND JAMES FINANCIAL INC | 3.6% | 1,598,699 | +4.2% | 0.01% | $17,841,483 |
| WELLS FARGO & COMPANY/MN | 1.9% | 860,064 | +7.6% | 0% | $9,598,310 |
| GUGGENHEIM CAPITAL LLC | 1.7% | 743,063 | -5.3% | 0.07% | $8,292,583 |
| Advisors Asset Management, Inc. | 1.6% | 690,549 | -12% | 0.13% | $7,706,527 |
| Penserra Capital Management LLC | 1.5% | 658,215 | -50% | 0.09% | $7,345,000 |
| MORGAN STANLEY | 1.2% | 543,111 | +12% | 0% | $6,061,137 |
| LPL Financial LLC | 1.2% | 536,305 | -5.4% | 0% | $5,985,167 |
| Koshinski Asset Management, Inc. | 1.1% | 472,817 | +1.6% | 0.33% | $5,276,636 |
| Arete Wealth Advisors, LLC | 0.71% | 317,688 | +3.1% | 0.27% | $3,551,836 |
| Baird Financial Group, Inc. | 0.65% | 286,777 | -4.5% | 0.01% | $3,200,435 |
| FCA CORP /TX | 0.54% | 239,080 | +3.4% | 0.76% | $2,668,132 |
| Steward Partners Investment Advisory, LLC | 0.51% | 226,812 | +4.1% | 0.01% | $2,531,226 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.37% | 164,124 | +0.47% | 0% | $1,831,630 |
| Cyndeo Wealth Partners, LLC | 0.34% | 153,126 | +11% | 0.09% | $1,708,887 |
| WOLVERINE ASSET MANAGEMENT LLC | 0.34% | 152,998 | 0.03% | $1,707,458 | |
| Creative Planning | 0.32% | 140,964 | +0.2% | 0% | $1,573,158 |
| READYSTATE ASSET MANAGEMENT LP | 0.24% | 106,373 | 0.07% | $1,187,123 | |
| UBS Group AG | 0.23% | 104,300 | -0.53% | 0% | $1,163,988 |
| OSAIC HOLDINGS, INC. | 0.23% | 100,092 | -15% | 0% | $1,117,030 |
| Formidable Asset Management, LLC | 0.17% | 75,204 | -16% | 0.15% | $943,058 |
| &PARTNERS | 0.16% | 73,046 | -11% | 0% | $815,193 |
| NWF Advisory Services Inc. | 0.16% | 69,087 | -2.5% | 0.09% | $771,011 |
| ABSOLUTE INVESTMENT ADVISERS, LLC | 0.15% | 68,391 | +16% | 0.09% | $763,244 |
| NewEdge Advisors, LLC | 0.15% | 66,754 | -4.3% | 0% | $744,975 |
Quarter history
Institutional holders across reporting periods
Holder count, reported shares/value, and median price by quarter.
Periods
49
Latest
Q1 2026
Rows shown
1-25 of 49
| Period | 13F Shares, Excl. Options | Value, Excl. Options | Value Change | Price (Median) | Investors |
|---|---|---|---|---|---|
| 2026 Q1 | 12,240,732 | $136,757,729 | -$5,858,855 | $11.16 | 109 |
| 2025 Q4 | 12,824,095 | $160,876,559 | -$10,610,931 | $12.54 | 98 |
| 2025 Q3 | 13,615,919 | $174,024,219 | -$10,322,762 | $12.79 | 95 |
| 2025 Q2 | 14,369,226 | $173,960,564 | -$5,065,978 | $12.11 | 90 |
| 2025 Q1 | 14,774,260 | $170,360,077 | -$6,831,557 | $11.53 | 87 |
| 2024 Q4 | 15,358,083 | $180,751,036 | +$60,561,138 | $11.77 | 91 |
| 2024 Q3 | 9,664,707 | $113,464,736 | +$19,357,302 | $11.74 | 89 |
| 2024 Q2 | 8,318,214 | $99,141,816 | -$2,771,194 | $11.92 | 86 |
| 2024 Q1 | 8,522,104 | $101,746,772 | -$9,254,700 | $11.94 | 86 |
| 2023 Q4 | 9,309,796 | $105,961,137 | +$2,830,836 | $11.38 | 90 |
| 2023 Q3 | 9,089,026 | $95,318,644 | +$367,122 | $10.49 | 92 |
| 2023 Q2 | 9,043,366 | $105,978,614 | +$895,713 | $11.72 | 88 |
| 2023 Q1 | 8,967,967 | $103,679,988 | -$9,494,267 | $11.56 | 88 |
| 2022 Q4 | 9,727,861 | $105,975,016 | -$5,093,601 | $10.90 | 91 |
| 2022 Q3 | 10,124,011 | $107,692,049 | -$6,893,677 | $10.63 | 76 |
| 2022 Q2 | 10,765,553 | $129,745,152 | +$41,687,063 | $12.05 | 75 |
| 2022 Q1 | 10,949,134 | $171,422,872 | -$5,069,723 | $15.66 | 77 |
| 2021 Q4 | 11,277,599 | $207,963,207 | +$3,670,349 | $18.46 | 86 |
| 2021 Q3 | 10,984,730 | $197,533,039 | +$869,790 | $17.98 | 79 |
| 2021 Q2 | 10,927,916 | $210,505,956 | -$12,721,171 | $19.27 | 80 |
| 2021 Q1 | 11,514,331 | $203,446,968 | +$45,912,502 | $17.67 | 80 |
| 2020 Q4 | 8,922,324 | $147,402,816 | +$6,952,918 | $16.52 | 81 |
| 2020 Q3 | 8,327,220 | $115,397,098 | -$10,115,576 | $13.81 | 72 |
| 2020 Q2 | 9,028,393 | $118,222,704 | +$61,923 | $13.08 | 68 |
| 2020 Q1 | 9,011,856 | $96,032,432 | -$1,247,612 | $10.64 | 70 |