ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)
CUSIP: 00764C109
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 44,453,667
- Total 13F shares
- 9,664,707
- Share change
- +1,651,284
- Total reported value
- $113,464,736
- Price per share
- $11.74
- Number of holders
- 89
- Value change
- +$19,357,302
- Number of buys
- 43
- Number of sells
- 37
Quarterly Holders Quick Answers
What is CUSIP 00764C109?
CUSIP 00764C109 identifies AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 00764C109:
Top shareholders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
3.8%
|
1,703,792
|
$20,309,225 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.7%
|
739,141
|
$8,810,564 | — | 30 Jun 2024 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.6%
|
698,747
|
$8,329,064 | — | 30 Jun 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1%
|
455,434
|
$5,428,771 | — | 30 Jun 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.96%
|
426,860
|
$5,088,169 | — | 30 Jun 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.93%
|
414,082
|
$4,935,855 | — | 30 Jun 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.86%
|
383,441
|
$4,570,617 | — | 30 Jun 2024 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.74%
|
328,444
|
$3,934,758 | — | 30 Jun 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.66%
|
291,784
|
$3,464,000 | — | 30 Jun 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.63%
|
281,995
|
$3,361,380 | — | 30 Jun 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.45%
|
199,318
|
$2,376,000 | — | 30 Jun 2024 | |
| Invesco Ltd. |
13F
|
Company |
0.37%
|
162,995
|
$1,942,900 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.34%
|
152,864
|
$1,822,139 | — | 30 Jun 2024 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.34%
|
150,585
|
$1,794,973 | — | 30 Jun 2024 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
0.32%
|
140,335
|
$1,672,799 | — | 30 Jun 2024 | |
| FCA CORP /TX |
13F
|
Company |
0.3%
|
133,619
|
$1,592,733 | — | 30 Jun 2024 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.29%
|
128,465
|
$1,531,303 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.28%
|
123,297
|
$1,469,734 | — | 30 Jun 2024 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.18%
|
79,361
|
$945,983 | — | 30 Jun 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.17%
|
77,625
|
$925,000 | — | 30 Jun 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.17%
|
74,951
|
$893,415 | — | 30 Jun 2024 | |
| Cyndeo Wealth Partners, LLC |
13F
|
Company |
0.14%
|
63,409
|
$755,835 | — | 30 Jun 2024 | |
| PFG Investments, LLC |
13F
|
Company |
0.14%
|
62,034
|
$739,448 | — | 30 Jun 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.14%
|
61,640
|
$734,748 | — | 30 Jun 2024 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.13%
|
59,644
|
$710,958 | — | 30 Jun 2024 | |
| Modern Wealth Management, LLC |
13F
|
Company |
0.13%
|
58,750
|
$700,296 | — | 30 Jun 2024 | |
| Stolper Co |
13F
|
Company |
0.13%
|
56,996
|
$679,000 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.12%
|
52,590
|
$626,876 | — | 30 Jun 2024 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
0.11%
|
50,175
|
$580,525 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
46,195
|
$551,000 | — | 30 Jun 2024 | |
| Twelve Points Wealth Management LLC |
13F
|
Company |
0.08%
|
35,884
|
$427,732 | — | 30 Jun 2024 | |
| Heron Bay Capital Management |
13F
|
Company |
0.08%
|
35,114
|
$418,558 | — | 30 Jun 2024 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
34,736
|
$414,053 | — | 30 Jun 2024 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
0.06%
|
27,373
|
$326,286 | — | 30 Jun 2024 | |
| Ameritas Advisory Services, LLC |
13F
|
Company |
0.06%
|
24,892
|
$296,713 | — | 30 Jun 2024 | |
| Sage Capital Management, LLC |
13F
|
Company |
0.05%
|
24,200
|
$288,464 | — | 30 Jun 2024 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.05%
|
23,650
|
$281,908 | — | 30 Jun 2024 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.05%
|
22,764
|
$271,347 | — | 30 Jun 2024 | |
| COMERICA BANK |
13F
|
Company |
0.05%
|
22,356
|
$266,485 | — | 30 Jun 2024 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.05%
|
22,129
|
$263,777 | — | 30 Jun 2024 | |
| Windsor Capital Management, LLC |
13F
|
Company |
0.05%
|
22,092
|
$263,340 | — | 30 Jun 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.05%
|
21,772
|
$259,525 | — | 30 Jun 2024 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.05%
|
21,000
|
$250,320 | — | 30 Jun 2024 | |
| Mariner, LLC |
13F
|
Company |
0.05%
|
20,447
|
$243,728 | — | 30 Jun 2024 | |
| Compound Planning, Inc. |
13F
|
Company |
0.05%
|
20,271
|
$241,630 | — | 30 Jun 2024 | |
| Vanguard Capital Wealth Advisors |
13F
|
Company |
0.05%
|
20,154
|
$240,234 | — | 30 Jun 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.04%
|
19,116
|
$227,860 | — | 30 Jun 2024 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.04%
|
18,605
|
$221,776 | — | 30 Jun 2024 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.04%
|
18,495
|
$220,460 | — | 30 Jun 2024 | |
| CHOREO, LLC |
13F
|
Company |
0.04%
|
17,278
|
$205,781 | — | 30 Jun 2024 |
Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) as of Q3 2024
As of 30 Sep 2024,
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) was held by
89 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,664,707 shares.
The largest 10 holders included
MORGAN STANLEY, Penserra Capital Management LLC, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., Raymond James Financial Services Advisors, Inc., LPL Financial LLC, RAYMOND JAMES & ASSOCIATES, Koshinski Asset Management, Inc., and Alpine Global Management, LLC.
This page lists
89
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
86
Q3 2024 holders
89
Holder diff
3
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.