ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)
CUSIP: 00764C109
Q1 2026 13F Holders as of 31 Mar 2026
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 44,453,667
- Total 13F shares
- 4,769,132
- Share change
- -393,919
- Total reported value
- $53,357,134
- Price per share
- $11.16
- Number of holders
- 68
- Value change
- -$4,455,542
- Number of buys
- 32
- Number of sells
- 20
Quarterly Holders Quick Answers
What is CUSIP 00764C109?
CUSIP 00764C109 identifies AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock in SEC institutional holdings data.
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- Latest 13F filings for newly reported positions across managers.
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- Previous quarter: Q4 2025
Recent filing periods for CUSIP 00764C109:
Top shareholders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
13D/G
|
Company |
4.8%
from 13D/G
|
2,437,672
|
$30,568,000 | — | 31 Dec 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
3.5%
|
1,534,321
|
$19,240,384 | — | 31 Dec 2025 | |
| Penserra Capital Management LLC |
13F
|
Company |
2.9%
|
1,303,614
|
$16,347,000 | — | 31 Dec 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.8%
|
799,373
|
$10,024,127 | — | 31 Dec 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.8%
|
788,747
|
$9,890,887 | — | 31 Dec 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.8%
|
785,038
|
$9,844,377 | — | 31 Dec 2025 | |
| LPL Financial LLC |
13F
|
Company |
1.3%
|
567,005
|
$7,110,239 | — | 31 Dec 2025 | |
| MORGAN STANLEY |
13F
|
Company |
1.1%
|
486,277
|
$6,097,939 | — | 31 Dec 2025 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
1%
|
465,158
|
$5,833,079 | — | 31 Dec 2025 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.69%
|
308,048
|
$3,863,000 | — | 31 Dec 2025 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.68%
|
300,161
|
$3,764,019 | — | 31 Dec 2025 | |
| FCA CORP /TX |
13F
|
Company |
0.52%
|
231,225
|
$2,899,564 | — | 31 Dec 2025 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.49%
|
217,859
|
$2,731,958 | — | 31 Dec 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.37%
|
163,357
|
$2,048,500 | — | 31 Dec 2025 | |
| Creative Planning |
13F
|
Company |
0.32%
|
140,680
|
$1,764,127 | — | 31 Dec 2025 | |
| Cyndeo Wealth Partners, LLC |
13F
|
Company |
0.31%
|
138,145
|
$1,732,343 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.26%
|
117,678
|
$1,475,709 | — | 31 Dec 2025 | |
| UBS Group AG |
13F
|
Company |
0.24%
|
104,853
|
$1,314,857 | — | 31 Dec 2025 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.2%
|
89,316
|
$1,142,352 | — | 31 Dec 2025 | |
| &PARTNERS |
13F
|
Company |
0.18%
|
81,621
|
$1,023,530 | — | 31 Dec 2025 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.16%
|
70,893
|
$888,997 | — | 31 Dec 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.16%
|
69,942
|
$877,068 | — | 31 Dec 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.16%
|
69,775
|
$874,978 | — | 31 Dec 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.15%
|
68,452
|
$858,000 | — | 31 Dec 2025 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
0.15%
|
67,293
|
$843,852 | — | 31 Dec 2025 | |
| Stolper Co |
13F
|
Company |
0.14%
|
61,919
|
$776,000 | — | 31 Dec 2025 | |
| Modern Wealth Management, LLC |
13F
|
Company |
0.14%
|
61,831
|
$775,365 | — | 31 Dec 2025 | |
| ABSOLUTE INVESTMENT ADVISERS, LLC |
13F
|
Company |
0.13%
|
59,002
|
$751,685 | — | 31 Dec 2025 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
0.13%
|
55,820
|
$716,169 | — | 31 Dec 2025 | |
| PFG Investments, LLC |
13F
|
Company |
0.13%
|
56,300
|
$706,006 | — | 31 Dec 2025 | |
| Waverly Advisors, LLC |
13F
|
Company |
0.12%
|
54,270
|
$680,551 | — | 31 Dec 2025 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
50,624
|
$634,824 | — | 31 Dec 2025 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.11%
|
47,636
|
$597,355 | — | 31 Dec 2025 | |
| GREENBERG FINANCIAL GROUP |
13F
|
Company |
0.11%
|
47,510
|
$595,775 | — | 31 Dec 2025 | |
| Heron Bay Capital Management |
13F
|
Company |
0.1%
|
42,823
|
$536,999 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
42,711
|
$535,000 | — | 31 Dec 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.09%
|
40,701
|
$510,380 | — | 31 Dec 2025 | |
| Quarry LP |
13F
|
Company |
0.09%
|
38,423
|
$481,824 | — | 31 Dec 2025 | |
| Concurrent Investment Advisors, LLC |
13F
|
Company |
0.09%
|
38,039
|
$477,012 | — | 31 Dec 2025 | |
| WCG Wealth Advisors LLC |
13F
|
Company |
0.08%
|
36,752
|
$460,869 | — | 31 Dec 2025 | |
| Twelve Points Wealth Management LLC |
13F
|
Company |
0.08%
|
34,783
|
$447,652 | — | 31 Dec 2025 | |
| Ameritas Advisory Services, LLC |
13F
|
Company |
0.07%
|
33,246
|
$416,905 | — | 31 Dec 2025 | |
| Sage Capital Management, LLC |
13F
|
Company |
0.07%
|
33,200
|
$416,328 | — | 31 Dec 2025 | |
| Centurion Wealth Management LLC |
13F
|
Company |
0.07%
|
32,773
|
$410,968 | — | 31 Dec 2025 | |
| PMG Family Office LLC |
13F
|
Company |
0.07%
|
29,931
|
$375,335 | — | 31 Dec 2025 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.07%
|
29,500
|
$369,930 | — | 31 Dec 2025 | |
| Invesco Ltd. |
13F
|
Company |
0.07%
|
28,922
|
$362,682 | — | 31 Dec 2025 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
0.05%
|
23,428
|
$293,788 | — | 31 Dec 2025 | |
| CoreCap Advisors, LLC |
13F
|
Company |
0.05%
|
23,265
|
$291,739 | — | 31 Dec 2025 | |
| Compound Planning, Inc. |
13F
|
Company |
0.05%
|
21,156
|
$265,296 | — | 31 Dec 2025 |
Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) as of Q1 2026
As of 31 Mar 2026,
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) was held by
68 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
4,769,132 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, WELLS FARGO & COMPANY/MN, Penserra Capital Management LLC, LPL Financial LLC, Koshinski Asset Management, Inc., Steward Partners Investment Advisory, LLC, COMMONWEALTH EQUITY SERVICES, LLC, Cyndeo Wealth Partners, LLC, WOLVERINE ASSET MANAGEMENT LLC, and Creative Planning.
This page lists
71
institutional shareholders reporting positions in this security
for the Q1 2026 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
98
Q1 2026 holders
68
Holder diff
-30
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2026 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.