What does CUSIP 00764C109 represent in this 13F holders report?

CUSIP 00764C109 is the security identifier for AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock used to aggregate holder disclosures.

How many institutions held AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock in Q2 2021?

80 institutional investors reported AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock for Q2 2021. Use the holders table for investor-level position and value details.

ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)

CUSIP: 00764C109

Q2 2021 13F Holders as of 30 Jun 2021

Type / Class: Equity / Common Stock
Shares outstanding: 44,453,667
Total 13F shares: 10,927,916
Share change: -697,891
Total reported value: $210,505,956
Price per share: $19.27
Number of holders: 80
Value change: -$12,721,171
Number of buys: 32
Number of sells: 37

Quarterly Holders Quick Answers

What is CUSIP 00764C109?
CUSIP 00764C109 identifies AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock in SEC institutional holdings data.

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Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q3 2021
Previous quarter: Q1 2021

Recent filing periods for CUSIP 00764C109:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
PARAMETRIC PORTFOLIO ASSOCIATES LLC	13F	Company	9.3%	4,128,044	$72,943,000	—	31 Mar 2021	13F
GUGGENHEIM CAPITAL LLC	13F	Company	1.7%	741,421	$13,101,000	—	31 Mar 2021	13F
RAYMOND JAMES & ASSOCIATES	13F	Company	1.6%	709,499	$12,537,000	—	31 Mar 2021	13F
BANK OF AMERICA CORP /DE/	13F	Company	1.1%	490,568	$8,668,000	—	31 Mar 2021	13F
Koshinski Asset Management, Inc.	13F	Company	1%	445,340	$7,869,000	—	31 Mar 2021	13F
MORGAN STANLEY	13F	Company	0.98%	435,027	$7,687,000	—	31 Mar 2021	13F
WELLS FARGO & COMPANY/MN	13F	Company	0.97%	429,364	$7,586,000	—	31 Mar 2021	13F
UBS Group AG	13F	Company	0.9%	400,297	$7,073,000	—	31 Mar 2021	13F
Advisors Asset Management, Inc.	13F	Company	0.71%	313,676	$5,543,000	—	31 Mar 2021	13F
Raymond James Financial Services Advisors, Inc.	13F	Company	0.62%	273,630	$4,835,000	—	31 Mar 2021	13F
Formidable Asset Management, LLC	13F	Company	0.61%	271,288	$4,799,000	—	31 Mar 2021	13F
OSAIC HOLDINGS, INC.	13F	Company	0.59%	263,309	$4,654,000	—	31 Mar 2021	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	0.45%	200,000	$3,534,000	—	31 Mar 2021	13F
Arete Wealth Advisors, LLC	13F	Company	0.44%	195,914	$3,462,000	—	31 Mar 2021	13F
WOLVERINE ASSET MANAGEMENT LLC	13F	Company	0.36%	161,048	$2,845,000	—	31 Mar 2021	13F
ADVENT CAPITAL MANAGEMENT /DE/	13F	Company	0.34%	153,048	$2,704,000	—	31 Mar 2021	13F
LPL Financial LLC	13F	Company	0.34%	151,700	$2,681,000	—	31 Mar 2021	13F
Quantedge Capital Pte Ltd	13F	Company	0.31%	138,100	$2,440,000	—	31 Mar 2021	13F
FIRST TRUST ADVISORS LP	13F	Company	0.28%	126,230	$2,230,000	—	31 Mar 2021	13F
Baird Financial Group, Inc.	13F	Company	0.24%	105,085	$1,857,000	—	31 Mar 2021	13F
9258 Wealth Management, LLC	13F	Company	0.2%	90,183	$1,594,000	—	31 Mar 2021	13F
AVANTAX ADVISORY SERVICES, INC.	13F	Company	0.19%	84,841	$1,496,000	—	31 Mar 2021	13F
6 Meridian	13F	Company	0.17%	77,274	$1,365,000	—	31 Mar 2021	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.16%	70,678	$1,248,000	—	31 Mar 2021	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.16%	70,465	$1,245,000	—	31 Mar 2021	13F
Edmonds Duncan Registered Investment Advisors, LLC	13F	Company	0.15%	68,785	$1,215,000	—	31 Mar 2021	13F
AQR Arbitrage LLC	13F	Company	0.15%	67,481	$1,192,000	—	31 Mar 2021	13F
Steward Partners Investment Advisory, LLC	13F	Company	0.14%	62,789	$1,109,482	—	31 Mar 2021	13F
Heron Bay Capital Management	13F	Company	0.13%	58,788	$1,039,000	—	31 Mar 2021	13F
Quad-Cities Investment Group, LLC	13F	Company	0.11%	48,144	$851,000	—	31 Mar 2021	13F
Curi Capital, LLC	13F	Company	0.1%	46,000	$813,000	—	31 Mar 2021	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	0.1%	45,842	$810,000	—	31 Mar 2021	13F
Shaker Financial Services, LLC	13F	Company	0.09%	40,289	$712,000	—	31 Mar 2021	13F
CITIGROUP INC	13F	Company	0.08%	37,761	$667,000	—	31 Mar 2021	13F
Stolper Co	13F	Company	0.08%	35,270	$623,000	—	31 Mar 2021	13F
Windsor Capital Management, LLC	13F	Company	0.07%	32,248	$569,000	—	31 Mar 2021	13F
STIFEL FINANCIAL CORP	13F	Company	0.07%	30,920	$546,000	—	31 Mar 2021	13F
MML INVESTORS SERVICES, LLC	13F	Company	0.07%	30,877	$546,000	—	31 Mar 2021	13F
ROYAL BANK OF CANADA	13F	Company	0.07%	30,043	$530,000	—	31 Mar 2021	13F
FourThought Financial, LLC	13F	Company	0.06%	28,556	$504,000	—	31 Mar 2021	13F
PARK AVENUE SECURITIES LLC	13F	Company	0.06%	28,388	$502,000	—	31 Mar 2021	13F
MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV	13F	Company	0.06%	27,792	$491,000	—	31 Mar 2021	13F
TRUIST FINANCIAL CORP	13F	Company	0.05%	22,506	$397,000	—	31 Mar 2021	13F
Spire Wealth Management	13F	Company	0.05%	21,508	$380,000	—	31 Mar 2021	13F
Capital Investment Advisors, LLC	13F	Company	0.04%	19,075	$337,000	—	31 Mar 2021	13F
Global Retirement Partners, LLC	13F	Company	0.04%	18,831	$333,000	—	31 Mar 2021	13F
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	13F	Company	0.04%	17,693	$313,000	—	31 Mar 2021	13F
Pinnacle Wealth Planning Services, Inc.	13F	Company	0.04%	17,674	$312,000	—	31 Mar 2021	13F
MGO ONE SEVEN LLC	13F	Company	0.04%	17,510	$309,000	—	31 Mar 2021	13F
Kestra Advisory Services, LLC	13F	Company	0.04%	15,650	$277,000	—	31 Mar 2021	13F

Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) as of Q2 2021

As of 30 Jun 2021, ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) was held by 80 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 10,927,916 shares. The largest 10 holders included Parametric Portfolio Associates LLC, Guggenheim Capital LLC, RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, BANK OF AMERICA CORP /DE/, WELLS FARGO & COMPANY/MN, UBS Group AG, Advisors Asset Management, Inc., OSAIC HOLDINGS, INC., and Raymond James Financial Services Advisors, Inc.. This page lists 80 institutional shareholders reporting positions in this security for the Q2 2021 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2021 vs Q1 2021 Across Filers

Q1 2021 holders

Q2 2021 holders

Holder diff

Investor	Q1 2021 Shares	Q2 2021 Shares	Share Diff	Share Chg %	Q1 2021 Value $	Q2 2021 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.