ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)
CUSIP: 00764C109
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 44,453,667
- Total 13F shares
- 13,615,919
- Share change
- -811,669
- Total reported value
- $174,024,219
- Price per share
- $12.79
- Number of holders
- 95
- Value change
- -$10,322,762
- Number of buys
- 47
- Number of sells
- 30
Quarterly Holders Quick Answers
What is CUSIP 00764C109?
CUSIP 00764C109 identifies AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 00764C109:
Top shareholders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
8.3%
|
3,678,591
|
$44,548,000 | — | 30 Jun 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
3%
|
1,342,294
|
$16,255,175 | — | 30 Jun 2025 | |
| Penserra Capital Management LLC |
13F
|
Company |
2.7%
|
1,210,914
|
$14,664,000 | — | 30 Jun 2025 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.9%
|
849,796
|
$10,291,027 | — | 30 Jun 2025 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.8%
|
805,578
|
$9,755,550 | — | 30 Jun 2025 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
736,993
|
$8,925,001 | — | 30 Jun 2025 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.6%
|
689,582
|
$8,350,838 | — | 30 Jun 2025 | |
| ABSOLUTE INVESTMENT ADVISERS, LLC |
13F
|
Company |
1.4%
|
616,686
|
$7,468,067 | — | 30 Jun 2025 | |
| LPL Financial LLC |
13F
|
Company |
1.1%
|
509,159
|
$6,165,917 | — | 30 Jun 2025 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.97%
|
432,898
|
$5,242,393 | — | 30 Jun 2025 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.7%
|
310,918
|
$3,765,000 | — | 30 Jun 2025 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.68%
|
303,787
|
$3,678,861 | — | 30 Jun 2025 | |
| Quarry LP |
13F
|
Company |
0.56%
|
249,675
|
$3,023,564 | — | 30 Jun 2025 | |
| FCA CORP /TX |
13F
|
Company |
0.47%
|
208,677
|
$2,527,082 | — | 30 Jun 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.4%
|
177,953
|
$2,155,000 | — | 30 Jun 2025 | |
| Creative Planning |
13F
|
Company |
0.36%
|
159,249
|
$1,928,505 | — | 30 Jun 2025 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.3%
|
133,661
|
$1,618,635 | — | 30 Jun 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.29%
|
127,526
|
$1,544,368 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
0.27%
|
120,551
|
$1,459,872 | — | 30 Jun 2025 | |
| Cyndeo Wealth Partners, LLC |
13F
|
Company |
0.24%
|
108,322
|
$1,311,779 | — | 30 Jun 2025 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.22%
|
98,831
|
$1,139,521 | — | 30 Jun 2025 | |
| Invesco Ltd. |
13F
|
Company |
0.18%
|
80,395
|
$973,583 | — | 30 Jun 2025 | |
| Modern Wealth Management, LLC |
13F
|
Company |
0.17%
|
73,668
|
$892,117 | — | 30 Jun 2025 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.16%
|
72,893
|
$882,735 | — | 30 Jun 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.15%
|
68,345
|
$828,000 | — | 30 Jun 2025 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.15%
|
66,704
|
$807,785 | — | 30 Jun 2025 | |
| Stolper Co |
13F
|
Company |
0.14%
|
60,997
|
$739,000 | — | 30 Jun 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.13%
|
59,708
|
$723,065 | — | 30 Jun 2025 | |
| Waverly Advisors, LLC |
13F
|
Company |
0.13%
|
57,182
|
$692,475 | — | 30 Jun 2025 | |
| PFG Investments, LLC |
13F
|
Company |
0.12%
|
51,825
|
$627,596 | — | 30 Jun 2025 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
0.11%
|
50,049
|
$612,101 | — | 30 Jun 2025 | |
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
46,036
|
$557,496 | — | 30 Jun 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
45,160
|
$547,000 | — | 30 Jun 2025 | |
| Heron Bay Capital Management |
13F
|
Company |
0.1%
|
42,823
|
$518,586 | — | 30 Jun 2025 | |
| Ameritas Advisory Services, LLC |
13F
|
Company |
0.09%
|
38,109
|
$461,500 | — | 30 Jun 2025 | |
| WCG Wealth Advisors LLC |
13F
|
Company |
0.08%
|
36,752
|
$445,067 | — | 30 Jun 2025 | |
| Twelve Points Wealth Management LLC |
13F
|
Company |
0.08%
|
34,780
|
$421,186 | — | 30 Jun 2025 | |
| Sage Capital Management, LLC |
13F
|
Company |
0.07%
|
33,200
|
$402,052 | — | 30 Jun 2025 | |
| Centurion Wealth Management LLC |
13F
|
Company |
0.07%
|
32,273
|
$390,821 | — | 30 Jun 2025 | |
| Integrated Wealth Concepts LLC |
13F
|
Company |
0.07%
|
31,021
|
$375,668 | — | 30 Jun 2025 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.07%
|
29,500
|
$357,245 | — | 30 Jun 2025 | |
| Concurrent Investment Advisors, LLC |
13F
|
Company |
0.07%
|
29,124
|
$352,695 | — | 30 Jun 2025 | |
| Calamos Advisors LLC |
13F
|
Company |
0.07%
|
28,982
|
$350,972 | — | 30 Jun 2025 | |
| Sanctuary Advisors, LLC |
13F
|
Company |
0.06%
|
27,873
|
$337,546 | — | 30 Jun 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.06%
|
27,853
|
$337,300 | — | 30 Jun 2025 | |
| Newbridge Financial Services Group, Inc. |
13F
|
Company |
0.05%
|
24,448
|
$296,065 | — | 30 Jun 2025 | |
| Compound Planning, Inc. |
13F
|
Company |
0.05%
|
22,731
|
$275,272 | — | 30 Jun 2025 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
0.05%
|
22,014
|
$266,590 | — | 30 Jun 2025 | |
| Windsor Capital Management, LLC |
13F
|
Company |
0.05%
|
21,329
|
$258,293 | — | 30 Jun 2025 | |
| Daniel Black |
3/4/5
|
Director, Trustee |
—
class O/S missing
|
21,999
|
$248,144 | — | 17 Oct 2024 |
Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) as of Q3 2025
As of 30 Sep 2025,
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) was held by
95 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
13,615,919 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, RAYMOND JAMES FINANCIAL INC, Penserra Capital Management LLC, WELLS FARGO & COMPANY/MN, Advisors Asset Management, Inc., GUGGENHEIM CAPITAL LLC, LPL Financial LLC, MORGAN STANLEY, Koshinski Asset Management, Inc., and Baird Financial Group, Inc..
This page lists
95
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
90
Q3 2025 holders
95
Holder diff
5
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.