Security key
00764C109
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)
CUSIP: 00764C109
Q3 2021 13F Holders as of 30 Sep 2021
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 10,984,730
- Total 13F value
- $197,533,039
- Share change
- +58,857
- SEC-reported price per share
- $17.98
- Number of holders
- 79
- Value change
- +$869,790
- Number of buys
- 37
- Number of sells
- 30
- Shares outstanding
- 44,453,667
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2021
Institutions
79
Top holders
10
AVK full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2021
Previous quarter: Q2 2021
ADVENT CONVERTIBLE & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00764C109
Recent filing periods:
Ownership snapshot
Top reported holders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
PARAMETRIC PORTFOLIO ASSO...
Disclosed value leader
PARAMETRIC PORTFOLIO ASSO...
Comparable rows
15/15
Latest evidence
30 Jun 2021
13F
Lead comparable stake: 9%
Showing 1-6 of 15 holder rows.
Quick read
PARAMETRIC PORTFOLIO ASSOCIATES LLC leads the comparable SEC ownership view at 9%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens PARAMETRIC PORTFOLIO ASSOCIATES LLC's linked filing trail.
Comparable ownership
Top 5
PARAMETRIC PORTFOLIO ASSOCIATES LLC
9%
GUGGENHEIM CAPITAL LLC
2%
RAYMOND JAMES & ASSOCIATES
1.6%
MORGAN STANLEY
1.1%
BANK OF AMERICA CORP /DE/
1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
Company
|
9%
|
$76,767,000
3,983,775 shares
|
— | 30 Jun 2021 |
| GUGGENHEIM CAPITAL LLC |
13F
Company
|
2%
|
$17,430,000
904,538 shares
|
— | 30 Jun 2021 |
| RAYMOND JAMES & ASSOCIATES |
13F
Company
|
1.6%
|
$14,039,000
728,551 shares
|
— | 30 Jun 2021 |
| MORGAN STANLEY |
13F
Company
|
1.1%
|
$9,444,000
490,096 shares
|
— | 30 Jun 2021 |
| BANK OF AMERICA CORP /DE/ |
13F
Company
|
1%
|
$8,748,000
453,958 shares
|
— | 30 Jun 2021 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
0.94%
|
$8,025,000
416,452 shares
|
— | 30 Jun 2021 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2021
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
79
Shares
10,984,730
Rows available
79
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2021 vs Q2 2021 Across Filers
Q2 2021 holders
80
Q3 2021 holders
79
Holder diff
-1
| Investor | Q2 2021 Shares | Q3 2021 Shares | Share Diff | Share Chg % | Q2 2021 value | Q3 2021 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend