ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK)
CUSIP: 00764C109
Q4 2024 13F Holders as of 31 Dec 2024
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 44,453,667
- Total 13F shares
- 15,358,083
- Share change
- +5,143,996
- Total reported value
- $180,751,036
- Price per share
- $11.77
- Number of holders
- 91
- Value change
- +$60,561,138
- Number of buys
- 43
- Number of sells
- 35
Quarterly Holders Quick Answers
What is CUSIP 00764C109?
CUSIP 00764C109 identifies AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 00764C109:
Top shareholders of AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
0.92%
|
407,801
|
$34,736,000 | — | 30 Sep 2024 | |
| MORGAN STANLEY |
13F
|
Company |
3.5%
|
1,570,542
|
$18,438,181 | — | 30 Sep 2024 | |
| Penserra Capital Management LLC |
13F
|
Company |
2.2%
|
996,194
|
$11,695,000 | — | 30 Sep 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
1.7%
|
745,259
|
$8,749,343 | — | 30 Sep 2024 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1.5%
|
670,431
|
$7,870,860 | — | 30 Sep 2024 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
1.1%
|
492,836
|
$5,785,895 | — | 30 Sep 2024 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1%
|
462,624
|
$5,431,204 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
0.98%
|
434,996
|
$5,106,848 | — | 30 Sep 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.83%
|
367,906
|
$4,319,212 | — | 30 Sep 2024 | |
| Koshinski Asset Management, Inc. |
13F
|
Company |
0.77%
|
341,488
|
$4,009,067 | — | 30 Sep 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
1.3%
|
600,039
|
$3,594,000 | — | 30 Sep 2024 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.67%
|
298,611
|
$3,505,693 | — | 30 Sep 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.65%
|
289,309
|
$3,396,497 | — | 30 Sep 2024 | |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
|
Company |
0.65%
|
289,143
|
$3,394,539 | — | 30 Sep 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.4%
|
176,212
|
$2,069,000 | — | 30 Sep 2024 | |
| Edmonds Duncan Registered Investment Advisors, LLC |
13F
|
Company |
0.36%
|
161,054
|
$1,890,774 | — | 30 Sep 2024 | |
| Invesco Ltd. |
13F
|
Company |
0.34%
|
151,954
|
$1,783,940 | — | 30 Sep 2024 | |
| UBS Group AG |
13F
|
Company |
0.33%
|
144,611
|
$1,697,733 | — | 30 Sep 2024 | |
| FCA CORP /TX |
13F
|
Company |
0.32%
|
141,610
|
$1,662,503 | — | 30 Sep 2024 | |
| Formidable Asset Management, LLC |
13F
|
Company |
0.27%
|
120,724
|
$1,417,300 | — | 30 Sep 2024 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.26%
|
117,536
|
$1,380,000 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.26%
|
116,873
|
$1,372,088 | — | 30 Sep 2024 | |
| Cable Car Capital, LP |
13F
|
Company |
0.22%
|
100,000
|
$1,174,000 | — | 30 Sep 2024 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.19%
|
84,189
|
$988,379 | — | 30 Sep 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.17%
|
77,632
|
$911,000 | — | 30 Sep 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.17%
|
73,951
|
$868,185 | — | 30 Sep 2024 | |
| Cyndeo Wealth Partners, LLC |
13F
|
Company |
0.14%
|
63,409
|
$744,422 | — | 30 Sep 2024 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.14%
|
60,265
|
$707,511 | — | 30 Sep 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.13%
|
59,847
|
$702,603 | — | 30 Sep 2024 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.13%
|
59,340
|
$696,657 | — | 30 Sep 2024 | |
| Modern Wealth Management, LLC |
13F
|
Company |
0.13%
|
57,667
|
$677,007 | — | 30 Sep 2024 | |
| PFG Investments, LLC |
13F
|
Company |
0.13%
|
56,437
|
$662,565 | — | 30 Sep 2024 | |
| Stolper Co |
13F
|
Company |
0.13%
|
56,166
|
$659,000 | — | 30 Sep 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.11%
|
47,090
|
$553,000 | — | 30 Sep 2024 | |
| Shaker Financial Services, LLC |
13F
|
Company |
0.09%
|
41,596
|
$488,338 | — | 30 Sep 2024 | |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC |
13F
|
Company |
0.09%
|
41,363
|
$485,602 | — | 30 Sep 2024 | |
| Twelve Points Wealth Management LLC |
13F
|
Company |
0.08%
|
35,885
|
$421,286 | — | 30 Sep 2024 | |
| Heron Bay Capital Management |
13F
|
Company |
0.08%
|
35,114
|
$412,237 | — | 30 Sep 2024 | |
| Ameritas Advisory Services, LLC |
13F
|
Company |
0.08%
|
34,580
|
$405,969 | — | 30 Sep 2024 | |
| Centurion Wealth Management LLC |
13F
|
Company |
0.07%
|
31,843
|
$373,832 | — | 30 Sep 2024 | |
| Walleye Capital LLC |
13F
|
Company |
0.07%
|
31,814
|
$373,496 | — | 30 Sep 2024 | |
| Sage Capital Management, LLC |
13F
|
Company |
0.07%
|
31,700
|
$372,158 | — | 30 Sep 2024 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.05%
|
24,079
|
$282,689 | — | 30 Sep 2024 | |
| Oxbow Advisors, LLC |
13F
|
Company |
0.05%
|
23,409
|
$274,822 | — | 30 Sep 2024 | |
| Beacon Pointe Advisors, LLC |
13F
|
Company |
0.05%
|
23,073
|
$270,877 | — | 30 Sep 2024 | |
| Windsor Capital Management, LLC |
13F
|
Company |
0.05%
|
22,286
|
$261,636 | — | 30 Sep 2024 | |
| COMERICA BANK |
13F
|
Company |
0.05%
|
22,177
|
$260,363 | — | 30 Sep 2024 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
0.05%
|
22,134
|
$259,858 | — | 30 Sep 2024 | |
| Daniel Black |
3/4/5
|
Director, Trustee |
—
class O/S missing
|
21,999
|
$248,144 | — | 17 Oct 2024 | |
| Moors & Cabot, Inc. |
13F
|
Company |
0.05%
|
21,000
|
$246,540 | — | 30 Sep 2024 |
Institutional Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) as of Q4 2024
As of 31 Dec 2024,
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) was held by
91 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
15,358,083 shares.
The largest 10 holders included
SIT INVESTMENT ASSOCIATES INC, MORGAN STANLEY, RAYMOND JAMES FINANCIAL INC, Penserra Capital Management LLC, ABSOLUTE INVESTMENT ADVISERS, LLC, WELLS FARGO & COMPANY/MN, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., LPL Financial LLC, and Koshinski Asset Management, Inc..
This page lists
92
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
89
Q4 2024 holders
91
Holder diff
2
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.