Ownership

Andrew Dakos

Insider Reports History

Entity: Individual
Location: 250 Pehle Ave., Suite 708, Saddle Brook, NJ
Signature: /s/ Stephanie Darling, Power of Attorney for Andrew Dakos
All insider transactions: Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Andrew Dakos:

Stock	Role	Class	Num Shares	Value	Price $	Report Date	Ownership
SPECIAL OPPORTUNITIES FUND, INC.	President, Director	Common Stock	10.2K	$140K	$13.74	Sep 20, 2024	Direct
HIGH INCOME SECURITIES FUND	President, Director	Common Stock	10.7K	$75.7K	$7.07	Dec 12, 2024	Direct
SPECIAL OPPORTUNITIES FUND, INC.	President, Director	Common Stock	4.88K	$67.1K	$13.74	Sep 20, 2024	By Spouse
SWISS HELVETIA FUND, INC.	President and CEO, Director	Common Stock	3K	$26.5K	$8.82	Mar 3, 2022	Limited Partnership
SPECIAL OPPORTUNITIES FUND, INC.	President, Director	Common Stock	782	$10.7K	$13.74	Sep 20, 2024	By Minor Children
SWISS HELVETIA FUND, INC.	President and CEO, Director	Common Stock	64	$564	$8.82	Mar 3, 2022	Direct
MFS INVESTMENT GRADE MUNICIPAL TRUST	10%+ Owner	Common Stock	0	$0	$7.79	Feb 13, 2024	Direct
TORTOISE ENERGY INDEPENDENCE FUND, INC.	10%+ Owner	Common Stock	0		$29.38	Apr 30, 2021	Direct

Showing 1 to 8 of 8 entries

Insider Reports Filed by Andrew Dakos

Symbol	Company	Period	Transactions	Value $	Form Type	Date Filed	Role
PCF	HIGH INCOME SECURITIES FUND	Dec 12, 2024	1	-$668K	4	Dec 16, 2024	President, Director
SPE	SPECIAL OPPORTUNITIES FUND, INC.	Sep 20, 2024	1	-$5.18K	4	Sep 23, 2024	President, Director
PCF	HIGH INCOME SECURITIES FUND	Aug 15, 2024	1	$454K	4	Aug 19, 2024	President, Director
DMF	BNY MELLON MUNICIPAL INCOME, INC.	Jun 12, 2024	0	$0	3	Jun 21, 2024	Director
CXH	MFS INVESTMENT GRADE MUNICIPAL TRUST	Feb 13, 2024	0	$0	3	Sep 26, 2024	10%+ Owner
SPE	SPECIAL OPPORTUNITIES FUND, INC.	Apr 5, 2022	3	-$49.2K	4	Apr 7, 2022	President, Director
SWZ	SWISS HELVETIA FUND, INC.	Mar 3, 2022	1	$8.82K	4	Mar 4, 2022	President and CEO, Director
SWZ	SWISS HELVETIA FUND, INC.	Feb 2, 2022	2	$9.34K	4	Feb 4, 2022	President and CEO, Director
SPE	SPECIAL OPPORTUNITIES FUND, INC.	Jan 27, 2022	1	$5K	4	Jan 28, 2022	President, Director
PCF	HIGH INCOME SECURITIES FUND	Nov 1, 2021	1	$278K	4/A	Jun 9, 2022	President, Director
PCF	HIGH INCOME SECURITIES FUND	Sep 15, 2021	2	-$299K	4	Sep 17, 2021	Director
PCF	HIGH INCOME SECURITIES FUND	Sep 13, 2021	2	-$199K	4	Sep 15, 2021	Director
SPE	SPECIAL OPPORTUNITIES FUND, INC.	Jul 9, 2021	6	$0	4	Jul 14, 2021	President, Director
NDP	TORTOISE ENERGY INDEPENDENCE FUND, INC.	Apr 30, 2021	0	$0	3	May 10, 2021	10%+ Owner