Andrew Dakos

Insider Reports History

Entity
Individual
Location
250 Pehle Ave., Suite 708, Saddle Brook, New Jersey
Signature
/s/ Stephanie Darling, Power of Attorney for Andrew Dakos
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Andrew Dakos:

Stock Role Class Num Shares Value Price $ Report Date Ownership
HIGH INCOME SECURITIES FUND President, Director Common Stock 105K $681K $6.48 Aug 15, 2024 Direct
SPECIAL OPPORTUNITIES FUND, INC. President, Director Common Stock 10.2K $120K $11.78 Apr 5, 2022 Direct
SPECIAL OPPORTUNITIES FUND, INC. President, Director Common Stock 5.26K $61.9K $11.78 Apr 5, 2022 By Spouse
SWISS HELVETIA FUND, INC. President and CEO, Director Common Stock 3K $26.5K $8.82 Mar 3, 2022 Limited Partnership
SPECIAL OPPORTUNITIES FUND, INC. President, Director Common Stock 782 $9.21K $11.78 Apr 5, 2022 By Minor Children
SWISS HELVETIA FUND, INC. President and CEO, Director Common Stock 64 $564 $8.82 Mar 3, 2022 Direct
TORTOISE ENERGY INDEPENDENCE FUND, INC. 10%+ Owner Common Stock 0 $29.38 Apr 30, 2021 Direct

Insider Reports Filed by Andrew Dakos

Symbol Company Period Transactions Value $ Form Type Date Filed Role
PCF HIGH INCOME SECURITIES FUND Aug 15, 2024 1 $454K 4 Aug 19, 2024 President, Director
DMF BNY MELLON MUNICIPAL INCOME, INC. Jun 12, 2024 0 $0 3 Jun 21, 2024 Director
SPE SPECIAL OPPORTUNITIES FUND, INC. Apr 5, 2022 3 -$49.2K 4 Apr 7, 2022 President, Director
SWZ SWISS HELVETIA FUND, INC. Mar 3, 2022 1 $8.82K 4 Mar 4, 2022 President and CEO, Director
SWZ SWISS HELVETIA FUND, INC. Feb 2, 2022 2 $9.34K 4 Feb 4, 2022 President and CEO, Director
SPE SPECIAL OPPORTUNITIES FUND, INC. Jan 27, 2022 1 $5K 4 Jan 28, 2022 President, Director
PCF HIGH INCOME SECURITIES FUND Nov 1, 2021 1 $278K 4/A Jun 9, 2022 President, Director
PCF HIGH INCOME SECURITIES FUND Sep 15, 2021 2 -$299K 4 Sep 17, 2021 Director
PCF HIGH INCOME SECURITIES FUND Sep 13, 2021 2 -$199K 4 Sep 15, 2021 Director
SPE SPECIAL OPPORTUNITIES FUND, INC. Jul 9, 2021 6 $0 4 Jul 14, 2021 President, Director
NDP TORTOISE ENERGY INDEPENDENCE FUND, INC. Apr 30, 2021 0 $0 3 May 10, 2021 10%+ Owner