Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
---|---|---|---|---|---|---|---|
HIGH INCOME SECURITIES FUND | President, Director | Common Stock | 105K | $681K | $6.48 | Aug 15, 2024 | Direct |
SPECIAL OPPORTUNITIES FUND, INC. | President, Director | Common Stock | 10.2K | $140K | $13.74 | Sep 20, 2024 | Direct |
SPECIAL OPPORTUNITIES FUND, INC. | President, Director | Common Stock | 4.88K | $67.1K | $13.74 | Sep 20, 2024 | By Spouse |
SWISS HELVETIA FUND, INC. | President and CEO, Director | Common Stock | 3K | $26.5K | $8.82 | Mar 3, 2022 | Limited Partnership |
SPECIAL OPPORTUNITIES FUND, INC. | President, Director | Common Stock | 782 | $10.7K | $13.74 | Sep 20, 2024 | By Minor Children |
SWISS HELVETIA FUND, INC. | President and CEO, Director | Common Stock | 64 | $564 | $8.82 | Mar 3, 2022 | Direct |
MFS INVESTMENT GRADE MUNICIPAL TRUST | 10%+ Owner | Common Stock | 0 | $0 | $7.79 | Feb 13, 2024 | Direct |
TORTOISE ENERGY INDEPENDENCE FUND, INC. | 10%+ Owner | Common Stock | 0 | $29.38 | Apr 30, 2021 | Direct |
Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
---|---|---|---|---|---|---|---|
SPE | SPECIAL OPPORTUNITIES FUND, INC. | Sep 20, 2024 | 1 | -$5.18K | 4 | Sep 23, 2024 | President, Director |
PCF | HIGH INCOME SECURITIES FUND | Aug 15, 2024 | 1 | $454K | 4 | Aug 19, 2024 | President, Director |
DMF | BNY MELLON MUNICIPAL INCOME, INC. | Jun 12, 2024 | 0 | $0 | 3 | Jun 21, 2024 | Director |
CXH | MFS INVESTMENT GRADE MUNICIPAL TRUST | Feb 13, 2024 | 0 | $0 | 3 | Sep 26, 2024 | 10%+ Owner |
SPE | SPECIAL OPPORTUNITIES FUND, INC. | Apr 5, 2022 | 3 | -$49.2K | 4 | Apr 7, 2022 | President, Director |
SWZ | SWISS HELVETIA FUND, INC. | Mar 3, 2022 | 1 | $8.82K | 4 | Mar 4, 2022 | President and CEO, Director |
SWZ | SWISS HELVETIA FUND, INC. | Feb 2, 2022 | 2 | $9.34K | 4 | Feb 4, 2022 | President and CEO, Director |
SPE | SPECIAL OPPORTUNITIES FUND, INC. | Jan 27, 2022 | 1 | $5K | 4 | Jan 28, 2022 | President, Director |
PCF | HIGH INCOME SECURITIES FUND | Nov 1, 2021 | 1 | $278K | 4/A | Jun 9, 2022 | President, Director |
PCF | HIGH INCOME SECURITIES FUND | Sep 15, 2021 | 2 | -$299K | 4 | Sep 17, 2021 | Director |
PCF | HIGH INCOME SECURITIES FUND | Sep 13, 2021 | 2 | -$199K | 4 | Sep 15, 2021 | Director |
SPE | SPECIAL OPPORTUNITIES FUND, INC. | Jul 9, 2021 | 6 | $0 | 4 | Jul 14, 2021 | President, Director |
NDP | TORTOISE ENERGY INDEPENDENCE FUND, INC. | Apr 30, 2021 | 0 | $0 | 3 | May 10, 2021 | 10%+ Owner |