Andrew Dakos - 07 Apr 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)

Reporting relationship: President and CEO, Director, Affiliate of Adviser
Issuer ticker: SWZ
Reported as of: 07 Apr 2026
Net transaction value: +$35,800
SEC form: 4
Accepted by SEC: 09 Apr 2026, 16:06:16 UTC
Prior SEC filing: 06 Apr 2026
Next SEC filing: 20 Apr 2026
Source filing: View source filing
Reporting owner signature: /s/ Stephanie Darling, Power of Attorney for Andrew Dakos

Key filing fact

Andrew Dakos filed Form 4 for Total Return Securities Fund (SWZ) on 09 Apr 2026.

Key facts

This page summarizes Andrew Dakos's Form 4 filing for Total Return Securities Fund (SWZ).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 09 Apr 2026, 16:06.

Change

Previous filing in this sequence was filed on 06 Apr 2026.
Current net transaction value: +$35,800.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001341021 Primary reporting owner

Dakos Andrew

Relationship: President and CEO, Director, Affiliate of Adviser
Address: 250 PEHLE AVE., SUITE 708, SADDLE BROOK
Signature: /s/ Stephanie Darling, Power of Attorney for Andrew Dakos
Signature date: 09 Apr 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWZ transaction

Common Stock

Purchase

Transaction value: $11,900
Shares: +2,000
Change %: +2.3%
Price: $5.95
Shares after: 90,282
Date: 07 Apr 2026
Ownership: Limitied Partnership
Footnotes: F1

SWZ transaction

Common Stock

Purchase

Transaction value: $23,900
Shares: +4,000
Change %: +4.4%
Price: $5.98
Shares after: 94,282
Date: 08 Apr 2026
Ownership: Limitied Partnership
Footnotes: F1, F2

SWZ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 39,453
Date: 07 Apr 2026
Ownership: Direct

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.

Footnote F2

Represents the weighted average price.