Andrew Dakos - 02 Feb 2022 Form 4 Insider Report for SWISS HELVETIA FUND, INC. (SWZ)

Role
President and CEO, Director
Signature
/s/ Stephanie Darling, Power of Attorney
Issuer symbol
SWZ
Transactions as of
02 Feb 2022
Net transactions value
+$9,340
Form type
4
Filing time
04 Feb 2022, 16:01:00 UTC
Previous filing
28 Jan 2022
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SWZ Common Stock Purchase $4,015 +428 +43% $9.38 1,428 02 Feb 2022 Limited Partnership F1
transaction SWZ Common Stock Purchase $5,325 +572 +40% $9.31 2,000 03 Feb 2022 Limited Partnership F1
holding SWZ Common Stock 64 02 Feb 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.