Andrew Dakos - Apr 5, 2022 Form 4 Insider Report for SPECIAL OPPORTUNITIES FUND, INC. (SPE)

Role
President, Director
Signature
/s/ Stephanie Darling, as Power of Attorney for Andrew Dakos
Stock symbol
SPE
Transactions as of
Apr 5, 2022
Transactions value $
-$49,235
Form type
4
Date filed
4/7/2022, 05:01 PM
Previous filing
Mar 4, 2022
Next filing
Jun 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPE Common Stock Disposed to Issuer -$31.6K -2.02K -16.55% $15.69 10.2K Apr 5, 2022 Direct F1
transaction SPE Common Stock Disposed to Issuer -$15.2K -968 -15.55% $15.69 5.26K Apr 5, 2022 By Spouse F1, F2
transaction SPE Common Stock Disposed to Issuer -$2.42K -154 -16.45% $15.69 782 Apr 5, 2022 By Minor Children F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
F2 The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F3 The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.