Andrew Dakos - 05 Apr 2022 Form 4 Insider Report for SPECIAL OPPORTUNITIES FUND, INC. (SPE)

Role
President, Director
Signature
/s/ Stephanie Darling, as Power of Attorney for Andrew Dakos
Issuer symbol
SPE
Transactions as of
05 Apr 2022
Net transactions value
-$49,235
Form type
4
Filing time
07 Apr 2022, 17:01:09 UTC
Previous filing
04 Mar 2022
Next filing
26 Sep 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPE Common Stock Disposed to Issuer $31,631 -2,016 -17% $15.69 10,162 05 Apr 2022 Direct F1
transaction SPE Common Stock Disposed to Issuer $15,188 -968 -16% $15.69 5,257 05 Apr 2022 By Spouse F1, F2
transaction SPE Common Stock Disposed to Issuer $2,416 -154 -16% $15.69 782 05 Apr 2022 By Minor Children F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents sale of shares to issuer pursuant to issuer tender offer exempt under Rule 16b-3.
F2 The Reporting Person disclaims beneficial ownership of the securities owned by his spouse and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
F3 The Reporting Person disclaims beneficial ownership of the securities owned by his minor children and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.