Andrew Dakos - 25 Sep 2026 Form 4 Insider Report for Total Return Securities Fund (SWZ)

Reporting relationship: President and CEO, Director, Affiliate of Adviser
Issuer ticker: SWZ
Reported as of: 25 Sep 2026
Net transaction value: +$115,814
SEC form: 4
Accepted by SEC: 29 Sep 2026, 16:05:20 UTC
Prior SEC filing: 15 Jul 2026
Source filing: View source filing
Reporting owner signature: /s/ Stephanie Darling, Power of Attorney for Andrew Dakos

Key filing fact

Andrew Dakos filed Form 4 for Total Return Securities Fund (SWZ) on 29 Sep 2026.

Key facts

This page summarizes Andrew Dakos's Form 4 filing for Total Return Securities Fund (SWZ).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 29 Sep 2026, 16:05.

Change

Previous filing in this sequence was filed on 15 Jul 2026.
Current net transaction value: +$115,814.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001341021 Primary reporting owner

Dakos Andrew

Relationship: President and CEO, Director, Affiliate of Adviser
Address: 250 PEHLE AVE., SUITE 708, SADDLE BROOK
Signature: /s/ Stephanie Darling, Power of Attorney for Andrew Dakos
Signature date: 29 Sep 2026

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWZ transaction

Common Stock

Purchase

Transaction value: $44,441
Shares: +7,649
Change %: +19%
Price: $5.81
Shares after: 47,649
Date: 25 Sep 2026
Ownership: Direct

SWZ transaction

Common Stock

Purchase

Transaction value: $13,683
Shares: +2,351
Change %: +4.9%
Price: $5.82
Shares after: 50,000
Date: 25 Sep 2026
Ownership: Direct

SWZ transaction

Common Stock

Purchase

Transaction value: $5,760
Shares: +1,000
Change %: +2%
Price: $5.76
Shares after: 51,000
Date: 28 Sep 2026
Ownership: Direct

SWZ transaction

Common Stock

Purchase

Transaction value: $51,930
Shares: +9,000
Change %: +18%
Price: $5.77
Shares after: 60,000
Date: 28 Sep 2026
Ownership: Direct

SWZ holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 131,000
Date: 25 Sep 2026
Ownership: Limited Partnership
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Shares are held by a limited partnership in which Mr. Dakos has a beneficial interest. Mr. Dakos disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein.