Leonard M. Tannenbaum

Insider Reports History

Location
West Palm Beach, FL
Signature
/s/ Gabriel A. Katz, as Attorney-in-Fact
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Leonard M. Tannenbaum:

Company Role Class Num Shares Value Price $ Report Date Ownership
Oaktree Specialty Lending Corp Other* Common Stock 15,306,589 $275,518,602 $18.00 30 Dec 2021 Direct
Sunrise Realty Trust, Inc. Executive Chairman, Director, 10%+ Owner Common Stock 3,011,226 $30,383,270 $10.09 30 Dec 2025 Direct
Oaktree Specialty Lending Corp Other* Common Stock 1,332,773 $23,989,914 $18.00 28 Dec 2021 Trust
Advanced Flower Capital Inc. Director, 10%+ Owner Common Stock 5,861,098 $17,876,348 $3.05 11 Dec 2025 Direct
Sunrise Realty Trust, Inc. Executive Chairman, Director, 10%+ Owner Common Stock 585,681 $5,505,401 $9.40 31 Dec 2025 Indirect
Advanced Flower Capital Inc. Director, 10%+ Owner Common Stock 218,907 $678,611 $3.10 11 Dec 2025 Held by spouse
Advanced Flower Capital Inc. Director, 10%+ Owner Common Stock 180,400 $559,240 $3.10 11 Dec 2025 Indirect
Sunrise Realty Trust, Inc. Executive Chairman, Director, 10%+ Owner Common Stock 33,132 $334,301 $10.09 30 Dec 2025 Held by spouse
Sunrise Realty Trust, Inc. Executive Chairman, Director, 10%+ Owner Common Stock 1,000 $10,090 $10.09 30 Dec 2025 By reporting person as UTMA custodian for son
AFC BDC Inc. Chief Executive Officer Common Stock 367,500 28 Apr 2022 Direct
TCG Strategic Income Fund Director, 10%+ Owner Class I Common Shares of Beneficial Interest 192,308 16 Jan 2026 Indirect
AFC BDC Inc. Chief Executive Officer Common Stock 50,000 28 Apr 2022 By the Tannenbaum Family 2012 Trust
TCG Strategic Income Fund Director, 10%+ Owner Class I Common Shares of Beneficial Interest 7,820 16 Jan 2026 By TCG Strategic Income Advisor LLC
TCG Strategic Income Fund Director, 10%+ Owner Class I Common Shares of Beneficial Interest 300 16 Jan 2026 Direct

Insider Reports Filed by Leonard M. Tannenbaum

Symbol Company Period Transactions Value $ Form Type Role Filing Time
/report/000162828026002781-tannenbaum-leonard-m-2026-01-16 TCG Strategic Income Fund 16 Jan 2026 1 +$1,000,000 4 Director, 10%+ Owner 20 Jan 2026, 20:23
/report/000162828026001860-tannenbaum-leonard-m-2026-01-09 TCG Strategic Income Fund 09 Jan 2026 1 +$950,000 4 Director, 10%+ Owner 12 Jan 2026, 16:38
/report/000182912626000123-tannenbaum-leonard-m-2026-01-05 TCG Strategic Income Fund 05 Jan 2026 1 +$3,000 4 Director, 10%+ Owner 08 Jan 2026, 18:28
SUNS Sunrise Realty Trust, Inc. 30 Dec 2025 2 +$1,301,490 4 Executive Chairman, Director, 10%+ Owner 02 Jan 2026, 16:11
/report/000182912625010118-tannenbaum-leonard-m-2025-12-17 TCG Strategic Income Fund 17 Dec 2025 0 $0 3 Director, 10%+ Owner 17 Dec 2025, 19:34
AFCG Advanced Flower Capital Inc. 11 Dec 2025 1 +$76,250 4 Director, 10%+ Owner 15 Dec 2025, 16:29
AFCG Advanced Flower Capital Inc. 09 Dec 2025 2 +$128,520 4 Director, 10%+ Owner 10 Dec 2025, 16:55
AFCG Advanced Flower Capital Inc. 03 Dec 2025 1 +$135,240 4 Director, 10%+ Owner 04 Dec 2025, 21:44
AFCG Advanced Flower Capital Inc. 01 Dec 2025 2 +$155,130 4 Director, 10%+ Owner 03 Dec 2025, 19:56
SUNS Sunrise Realty Trust, Inc. 24 Nov 2025 1 +$126,360 4 Executive Chairman, Director, 10%+ Owner 26 Nov 2025, 16:21
AFCG Advanced Flower Capital Inc. 20 Nov 2025 1 +$2,000,000 4 Director, 10%+ Owner 21 Nov 2025, 20:39
SUNS Sunrise Realty Trust, Inc. 18 Nov 2025 3 +$403,189 4 Executive Chairman, Director, 10%+ Owner 20 Nov 2025, 19:34
SUNS Sunrise Realty Trust, Inc. 14 Nov 2025 2 +$306,155 4 Executive Chairman, Director, 10%+ Owner 18 Nov 2025, 19:56
AFCG Advanced Flower Capital Inc. 05 Sep 2025 1 +$363,272 4 Director, 10%+ Owner 08 Sep 2025, 17:22
AFCG Advanced Flower Capital Inc. 02 Sep 2025 2 +$330,526 4 Director, 10%+ Owner 03 Sep 2025, 17:03
AFCG Advanced Flower Capital Inc. 27 Aug 2025 2 +$2,247,814 4 Director, 10%+ Owner 29 Aug 2025, 16:35
AFCG Advanced Flower Capital Inc. 22 Aug 2025 3 +$1,528,539 4 Director, 10%+ Owner 26 Aug 2025, 18:15
SUNS Sunrise Realty Trust, Inc. 22 Aug 2025 2 +$330,100 4 Executive Chairman, Director, 10%+ Owner 26 Aug 2025, 18:13
SUNS Sunrise Realty Trust, Inc. 20 Aug 2025 1 +$108,483 4 Executive Chairman, Director, 10%+ Owner 21 Aug 2025, 16:24
SUNS Sunrise Realty Trust, Inc. 15 Aug 2025 1 +$46,263 4 Executive Chairman, Director, 10%+ Owner 19 Aug 2025, 16:20
SUNS Sunrise Realty Trust, Inc. 11 Aug 2025 2 +$550,795 4 Executive Chairman, Director, 10%+ Owner 13 Aug 2025, 18:20
SUNS Sunrise Realty Trust, Inc. 16 Jun 2025 1 +$65,160 4 Executive Chairman, Director, 10%+ Owner 17 Jun 2025, 17:12
SUNS Sunrise Realty Trust, Inc. 02 Jun 2025 2 +$400,573 4 Executive Chairman, Director, 10%+ Owner 03 Jun 2025, 17:15
SUNS Sunrise Realty Trust, Inc. 16 May 2025 1 +$155,518 4 Executive Chairman, Director, 10%+ Owner 19 May 2025, 16:16
SUNS Sunrise Realty Trust, Inc. 15 May 2025 1 +$103,900 4 Executive Chairman, Director, 10%+ Owner 15 May 2025, 16:52
SUNS Sunrise Realty Trust, Inc. 08 May 2025 1 +$104,800 4 Executive Chairman, Director, 10%+ Owner 09 May 2025, 17:04
SUNS Sunrise Realty Trust, Inc. 29 Apr 2025 2 +$484,559 4 Executive Chairman, Director, 10%+ Owner 30 Apr 2025, 20:22
SUNS Sunrise Realty Trust, Inc. 24 Apr 2025 3 +$181,368 4 Executive Chairman, Director, 10%+ Owner 28 Apr 2025, 17:15
SUNS Sunrise Realty Trust, Inc. 28 Mar 2025 2 +$675,287 4 Executive Chairman, Director, 10%+ Owner 01 Apr 2025, 17:34
SUNS Sunrise Realty Trust, Inc. 26 Mar 2025 1 +$292,039 4 Executive Chairman, Director, 10%+ Owner 27 Mar 2025, 16:54
SUNS Sunrise Realty Trust, Inc. 19 Mar 2025 1 +$906,588 4 Executive Chairman, Director, 10%+ Owner 20 Mar 2025, 17:22
AFCG Advanced Flower Capital Inc. 14 Mar 2025 2 +$518,686 4 Director, 10%+ Owner 17 Mar 2025, 17:57
SUNS Sunrise Realty Trust, Inc. 13 Mar 2025 3 +$1,092,077 4 Executive Chairman, Director, 10%+ Owner 17 Mar 2025, 17:40
SUNS Sunrise Realty Trust, Inc. 10 Mar 2025 2 +$109,045 4 Executive Chairman, Director, 10%+ Owner 12 Mar 2025, 16:30
AFCG Advanced Flower Capital Inc. 25 Feb 2025 1 +$799,996 4 Director, 10%+ Owner 27 Feb 2025, 16:37
SUNS Sunrise Realty Trust, Inc. 29 Jan 2025 1 +$12,000,000 4 Executive Chairman, Director, 10%+ Owner 29 Jan 2025, 17:33
SUNS Sunrise Realty Trust, Inc. 19 Dec 2024 1 +$800,007 4 Executive Chairman, Director, 10%+ Owner 23 Dec 2024, 16:11
SUNS Sunrise Realty Trust, Inc. 16 Dec 2024 3 +$1,376,422 4 Executive Chairman, Director, 10%+ Owner 18 Dec 2024, 17:34
SUNS Sunrise Realty Trust, Inc. 30 Aug 2024 1 +$346,250 4 Executive Chairman, Director, 10%+ Owner 03 Sep 2024, 18:22
SUNS Sunrise Realty Trust, Inc. 28 Aug 2024 3 +$292,006 4 Executive Chairman, Director, 10%+ Owner 30 Aug 2024, 17:07
SUNS Sunrise Realty Trust, Inc. 27 Aug 2024 1 +$176,359 4 Executive Chairman, Director, 10%+ Owner 28 Aug 2024, 16:32
SUNS Sunrise Realty Trust, Inc. 26 Aug 2024 1 +$133,500 4 Executive Chairman, Director, 10%+ Owner 27 Aug 2024, 16:36
SUNS Sunrise Realty Trust, Inc. 23 Aug 2024 1 +$14,882 4 Executive Chairman, Director, 10%+ Owner 26 Aug 2024, 16:58
SUNS Sunrise Realty Trust, Inc. 22 Aug 2024 1 +$128,800 4 Executive Chairman, Director, 10%+ Owner 23 Aug 2024, 16:30
SUNS Sunrise Realty Trust, Inc. 21 Aug 2024 1 +$129,200 4 Executive Chairman, Director, 10%+ Owner 22 Aug 2024, 16:30
SUNS Sunrise Realty Trust, Inc. 20 Aug 2024 1 +$243,400 4 Executive Chairman, Director, 10%+ Owner 21 Aug 2024, 16:30
SUNS Sunrise Realty Trust, Inc. 19 Aug 2024 1 +$271,252 4 Executive Chairman, Director, 10%+ Owner 20 Aug 2024, 16:31
SUNS Sunrise Realty Trust, Inc. 15 Aug 2024 2 +$1,469,593 4 Executive Chairman, Director, 10%+ Owner 19 Aug 2024, 18:14
SUNS Sunrise Realty Trust, Inc. 12 Jul 2024 1 +$724,275 4 Executive Chairman, Director, 10%+ Owner 15 Jul 2024, 16:43
SUNS Sunrise Realty Trust, Inc. 10 Jul 2024 3 +$1,492,205 4 Executive Chairman, Director, 10%+ Owner 12 Jul 2024, 19:49
SUNS Sunrise Realty Trust, Inc. 02 Jul 2024 0 $0 3 Executive Chairman, Director, 10%+ Owner 02 Jul 2024, 17:12
AFCG AFC Gamma, Inc. 05 Jun 2024 3 +$1,066,790 4 Executive Chairman; CIO, Director, 10%+ Owner 06 Jun 2024, 16:42
AFCG AFC Gamma, Inc. 24 Jan 2024 1 +$1,299,999 4 Executive Chairman; CIO, Director, 10%+ Owner 25 Jan 2024, 17:22
AFCG AFC Gamma, Inc. 15 May 2023 1 +$536,179 4 Chief Executive Officer, Director, 10%+ Owner 17 May 2023, 16:30
AFCG AFC Gamma, Inc. 11 May 2023 5 +$2,488,319 4 Chief Executive Officer, Director, 10%+ Owner 15 May 2023, 16:30
AFCG AFC Gamma, Inc. 10 Mar 2023 1 +$322,250 4/A Chief Executive Officer, Director, 10%+ Owner 21 Mar 2023, 20:04
AFCG AFC Gamma, Inc. 08 Mar 2023 2 +$368,940 4/A Chief Executive Officer, Director, 10%+ Owner 21 Mar 2023, 20:00
AFCG AFC Gamma, Inc. 03 Jan 2023 2 +$1,199,980 4 Chief Executive Officer, Director, 10%+ Owner 05 Jan 2023, 17:01
AFCG AFC Gamma, Inc. 17 Jun 2022 1 +$79,242 4 Chief Executive Officer, Director, 10%+ Owner 21 Jun 2022, 08:30
AFCG AFC Gamma, Inc. 11 May 2022 2 +$351,656 4 Chief Executive Officer, Director, 10%+ Owner 13 May 2022, 08:45
/report/000182912622009536-tannenbaum-leonard-m-2022-04-28 AFC BDC Inc. 28 Apr 2022 2 +$8,350,000 4 Chief Executive Officer 02 May 2022, 21:54
/report/000182912622007849-tannenbaum-leonard-m-2022-04-05 AFC BDC Inc. 05 Apr 2022 0 $0 3 Chief Executive Officer 06 Apr 2022, 16:02
AFCG AFC Gamma, Inc. 11 Jan 2022 2 $0 4 Chief Executive Officer, Director, 10%+ Owner 13 Jan 2022, 17:01
OCSL Oaktree Specialty Lending Corp 28 Dec 2021 3 -$3,651,295 4 Other* 30 Dec 2021, 19:30
OCSL Oaktree Specialty Lending Corp 23 Dec 2021 2 -$3,009,400 4 10%+ Owner 27 Dec 2021, 20:00
OCSL Oaktree Specialty Lending Corp 13 Dec 2021 1 -$257,489 4 10%+ Owner 15 Dec 2021, 19:30
OCSL Oaktree Specialty Lending Corp 02 Dec 2021 2 -$38,250 4 10%+ Owner 06 Dec 2021, 19:00
OCSL Oaktree Specialty Lending Corp 16 Nov 2021 2 -$2,800,800 4 10%+ Owner 18 Nov 2021, 19:00
OCSL Oaktree Specialty Lending Corp 11 Nov 2021 1 -$11,250 4 10%+ Owner 15 Nov 2021, 18:30
OCSL Oaktree Specialty Lending Corp 08 Nov 2021 3 -$1,335,213 4 10%+ Owner 10 Nov 2021, 20:30
OCSL Oaktree Specialty Lending Corp 20 Sep 2021 1 -$29,922,013 4 10%+ Owner 22 Sep 2021, 21:10
OCSL Oaktree Specialty Lending Corp 27 May 2021 3 -$1,894,534 4 10%+ Owner 02 Jun 2021, 07:00
OCSL Oaktree Specialty Lending Corp 21 May 2021 3 -$360,327 4 10%+ Owner 25 May 2021, 21:05
OCSL Oaktree Specialty Lending Corp 05 May 2021 1 -$672,220 4 10%+ Owner 07 May 2021, 21:00