Leonard M. Tannenbaum - Dec 28, 2021 Form 4 Insider Report for Oaktree Specialty Lending Corp (OCSL)

Role
Other*
Signature
Gabriel Katz as Attorney-in-Fact
Stock symbol
OCSL
Transactions as of
Dec 28, 2021
Transactions value $
-$3,651,295
Form type
4
Date filed
12/30/2021, 07:30 PM
Previous filing
Dec 27, 2021
Next filing
Jan 13, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCSL Common Stock Sale -$1.51M -200K -1.27% $7.55 15.6M Dec 28, 2021 Direct F1
transaction OCSL Common Stock Sale -$1.5M -200K -1.28% $7.52 15.4M Dec 29, 2021 Direct F3
transaction OCSL Common Stock Sale -$637K -85K -0.55% $7.50 15.3M Dec 30, 2021 Direct F4
holding OCSL Common Stock 1.33M Dec 28, 2021 Trust F2
holding OCSL Common Stock 1.33M Dec 28, 2021 Trust F2
holding OCSL Common Stock 1.33M Dec 28, 2021 Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Leonard M. Tannenbaum is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F2 These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F3 This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer
F4 This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.

Remarks:

Following the sale transaction on December 30, 2021, the Reporting Person ceased to own more than 10% of the issuer's common stock.