Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | OCSL | Common Stock | Sale | -$1.51M | -200K | -1.27% | $7.55 | 15.6M | Dec 28, 2021 | Direct | F1 |
transaction | OCSL | Common Stock | Sale | -$1.5M | -200K | -1.28% | $7.52 | 15.4M | Dec 29, 2021 | Direct | F3 |
transaction | OCSL | Common Stock | Sale | -$637K | -85K | -0.55% | $7.50 | 15.3M | Dec 30, 2021 | Direct | F4 |
holding | OCSL | Common Stock | 1.33M | Dec 28, 2021 | Trust | F2 | |||||
holding | OCSL | Common Stock | 1.33M | Dec 28, 2021 | Trust | F2 | |||||
holding | OCSL | Common Stock | 1.33M | Dec 28, 2021 | Trust | F2 |
Leonard M. Tannenbaum is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Id | Content |
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F1 | This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. |
F2 | These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |
F3 | This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer |
F4 | This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer. |
Following the sale transaction on December 30, 2021, the Reporting Person ceased to own more than 10% of the issuer's common stock.