Leonard M. Tannenbaum - Mar 8, 2023 Form 4/A - Amendment Insider Report for AFC Gamma, Inc. (AFCG)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
Gabriel Katz as attorney-in-fact for Leonard M. Tannenbaum
Stock symbol
AFCG
Transactions as of
Mar 8, 2023
Transactions value $
$368,940
Form type
4/A - Amendment
Date filed
3/21/2023, 08:00 PM
Date Of Original Report
Mar 9, 2023
Previous filing
Jan 5, 2023
Next filing
Mar 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AFCG Common Stock Purchase $355K +25K +500% $14.20 30K Mar 8, 2023 See footnote F1, F2, F3
transaction AFCG Common Stock Purchase $13.9K +1K +3.49% $13.94 29.7K Mar 8, 2023 Held by spouse F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The original Form 4, filed on March 9, 2023, is being amended by this Form 4/A to correct an administrative error relating to the transaction code, which this Form 4/A correctly reports as an open market purchase.
F2 This transaction was executed in multiple trades at prices ranging from $14.17 to $14.20; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
F3 These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F4 The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.