Key facts
- This page summarizes Leonard M. Tannenbaum's Form 4 filing for Oaktree Specialty Lending Corp (OCSL).
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 30 Dec 2021, 19:30.
Leonard M. Tannenbaum - 28 Dec 2021 Form 4 Insider Report for Oaktree Specialty Lending Corp (OCSL)
- Reporting relationship
- Other*
- Issuer ticker
- OCSL
- Reported as of
- 28 Dec 2021
- Net transaction value
- -$3,651,295
- SEC form
- 4
- Accepted by SEC
- 30 Dec 2021, 19:30:15 UTC
- Prior SEC filing
- 27 Dec 2021
- Next SEC filing
- 13 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- Gabriel Katz as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Leonard M. Tannenbaum filed Form 4 for Oaktree Specialty Lending Corp (OCSL) on 30 Dec 2021.
Change
- Previous filing in this sequence was filed on 27 Dec 2021.
- Current net transaction value: -$3,651,295.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OCSL
transaction
Common Stock
Sale
- Transaction value
- $1,509,400
- Shares
- -200,000
- Change %
- -1.3%
- Price
- $7.55
- Shares after
- 15,591,543
- Date
- 28 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
OCSL
transaction
Common Stock
Sale
- Transaction value
- $1,504,400
- Shares
- -200,000
- Change %
- -1.3%
- Price
- $7.52
- Shares after
- 15,391,543
- Date
- 29 Dec 2021
- Ownership
- Direct
- Footnotes
- F3
OCSL
transaction
Common Stock
Sale
- Transaction value
- $637,495
- Shares
- -84,954
- Change %
- -0.55%
- Price
- $7.50
- Shares after
- 15,306,589
- Date
- 30 Dec 2021
- Ownership
- Direct
- Footnotes
- F4
OCSL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,332,773
- Date
- 28 Dec 2021
- Ownership
- Trust
- Footnotes
- F2
OCSL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,332,773
- Date
- 28 Dec 2021
- Ownership
- Trust
- Footnotes
- F2
OCSL
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 1,332,773
- Date
- 28 Dec 2021
- Ownership
- Trust
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Leonard M. Tannenbaum is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
This transaction was executed in multiple trades at prices ranging from $7.500 to $7.590; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
Footnote F2
These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Footnote F3
This transaction was executed in multiple trades at prices ranging from $7.500 to $7.570; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer
Footnote F4
This transaction was executed in multiple trades at prices ranging from $7.500 to $7.520; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
SEC remarks
Following the sale transaction on December 30, 2021, the Reporting Person ceased to own more than 10% of the issuer's common stock.