Key facts
- This page summarizes Leonard M. Tannenbaum's Form 4 filing for AFC BDC Inc..
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 May 2022, 21:54.
Leonard M. Tannenbaum - 28 Apr 2022 Form 4 Insider Report for AFC BDC Inc.
- Reporting relationship
- Chief Executive Officer
- Issuer ticker
- N/A
- Reported as of
- 28 Apr 2022
- Net transaction value
- +$8,350,000
- SEC form
- 4
- Accepted by SEC
- 02 May 2022, 21:54:27 UTC
- Prior SEC filing
- 06 Apr 2022
- Next SEC filing
- 13 May 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gabriel A. Katz, attorney-in-fact for Leonard M. Tannenbaum
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Leonard M. Tannenbaum filed Form 4 for AFC BDC Inc. on 02 May 2022.
Change
- Previous filing in this sequence was filed on 06 Apr 2022.
- Current net transaction value: +$8,350,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
transaction
Common Stock
Other
- Transaction value
- $7,350,000
- Shares
- +367,500
- Change %
- Price
- $20.00*
- Shares after
- 367,500
- Date
- 28 Apr 2022
- Ownership
- Direct
- Footnotes
- F1
No ticker
transaction
Common Stock
Other
- Transaction value
- $1,000,000
- Shares
- +50,000
- Change %
- Price
- $20.00*
- Shares after
- 50,000
- Date
- 28 Apr 2022
- Ownership
- By the Tannenbaum Family 2012 Trust
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
These shares of Common Stock were acquired pursuant to an Agreement and Plan of Merger, by and among the AFC BDC Warehouse LLC and AFC BDC Inc., under which each share of AFC BDC Warehouse LLC converted automatically into a pro rata share (based on each member's percentage interest in AFC BDC Warehouse LLC, adjusted downward for fractional shares) of AFC BDC Inc., effective as of 12:01 p.m. on April 28, 2022.
Footnote F2
Reflects shares held by the Tannenbaum Family 2012 Trust. Mr. Tannenbaum disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission for purposes of Section 16 or any other purpose.
SEC remarks
Gabriel A. Katz is signing on behalf of Mr. Tannenbaum pursuant to the power of attorney dated April 4, 2022, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 3 Mr. Tannenbaum filed on April 6, 2022.