Leonard M. Tannenbaum - Nov 8, 2021 Form 4 Insider Report for Oaktree Specialty Lending Corp (OCSL)

Role
10%+ Owner
Signature
Thomas Geoffroy as Attorney-in-Fact
Stock symbol
OCSL
Transactions as of
Nov 8, 2021
Transactions value $
-$1,335,213
Form type
4
Date filed
11/10/2021, 08:30 PM
Previous filing
Sep 22, 2021
Next filing
Nov 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OCSL Common Stock Sale -$751K -100K -0.6% $7.51 16.7M Nov 8, 2021 Direct F1
transaction OCSL Common Stock Sale -$223K -29.7K -0.18% $7.50 16.7M Nov 9, 2021 Direct F3
transaction OCSL Common Stock Sale -$361K -48.2K -0.29% $7.50 16.6M Nov 10, 2021 Direct F4
holding OCSL Common Stock 1.33M Nov 8, 2021 Trust F2
holding OCSL Common Stock 1.33M Nov 8, 2021 Trust F2
holding OCSL Common Stock 1.33M Nov 8, 2021 Trust F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $7.50 to $7.53; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer.
F2 These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which James Castro-Blanco is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F3 This transaction was executed in multiple trades at prices ranging from $7.50 to $7.52; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer.
F4 This transaction was executed in multiple trades at prices ranging from $7.50 to $7.51; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer, or a security holder of the issuer.