Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | OCSL | Common Stock | Sale | -$29.9M | -4.21M | -20.07% | $7.10 | 16.8M | Sep 20, 2021 | Direct | F1 |
holding | OCSL | Common Stock | 1.33M | Sep 20, 2021 | Trust | F2 |
Id | Content |
---|---|
F1 | On September 20, 2021, the Reporting Person executed a block trade that was exempt from registration under Rule 144, pursuant to which an aggregate of 4,214,368 shares of the issuer's common stock were sold in a single transaction to an affiliate of the issuer under the terms of the FSC Voting Agreement, at a price of $7.10 per share. |
F2 | These shares of Common Stock are held by the Leonard M. Tannenbaum 2012 Trust for benefit of certain members of the reporting person's family for which Mr. Bernard D. Berman and Mr. James Castro-Blanco. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. |