Leonard M. Tannenbaum - Dec 16, 2024 Form 4 Insider Report for Sunrise Realty Trust, Inc. (SUNS)

Role
Executive Chairman, Director, 10%+ Owner
Signature
/s/ Brandon Hetzel, as Attorney-in-Fact
Stock symbol
SUNS
Transactions as of
Dec 16, 2024
Transactions value $
$1,376,422
Form type
4
Date filed
12/18/2024, 05:34 PM
Previous filing
Sep 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUNS Common Stock Purchase $640K +47.8K +3.76% $13.39 1.32M Dec 16, 2024 Direct F1
transaction SUNS Common Stock Purchase $213K +15.8K +1.2% $13.47 1.33M Dec 17, 2024 Direct F2
transaction SUNS Common Stock Purchase $523K +39K +2.92% $13.42 1.37M Dec 18, 2024 Direct F3
holding SUNS Common Stock 420K Dec 16, 2024 See footnote F4
holding SUNS Common Stock 15K Dec 16, 2024 See footnote F5
holding SUNS Common Stock 1K Dec 16, 2024 By reporting person as UTMA custodian for son
holding SUNS Common Stock 59K Dec 16, 2024 See footnote F6
holding SUNS Common Stock 25.5K Dec 16, 2024 Held by spouse F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades ranging from $13.08 to $13.50; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
F2 This transaction was executed in multiple trades ranging from $13.42 to $13.70; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
F3 This transaction was executed in multiple trades ranging from $12.99 to $13.50; the price reported reflects the weighted average price. The Reporting Person herby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
F4 These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F5 These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F6 These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
F7 The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.