Comparable stake leader
Janus Henderson Group Ltd.
SEC ownership of PALISADE BIO, INC.
Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001357459.
Disclosed value leader
RA CAPITAL MANAGEMENT, L.P.
Comparable rows
50/50
Latest evidence
08 Jul 2026
- Public ticker
- PALI on Nasdaq
- Parsed ownership sources
-
13D/G, 13F, and 3/4/5
Source: Parsed SEC ownership filingsUse: Compare filing families carefully
- Largest SEC-reported holder
-
Janus Henderson Group Ltd.
Ranking: Comparable ownership first, then disclosed value
- Comparable ownership rows
-
50 of 50
Meaning: Rows with safely comparable ownership %
- Latest 13D/G holder
-
Janus Henderson Group Ltd.
Source: Latest parsed Schedule 13D/G stake
- Latest parsed ownership date
-
08 Jul 2026
Freshness: Most recent filing date in this holder set
- Issuer CIK
- 0001357459
- Issuer location
- Carlsbad, CA
Ownership snapshot
CIK-linked ownership evidence from parsed SEC filings.
3 signals
Issuer
Names, identifiers, and filing context for this profile.
2 identity fields
Ownership snapshot
Top shareholders of PALISADE BIO, INC. (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Janus Henderson Group Ltd.
Disclosed value leader
RA CAPITAL MANAGEMENT, L.P.
Comparable rows
50/50
Latest evidence
08 Jul 2026
13D/G
13F
3/4/5
Lead comparable stake: 10%
13D/G row: Janus Henderson Group Ltd.
Showing 1-8 of 50 holder rows.
Quick read
Janus Henderson Group Ltd. leads the comparable SEC ownership view at 10%.
50 of 50 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Janus Henderson Group Ltd.'s linked filing trail.
Comparable ownership
Top 5
Janus Henderson Group Ltd.
10%
RA CAPITAL MANAGEMENT, L.P.
9.9%
PERCEPTIVE ADVISORS LLC
7.9%
Commodore Capital LP
7.2%
Octagon Capital Advisors LP
6.4%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-8 of 50 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Janus Henderson Group Ltd. |
13D/G
13F
JANUS HENDERSON GROUP PLC · Company
|
10%
|
$27,835,737
14,885,421 shares
|
$0 | 28 Nov 2025 |
| RA CAPITAL MANAGEMENT, L.P. |
13D/G
13F
Company
|
9.9%
|
$30,835,838
17,620,479 shares
|
+$3,278,888 | 31 Mar 2026 |
| PERCEPTIVE ADVISORS LLC |
13F
13D/G
Company
|
7.9%
from 13D/G
|
$15,624,261
8,928,149 shares
|
— | 31 Mar 2026 |
| Commodore Capital LP |
13D/G
13F
Company
|
7.2%
|
$21,641,858
12,366,776 shares
|
+$4,683,194 | 31 Mar 2026 |
| Octagon Capital Advisors LP |
13D/G
13F
Company
|
6.4%
|
$18,370,364
9,567,898 shares
|
$0 | 31 Dec 2025 |
| BlackRock, Inc. |
13D/G
13F
Company
|
6%
|
$21,811,785
10,436,760 shares
|
$0 | 30 Jun 2026 |
| FRANKLIN RESOURCES INC |
13D/G
13F
Company
|
6%
|
$21,358,511
9,163,990 shares
|
$0 | 31 Dec 2025 |
| Soleus Capital Master Fund, L.P. |
13D/G
|
5.4%
|
$18,239,690
9,353,687 shares
|
$0 | 26 May 2026 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Forms 3/4/5 flow
Insider trading overview
Net insider flow leans to selling over the last 12 months. Net value: -$152,240.
Buys
$267,938
Insiders: 2
Sells
$420,178
Insiders: 2
Net
-$152,240
Shares: -69,563
Window
Last 12 months
4 rolling buckets
Buy value
Sell value
Shares: 135,000
Shares: 204,563
| Window (months) | Buy shares | Sell shares | Buy value | Sell value | Net value |
|---|---|---|---|---|---|
| 0-3 | 125,000 | 198,678 | $250,182 | $409,879 | -$159,697 |
| 3-6 | 0 | 5,885 | $0 | $10,299 | -$10,299 |
| 6-9 | 10,000 | 0 | $17,756 | $0 | +$17,756 |
| 9-12 | 0 | 0 | $0 | $0 | $0 |
Reporting owners
Insider holders from Forms 3/4/5
Showing 1-17 of 17 reporting-owner rows connected to PALISADE BIO, INC.. Open a relationship link for the CIK-to-CIK filing trail.
Rows
17
Largest Forms 3/4/5 holder
Donald Allen Williams
Net 12M change
-$152,239
Latest report
08 Jul 2026
| Name | Relationship | Holdings Value | Past Year Net Change | Change % | Valuation | Report Date |
|---|---|---|---|---|---|---|
| Donald Allen Williams | Director | $2,753,264 | +$17,756 | +0.65% | Mixed | 10 Jun 2026 |
| Binxian Wei | Director | $1,077,529 | Mixed | 10 Jun 2026 | ||
| Emil Chuang | Director | $1,071,875 | Mixed | 10 Jun 2026 | ||
| Yuma Regional Medical Center | 10%+ Owner | $925,331 | Mixed | 19 Aug 2021 | ||
| Robert Baltera Jr. | Director | $903,484 | +$250,182 | +38% | Filing P/S | 08 Jul 2026 |
| Jordan Michael Zwick | Director | $589,582 | Mixed | 10 Jun 2026 | ||
| John David Finley | CEO, CFO, Director | $381,043 | -$310,161 | -45% | Mixed | 06 Jul 2026 |
| Mitchell Lawrence Jones | Chief Medical Officer | $193,047 | -$110,016 | -36% | Filing P/S | 06 Jul 2026 |
| Thomas Hallam | Chief Executive Officer, Director | $29,372 | Mixed | 16 Aug 2022 | ||
| Michael John Dawson | Chief Medical Officer | $7,650 | Mixed | 29 Mar 2022 | ||
| Cristina Csimma | Director | $5,609 | Mixed | 08 Feb 2024 | ||
| Stephanie Diaz | Director | $5,582 | Mixed | 08 Feb 2024 | ||
| James R. Neal | Director | $4,762 | Mixed | 09 Feb 2024 | ||
| Robert J. Trenschel | Director | $4,762 | Mixed | 08 Feb 2024 | ||
| Mary Ann Gray | Director | $2,968 | Mixed | 21 Nov 2023 | ||
| Robert Curtis McRae | Chief Operating Officer | $1,320 | Mixed | 03 Apr 2023 | ||
| Margery B. Fischbein | Director | Mixed | 11 Jul 2024 |
Recent insider transactions for PALISADE BIO, INC.
Showing up to 300 recent insider transactions from the last 12 months.
| Insider | Symbol | Class | Transaction | % | SEC-reported value | SEC-reported price | Shares | Shares owned | Date | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|
| Robert Baltera Jr. | PALI | Common Stock | Purchase | 5.72% | $48,900 | $1.96 | 25,000 | 461,904 | 09 Jul 2026 | Direct |
| Robert Baltera Jr. | PALI | Common Stock | Purchase | 4.8% | $39,798 | $1.99 | 20,000 | 436,904 | 08 Jul 2026 | Direct |
| Robert Baltera Jr. | PALI | Common Stock | Purchase | 7.75% | $61,044 | $2.03 | 30,000 | 416,904 | 07 Jul 2026 | Direct |
| Mitchell Lawrence Jones | PALI | Common Stock | Sale | -35.6% | $106,536 | $2.05 | -51,880 | 94,009 | 07 Jul 2026 | Direct |
| John David Finley | PALI | Common Stock | Options Exercise | 0.06% | 133 | 217,688 | 07 Jul 2026 | Direct | ||
| John David Finley | PALI | Common Stock | Sale | -40.3% | $303,343 | $2.07 | -146,798 | 217,555 | 07 Jul 2026 | Direct |
| John David Finley | PALI | Series 2 Common Stock Purchase Warrant | Options Exercise | -100% | -133 | 0 | 07 Jul 2026 | Direct | ||
| Robert Baltera Jr. | PALI | Common Stock | Purchase | 5.45% | $41,040 | $2.05 | 20,000 | 386,904 | 06 Jul 2026 | Direct |
| Mitchell Lawrence Jones | PALI | Common Stock | Options Exercise | 891% | 131,167 | 145,889 | 06 Jul 2026 | Direct | ||
| Mitchell Lawrence Jones | PALI | Restricted Stock Units | Options Exercise | -16.7% | -131,167 | 655,833 | 06 Jul 2026 | Direct | ||
| John David Finley | PALI | Common Stock | Options Exercise | 1148.4% | 335,167 | 364,353 | 06 Jul 2026 | Direct | ||
| John David Finley | PALI | Restricted Stock Units | Options Exercise | -16.7% | -335,167 | 1,675,833 | 06 Jul 2026 | Direct | ||
| Robert Baltera Jr. | PALI | Common Stock | Purchase | 2.8% | $19,800 | $1.98 | 10,000 | 366,904 | 02 Jul 2026 | Direct |
| Robert Baltera Jr. | PALI | Common Stock | Purchase | 5.94% | $39,600 | $1.98 | 20,000 | 356,904 | 01 Jul 2026 | Direct |
| Robert Baltera Jr. | PALI | Common Stock | Award | 336,904 | 336,904 | 10 Jun 2026 | Direct | |||
| Binxian Wei | PALI | Common Stock | Options Exercise | 3.41% | 20,200 | 613,355 | 10 Jun 2026 | Direct | ||
| Binxian Wei | PALI | Common Stock | Award | 69274.8% | 592,300 | 593,155 | 10 Jun 2026 | Direct | ||
| Binxian Wei | PALI | Restricted Stock Units | Options Exercise | -33.3% | -20,200 | 40,400 | 10 Jun 2026 | Direct | ||
| Donald Allen Williams | PALI | Common Stock | Options Exercise | 4.02% | 60,666 | 1,570,294 | 10 Jun 2026 | Direct | ||
| Donald Allen Williams | PALI | Common Stock | Award | 13971.8% | 1,498,900 | 1,509,628 | 10 Jun 2026 | Direct | ||
| Donald Allen Williams | PALI | Restricted Stock Units | Options Exercise | -33.3% | -60,666 | 121,334 | 10 Jun 2026 | Direct | ||
| Emil Chuang | PALI | Common Stock | Options Exercise | 3.41% | 20,200 | 612,500 | 10 Jun 2026 | Direct | ||
| Emil Chuang | PALI | Common Stock | Award | 592,300 | 592,300 | 10 Jun 2026 | Direct | |||
| Emil Chuang | PALI | Restricted Stock Units | Options Exercise | -33.3% | -20,200 | 40,400 | 10 Jun 2026 | Direct | ||
| Jordan Michael Zwick | PALI | Common Stock | Award | 336,904 | 336,904 | 10 Jun 2026 | Direct | |||
| Mitchell Lawrence Jones | PALI | Common Stock | Sale | -13% | $3,481 | $1.75 | -1,989 | 13,263 | 12 Feb 2026 | Direct |
| John David Finley | PALI | Common Stock | Sale | -12.5% | $6,818 | $1.75 | -3,896 | 27,353 | 12 Feb 2026 | Direct |
| Mitchell Lawrence Jones | PALI | Common Stock | Options Exercise | 110.3% | 8,000 | 15,252 | 11 Feb 2026 | Direct | ||
| Mitchell Lawrence Jones | PALI | Restricted Stock Units | Options Exercise | -33.3% | -8,000 | 16,000 | 11 Feb 2026 | Direct | ||
| John David Finley | PALI | Common Stock | Options Exercise | 74.4% | 13,333 | 31,249 | 11 Feb 2026 | Direct | ||
| John David Finley | PALI | Restricted Stock Units | Options Exercise | -33.3% | -13,333 | 26,667 | 11 Feb 2026 | Direct | ||
| Mitchell Lawrence Jones | PALI | Restricted Stock Units | Award | 787,000 | 787,000 | 09 Feb 2026 | Direct | |||
| John David Finley | PALI | Restricted Stock Units | Award | 2,011,000 | 2,011,000 | 09 Feb 2026 | Direct | |||
| Donald Allen Williams | PALI | Common Stock | Purchase | 87.3% | $8,356 | $1.67 | 5,000 | 10,728 | 16 Jan 2026 | Direct |
| Donald Allen Williams | PALI | Common Stock | Purchase | 686.8% | $9,400 | $1.88 | 5,000 | 5,728 | 09 Jan 2026 | Direct |
| Donald Allen Williams | PALI | Restricted Stock Units | Award | 182,000 | 182,000 | 06 Oct 2025 | Direct | |||
| Binxian Wei | PALI | Restricted Stock Units | Award | 60,600 | 60,600 | 06 Oct 2025 | Direct | |||
| Emil Chuang | PALI | Restricted Stock Units | Award | 60,600 | 60,600 | 06 Oct 2025 | Direct | |||
| Mitchell Lawrence Jones | PALI | Restricted Stock Units | Award | 7,665,800 | 7,665,800 | 06 Oct 2025 | Direct | |||
| John David Finley | PALI | Restricted Stock Units | Award | 9,179,400 | 9,179,400 | 06 Oct 2025 | Direct | |||
| Donald Allen Williams | PALI | Phantom Units | Award | 64,400 | 64,400 | 04 Sep 2025 | Direct | |||
| John David Finley | PALI | Phantom Units | Award | 323,400 | 323,400 | 04 Sep 2025 | Direct | |||
| Binxian Wei | PALI | Phantom Units | Award | 18,800 | 18,800 | 04 Sep 2025 | Direct | |||
| Mitchell Lawrence Jones | PALI | Phantom Units | Award | 289,000 | 289,000 | 04 Sep 2025 | Direct | |||
| Emil Chuang | PALI | Phantom Units | Award | 18,800 | 18,800 | 04 Sep 2025 | Direct |
* marks a reported price that did not pass the local price check.