Oxbow Advisors, LLC

Holdings History for Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX)

Symbol: DIAX on NYSE
Investment type: Equity / Common

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2021		-0.67%	$0	0	-394,409	-100%	$15.46	Q4 2021
30 Sep 2021	0.67%	-0.01%	$6,606,000	394,409	-6,047	-1.5%	$16.75	Q3 2021
30 Jun 2021	0.71%	+0.01%	$6,816,000	400,456	+3,001	+0.76%	$17.02	Q2 2021
31 Mar 2021	0.79%	-0.01%	$6,459,000	397,455	-4,870	-1.2%	$16.25	Q1 2021
31 Dec 2020	0.78%	-0.05%	$6,115,000	402,325	-27,500	-6.4%	$15.20	Q4 2020
30 Sep 2020	0.74%	0%	$5,816,000	429,825	0		$13.53	Q3 2020
30 Jun 2020	0.85%	-0.01%	$5,850,000	429,825	-6,270	-1.4%	$13.61	Q2 2020
31 Mar 2020	0.92%	+0.2%	$5,460,000	436,095	+93,045	+27%	$12.52	Q1 2020
31 Dec 2019	0.7%	-0.02%	$6,058,000	343,050	-7,475	-2.1%	$17.66	Q4 2019
30 Sep 2019	0.83%	-0.03%	$6,246,000	350,525	-14,425	-4%	$17.82	Q3 2019
30 Jun 2019	0.77%	+0.02%	$6,427,000	364,950	+9,050	+2.5%	$17.61	Q2 2019
31 Mar 2019	0.78%	-0.02%	$6,406,000	355,900	-10,080	-2.8%	$18.00	Q1 2019
31 Dec 2018	0.79%	-0.02%	$5,900,000	365,980	-10,015	-2.7%	$16.12	Q4 2018
30 Sep 2018	0.9%	+0.25%	$7,441,000	375,995	+103,390	+38%	$19.79	Q3 2018
30 Jun 2018	0.64%	-0.02%	$5,038,000	272,605	-9,950	-3.5%	$18.48	Q2 2018
31 Mar 2018	1%	+0.01%	$5,021,000	282,555	+2,850	+1%	$17.77	Q1 2018
31 Dec 2017	0.99%	-0.01%	$5,270,000	279,705	-2,550	-0.9%	$18.84	Q4 2017
30 Sep 2017	0.91%	-0.02%	$4,787,000	282,255	-6,545	-2.3%	$16.96	Q3 2017
30 Jun 2017	0.85%	+0.22%	$4,771,000	288,800	+76,675	+36%	$16.52	Q2 2017
31 Mar 2017	0.54%	+0.09%	$3,320,000	212,125	+34,275	+19%	$15.65	Q1 2017
31 Dec 2016	0.33%	+0.33%	$2,668,000	177,850	+177,850	NEW	$15.00	Q4 2016

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.