Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX)

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class
Equity / Common
Shares outstanding
36,401,404
Number of holders
74
Total 13F shares, excl. options
5,955,096
Shares change
-470,327
Total reported value, excl. options
$112,195,145
Value change
-$7,824,434
Number of buys
35
Number of sells
-23
Price
$18.84

Significant Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) as of Q4 2017

79 filings reported holding DIAX - Nuveen Dow 30sm Dynamic Overwrite Fund - Common as of Q4 2017.
Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) has 74 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 5,955,096 shares of 36,401,404 outstanding shares and own 16.4% of the company stock.
Largest 10 shareholders include UBS Group AG (769,820 shares), Invesco Ltd. (611,334 shares), WELLS FARGO & COMPANY/MN (604,104 shares), MORGAN STANLEY (397,910 shares), Raymond James Financial Services Advisors, Inc. (388,870 shares), RAYMOND JAMES & ASSOCIATES (361,853 shares), Advisors Asset Management, Inc. (340,653 shares), BANK OF AMERICA CORP /DE/ (294,456 shares), Oxbow Advisors, LLC (279,705 shares), and GUGGENHEIM CAPITAL LLC (212,283 shares).
This table shows the top 74 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.