Q4 2020 13F Holders as of 31 Dec 2020
-
Type / Class
-
Equity / Common
-
Shares outstanding
-
36,401,404
-
Number of holders
-
89
-
Total 13F shares, excl. options
-
8,312,782
-
Shares change
-
+396,619
-
Total reported value, excl. options
-
$126,308,549
-
Value change
-
+$6,269,112
-
Number of buys
-
34
-
Number of sells
-
-46
-
Price
-
$15.20
Significant Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) as of Q4 2020
102 filings reported holding DIAX - Nuveen Dow 30sm Dynamic Overwrite Fund - Common as of Q4 2020.
Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) has 89 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 8,312,782 shares
of 36,401,404 outstanding shares and own 23% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (803,018 shares), UBS Group AG (685,375 shares), Raymond James Financial Services Advisors, Inc. (605,414 shares), Invesco Ltd. (483,620 shares), WELLS FARGO & COMPANY/MN (456,703 shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (433,875 shares), Oxbow Advisors, LLC (402,325 shares), NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO (358,471 shares), 1607 Capital Partners, LLC (333,259 shares), and GUGGENHEIM CAPITAL LLC (314,195 shares).
This table shows the top 89 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.