Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX)

Q1 2021 13F Holders as of 31 Mar 2021

Type / Class
Equity / Common
Shares outstanding
36,401,404
Number of holders
93
Total 13F shares, excl. options
8,853,648
Shares change
+530,913
Total reported value, excl. options
$143,850,293
Value change
+$8,772,566
Number of buys
39
Number of sells
-39
Price
$16.25

Significant Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) as of Q1 2021

102 filings reported holding DIAX - Nuveen Dow 30sm Dynamic Overwrite Fund - Common as of Q1 2021.
Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) has 93 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC). These institutions hold a total of 8,853,648 shares of 36,401,404 outstanding shares and own 24.32% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (919,668 shares), UBS Group AG (655,462 shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (627,587 shares), Raymond James Financial Services Advisors, Inc. (620,361 shares), WELLS FARGO & COMPANY/MN (500,754 shares), Invesco Ltd. (491,360 shares), Oxbow Advisors, LLC (397,455 shares), NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO (392,605 shares), GUGGENHEIM CAPITAL LLC (359,689 shares), and BANK OF AMERICA CORP /DE/ (343,803 shares).
This table shows the top 93 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
Investor Option Weight % Change % Value $ * Price $ Shares Share Change Activity Report Period
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.