Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2014 to Q4 2025

Type / Class
Equity / Common
Symbol
DIAX on NYSE
Shares outstanding
36,401,404
Price per share
$15.26
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
11,971,494
Total reported value
$178,315,804
% of total 13F portfolios
0%
Share change
+90,555
Value change
+$1,353,098
Number of holders
108
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
FIRST TRUST PORTFOLIOS LP 5.1% $25,770,010 1,867,392 First Trust Portfolios L.P. 31 Mar 2025

As of 30 Sep 2025, 108 institutional investors reported holding 11,971,494 shares of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX). This represents 33% of the company’s total 36,401,404 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) together control 28% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
MORGAN STANLEY 5% 1,809,422 -1.2% 0% $26,942,301
BANK OF AMERICA CORP /DE/ 3% 1,106,449 +0.68% 0% $16,475,032
Saba Capital Management, L.P. 2.8% 1,034,426 +45% 0.51% $15,402,603
RAYMOND JAMES FINANCIAL INC 2% 731,263 -0.16% 0% $10,888,518
WELLS FARGO & COMPANY/MN 1.7% 616,580 +9% 0% $9,180,869
Invesco Ltd. 1.6% 581,790 -0.6% 0% $8,662,854
GUGGENHEIM CAPITAL LLC 1.5% 530,137 -11% 0.06% $7,893,740
Allspring Global Investments Holdings, LLC 1.4% 527,485 +49% 0.01% $7,854,252
UBS Group AG 1.2% 428,921 -3.7% 0% $6,386,634
Cornerstone Advisors, LLC 1% 373,933 -21% 0.18% $5,567,862
Capital Investment Advisors, LLC 0.99% 361,745 -7.3% 0.09% $5,386,387
Shaker Financial Services, LLC 0.89% 324,768 -29% 1.7% $4,935,713
AQR Arbitrage LLC 0.75% 274,485 -22% 0.1% $4,048,654
WOLVERINE ASSET MANAGEMENT LLC 0.68% 246,737 -1.2% 0.05% $3,673,913
LPL Financial LLC 0.59% 213,080 +8.5% 0% $3,172,763
Thomas J. Herzfeld Advisors, Inc. 0.5% 180,969 -26% 0.92% $2,694,628
1607 Capital Partners, LLC 0.42% 151,311 -5.2% 0.17% $2,253,021
MML INVESTORS SERVICES, LLC 0.35% 126,346 +8.5% 0.01% $1,881,297
RIVERNORTH CAPITAL MANAGEMENT, LLC 0.29% 105,941 0.09% $1,577,462
AMERIPRISE FINANCIAL INC 0.28% 101,102 +0.51% 0% $1,509,546
ROYAL BANK OF CANADA 0.26% 93,615 -5.6% 0% $1,394,000
OSAIC HOLDINGS, INC. 0.26% 93,509 -1.1% 0% $1,381,076
ENVESTNET ASSET MANAGEMENT INC 0.25% 89,928 +1.4% 0% $1,339,028
NBC SECURITIES, INC. 0.23% 85,323 +9% 0.1% $1,270,466
PARK AVENUE SECURITIES LLC 0.23% 84,844 -0.7% 0.01% $1,263,000

Institutional Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,336,990 $20,389,214 +$1,273,194 $15.26 21
2025 Q3 11,971,494 $178,315,804 +$1,353,098 $14.89 108
2025 Q2 11,833,348 $169,820,325 +$7,678,435 $14.34 104
2025 Q1 11,270,874 $163,257,179 -$4,400,297 $14.49 100
2024 Q4 11,605,356 $174,772,765 +$1,511,716 $15.06 89
2024 Q3 11,469,533 $170,347,697 +$1,834,378 $14.85 85
2024 Q2 11,350,199 $159,086,496 +$1,018,179 $14.01 86
2024 Q1 11,262,870 $165,378,880 +$7,182,036 $14.66 82
2023 Q4 10,776,077 $150,877,976 +$10,116,725 $14.00 82
2023 Q3 10,033,555 $137,574,966 +$10,804,260 $13.70 81
2023 Q2 9,252,080 $130,694,302 +$9,230,520 $14.11 81
2023 Q1 8,593,180 $126,251,614 +$5,630,767 $14.68 82
2022 Q4 8,216,722 $127,449,320 +$1,558,313 $15.51 76
2022 Q3 8,129,480 $109,763,807 -$2,070,159 $13.49 71
2022 Q2 8,259,756 $126,282,704 +$2,268,136 $15.28 75
2022 Q1 8,157,928 $135,540,919 +$3,963,951 $16.61 74
2021 Q4 7,822,148 $139,010,545 -$7,017,120 $17.77 76
2021 Q3 8,282,325 $138,784,562 -$8,548,686 $16.75 78
2021 Q2 8,793,815 $149,715,087 -$798,566 $17.02 88
2021 Q1 8,853,648 $143,850,293 +$8,772,566 $16.25 93
2020 Q4 8,312,782 $126,308,549 +$6,269,112 $15.20 89
2020 Q3 7,853,515 $106,221,302 +$3,128,162 $13.53 81
2020 Q2 7,620,278 $103,729,819 +$4,414,197 $13.61 75
2020 Q1 7,307,174 $91,515,339 +$6,824,152 $12.52 83
2019 Q4 6,742,614 $119,068,331 +$282,233 $17.66 79
2019 Q3 6,506,814 $115,913,883 -$4,127,485 $17.82 74
2019 Q2 6,730,878 $118,524,234 +$4,216,983 $17.61 76
2019 Q1 6,498,715 $116,965,992 -$87,584 $18.00 79
2018 Q4 6,560,279 $105,772,979 +$1,610,367 $16.12 84
2018 Q3 6,223,453 $123,938,085 +$7,979,847 $19.79 69
2018 Q2 5,824,201 $108,389,925 +$2,370,477 $18.48 69
2018 Q1 5,691,397 $101,338,545 -$4,651,808 $17.77 68
2017 Q4 5,955,096 $112,195,145 -$7,824,434 $18.84 74
2017 Q3 6,388,628 $108,259,176 -$2,959,783 $16.96 60
2017 Q2 6,579,155 $108,693,912 -$17,897,050 $16.52 61
2017 Q1 7,637,279 $119,539,390 +$5,370,986 $15.65 62
2016 Q4 7,302,786 $109,684,000 +$25,452 $15.00 59
2016 Q3 7,277,550 $104,852,000 -$5,340,619 $14.42 51
2016 Q2 7,671,779 $111,450,000 -$754,906 $14.53 53
2016 Q1 7,513,951 $105,943,000 +$2,180,225 $14.11 52
2015 Q4 7,621,888 $109,302,000 +$10,135,871 $14.36 60
2015 Q3 7,001,386 $94,437,000 +$7,055,006 $13.48 61
2015 Q2 6,525,476 $96,906,284 +$7,652,372 $14.85 56
2015 Q1 6,021,320 $91,348,359 +$14,517,253 $15.17 57
2014 Q4 4,833,815 $74,535,560 +$69,347,560 $15.42 51