Q3 2021 13F Holders as of 30 Sep 2021
-
Type / Class
-
Equity / Common
-
Shares outstanding
-
36,401,404
-
Number of holders
-
78
-
Total 13F shares, excl. options
-
8,282,325
-
Shares change
-
-504,637
-
Total reported value, excl. options
-
$138,784,562
-
Value change
-
-$8,548,686
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Number of buys
-
37
-
Number of sells
-
-35
-
Price
-
$16.75
Significant Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) as of Q3 2021
91 filings reported holding DIAX - Nuveen Dow 30sm Dynamic Overwrite Fund - Common as of Q3 2021.
Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) has 78 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 8,282,325 shares
of 36,401,404 outstanding shares and own 22.75% of the company stock.
Largest 10 shareholders include MORGAN STANLEY (877,819 shares), UBS Group AG (718,933 shares), Raymond James Financial Services Advisors, Inc. (679,464 shares), GUGGENHEIM CAPITAL LLC (606,845 shares), Invesco Ltd. (589,867 shares), WELLS FARGO & COMPANY/MN (573,330 shares), NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO (545,050 shares), Oxbow Advisors, LLC (394,409 shares), 1607 Capital Partners, LLC (298,610 shares), and STIFEL FINANCIAL CORP (287,906 shares).
This table shows the top 78 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.