Q4 2021 13F Holders as of 31 Dec 2021
-
Type / Class
-
Equity / Common
-
Shares outstanding
-
36,401,404
-
Number of holders
-
76
-
Total 13F shares, excl. options
-
7,822,148
-
Shares change
-
-431,857
-
Total reported value, excl. options
-
$139,010,545
-
Value change
-
-$7,017,120
-
Number of buys
-
35
-
Number of sells
-
-29
-
Price
-
$17.77
Significant Holders of Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) as of Q4 2021
86 filings reported holding DIAX - Nuveen Dow 30sm Dynamic Overwrite Fund - Common as of Q4 2021.
Nuveen Dow 30sm Dynamic Overwrite Fund - Common (DIAX) has 76 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 7,822,148 shares
of 36,401,404 outstanding shares and own 21.5% of the company stock.
Largest 10 shareholders include UBS Group AG (711,745 shares), MORGAN STANLEY (702,523 shares), Raymond James Financial Services Advisors, Inc. (693,402 shares), GUGGENHEIM CAPITAL LLC (672,993 shares), NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO (622,500 shares), Invesco Ltd. (558,844 shares), WELLS FARGO & COMPANY/MN (454,771 shares), Shaker Financial Services, LLC (417,799 shares), Advisors Asset Management, Inc. (336,911 shares), and STIFEL FINANCIAL CORP (298,374 shares).
This table shows the top 76 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.