HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO)
CUSIP: 43010E404
Q1 2026 13F Holders as of 31 Mar 2026
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 55,348,510
- Total 13F shares
- 29,949,688
- Share change
- +652,650
- Total reported value
- $171,008,151
- Price per share
- $5.71
- Number of holders
- 92
- Value change
- +$3,691,795
- Number of buys
- 32
- Number of sells
- 43
Quarterly Holders Quick Answers
What is CUSIP 43010E404?
CUSIP 43010E404 identifies HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Explore More Reporting Periods
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- Previous quarter: Q4 2025
Recent filing periods for CUSIP 43010E404:
Top shareholders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Saba Capital Management, L.P. |
13F
13D/G
|
Company |
8.3%
from 13D/G
|
4,674,016
|
$27,950,616 | — | 31 Dec 2025 | |
| James D. Dondero |
13D/G
|
DONDERO JAMES D |
7.5%
|
4,144,712
|
$26,774,838 | +$4,171,093 | 10 Dec 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
6.9%
|
3,791,936
|
$22,675,777 | — | 31 Dec 2025 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
6.6%
|
3,673,047
|
$21,964,821 | — | 31 Dec 2025 | |
| RAYMOND JAMES & ASSOCIATES |
13D/G
|
— |
4.5%
|
3,212,551
|
$20,399,699 | -$3,041,612 | 30 Sep 2025 | |
| Thomas J. Herzfeld Advisors, Inc. |
13D/G
13F
|
Company |
5%
|
2,797,151
|
$17,761,909 | $0 | 30 Sep 2025 | |
| MORGAN STANLEY |
13D/G
13F
|
Company |
5.1%
|
2,822,774
|
$17,049,555 | -$3,971,602 | 31 Dec 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
3.8%
|
2,100,795
|
$12,562,752 | — | 31 Dec 2025 | |
| Invesco Ltd. |
13F
|
Company |
2.5%
|
1,367,754
|
$8,179,169 | — | 31 Dec 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
1.7%
|
950,061
|
$5,681,000 | — | 31 Dec 2025 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
1.7%
|
928,473
|
$5,552,267 | — | 31 Dec 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.2%
|
667,601
|
$3,992,000 | — | 31 Dec 2025 | |
| LPL Financial LLC |
13F
|
Company |
1.1%
|
636,467
|
$3,806,074 | — | 31 Dec 2025 | |
| Matisse Capital |
13F
|
Company |
1.1%
|
617,000
|
$3,689,660 | — | 31 Dec 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.81%
|
449,790
|
$2,689,744 | — | 31 Dec 2025 | |
| Camelot Portfolios, LLC |
13F
|
Company |
0.64%
|
353,602
|
$2,114,538 | — | 31 Dec 2025 | |
| Marex Group plc |
13F
|
Company |
0.52%
|
285,112
|
$1,704,970 | — | 31 Dec 2025 | |
| Closed-End Fund Advisors, Inc. |
13F
|
Company |
0.42%
|
235,136
|
$1,406,113 | — | 31 Dec 2025 | |
| CHOREO, LLC |
13F
|
Company |
0.42%
|
230,630
|
$1,389,843 | — | 31 Dec 2025 | |
| North Ground Capital |
13F
|
Company |
0.35%
|
192,701
|
$1,152,352 | — | 31 Dec 2025 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.33%
|
184,621
|
$1,104,000 | — | 31 Dec 2025 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
0.33%
|
181,396
|
$1,084,748 | — | 31 Dec 2025 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
0.27%
|
151,205
|
$904,206 | — | 31 Dec 2025 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.27%
|
147,653
|
$882,965 | — | 31 Dec 2025 | |
| Altium Capital Management LLC |
13F
|
Company |
0.26%
|
143,059
|
$855,493 | — | 31 Dec 2025 | |
| Concorde Asset Management, LLC |
13F
|
Company |
0.25%
|
139,460
|
$833,971 | — | 31 Dec 2025 | |
| Aristides Capital LLC |
13F
|
Company |
0.24%
|
133,496
|
$798,306 | — | 31 Dec 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.24%
|
130,626
|
$781,145 | — | 31 Dec 2025 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.23%
|
126,901
|
$758,868 | — | 31 Dec 2025 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.22%
|
122,317
|
$731,459 | — | 31 Dec 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.21%
|
118,665
|
$709,619 | — | 31 Dec 2025 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.21%
|
117,452
|
$702,363 | — | 31 Dec 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.19%
|
106,141
|
$634,819 | — | 31 Dec 2025 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.17%
|
96,591
|
$577,614 | — | 31 Dec 2025 | |
| GILPIN WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.16%
|
90,956
|
$543,919 | — | 31 Dec 2025 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.16%
|
88,168
|
$527,245 | — | 31 Dec 2025 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.15%
|
84,056
|
$502,656 | — | 31 Dec 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.14%
|
77,525
|
$463,600 | — | 31 Dec 2025 | |
| Ariadne Wealth Management, LP |
13F
|
Company |
0.1%
|
52,890
|
$339,554 | — | 31 Dec 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.1%
|
55,565
|
$332,278 | — | 31 Dec 2025 | |
| Creative Planning |
13F
|
Company |
0.08%
|
45,988
|
$275,007 | — | 31 Dec 2025 | |
| Papamarkou Wellner Asset Management inc. |
13F
|
Company |
0.08%
|
45,000
|
$269,100 | — | 31 Dec 2025 | |
| Calamos Advisors LLC |
13F
|
Company |
0.08%
|
42,776
|
$255,800 | — | 31 Dec 2025 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.07%
|
39,358
|
$235,358 | — | 31 Dec 2025 | |
| XTX Topco Ltd |
13F
|
Company |
0.07%
|
37,854
|
$226,367 | — | 31 Dec 2025 | |
| MidWestOne Financial Group, Inc. |
13F
|
Company |
0.07%
|
36,578
|
$218,736 | — | 31 Dec 2025 | |
| MERCER GLOBAL ADVISORS INC /ADV |
13F
|
Company |
0.06%
|
35,831
|
$214,269 | — | 31 Dec 2025 | |
| Kestra Advisory Services, LLC |
13F
|
Company |
0.06%
|
34,177
|
$204,381 | — | 31 Dec 2025 | |
| HB Wealth Management, LLC |
13F
|
Company |
0.06%
|
32,550
|
$194,649 | — | 31 Dec 2025 | |
| CSS LLC/IL |
13F
|
Company |
0.06%
|
32,516
|
$194,446 | — | 31 Dec 2025 |
Institutional Holders of HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) as of Q1 2026
As of 31 Mar 2026,
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) was held by
92 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
29,949,688 shares.
The largest 10 holders included
Saba Capital Management, L.P., NEXPOINT ASSET MANAGEMENT, L.P., RAYMOND JAMES FINANCIAL INC, Thomas J. Herzfeld Advisors, Inc., MORGAN STANLEY, ENVESTNET ASSET MANAGEMENT INC, Invesco Ltd., Cambridge Investment Research Advisors, Inc., Geneos Wealth Management Inc., and ROYAL BANK OF CANADA.
This page lists
92
institutional shareholders reporting positions in this security
for the Q1 2026 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2026 vs Q4 2025 Across Filers
Q4 2025 holders
104
Q1 2026 holders
92
Holder diff
-12
| Investor | Q4 2025 Shares | Q1 2026 Shares | Share Diff | Share Chg % | Q4 2025 Value $ | Q1 2026 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.