Significant Ownership of RAYMOND JAMES & ASSOCIATES
- Large-stake filing summary
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- Recent SEC Schedule 13D/G filings for RAYMOND JAMES & ASSOCIATES focus on large-stake beneficial ownership disclosures and amendments.
- Use this view to spot new large holders, amended positions, and activist-style ownership evidence.
- Manager signature
- Rachel Jacobson - Sr Manager Operations
- Manager location
- St Petersburg, FL
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Significant Ownership of RAYMOND JAMES & ASSOCIATES
| Sym | Company | Class | Ownership | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|---|
| HGLB | HIGHLAND GLOBAL ALLOCATION FUND | Common Stock | 9.5% | $16,888,696 | -$971,793 | 2,225,125 | -5.4% | RAYMOND JAMES & ASSOCIATES | 30 Jun 2026 |
| PPIH | Perma-Pipe International Holdings, Inc. | Common Stock | 6.8% | $15,771,447 | -$1,671,570 | 553,190 | -9.6% | RAYMOND JAMES & ASSOCIATES | 31 Dec 2025 |
| RCKY | ROCKY BRANDS, INC. | Common Stock | 6.4% | $14,094,453 | 480,567 | RAYMOND JAMES & ASSOCIATES | 31 Dec 2025 | ||
| DFP | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | Preferred Stock | 5.6% | $24,735,004 | 1,143,022 | RAYMOND JAMES & ASSOCIATES | 30 Sep 2025 | ||
| SPPP | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | Units of Beneficial Interest | 5.1% | $6,864,907 | 505,516 | RAYMOND JAMES & ASSOCIATES | 30 Sep 2025 | ||
| IAE | Voya Asia Pacific High Dividend Equity Income Fund | Closed-End Funds | 5.1% | $5,342,553 | +$3,817,091 | 598,941 | +250% | RAYMOND JAMES & ASSOCIATES | 30 Jun 2026 |
| HFRO | HIGHLAND OPPORTUNITIES & INCOME FUND | Common Shares | 4.5% | $20,399,699 | -$3,041,612 | 3,212,551 | -13% | RAYMOND JAMES & ASSOCIATES | 30 Sep 2025 |
| RGT | ROYCE GLOBAL TRUST, INC. | Common Stock | 2.7% | $2,184,603 | -$2,227,443 | 166,794 | -50% | RAYMOND JAMES & ASSOCIATES | 31 Dec 2025 |
Schedules 13D/G Reported by RAYMOND JAMES & ASSOCIATES:
| Sym | Target | Class | Ownership | Change | Current shares | Change | Value | Reporting name | Form | Report period | Filing date |
|---|
Schedule rows are parsed from SEC 13D/G filings. Open the linked filing or target page to verify the reported ownership and shares.