Significant Ownership of RAYMOND JAMES & ASSOCIATES
- Signature - Title
- Rachel Jacobson - Operations Manager
- Location
- St Petersburg, FL
- Summary
- This page shows a list of all the recent SCHEDULE 13D/G filings made by RAYMOND JAMES & ASSOCIATES.
Follow Filing Activity
Follow RAYMOND JAMES & ASSOCIATES and return when a new Schedule 13D/G filing changes the record on this page.
This uses the existing product follow flow to surface future filing-backed changes without guessing what they mean. If you create an account from here, we will bring you back after verification.
Useful next steps after a schedule filing
Use the page below that answers the next obvious question about this reporting manager or security.
- Latest 13D/G reports to compare this manager with other current ownership disclosures.
- Latest insider ownership reports if you want insider activity alongside the beneficial ownership record.
- Latest 13F portfolio filings for broader institutional context.
- Latest investment quarter holder pages when the next step is security-level holder history.
Significant Ownership of RAYMOND JAMES & ASSOCIATES
| Sym | Company | Class | Ownership | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|---|
| HGLB | HIGHLAND GLOBAL ALLOCATION FUND | Common Shares | 10% | $18,897,762 | +$821,768 | 2,353,161 | +4.5% | RAYMOND JAMES & ASSOCIATES | 31 Mar 2026 |
| PPIH | Perma-Pipe International Holdings, Inc. | Common Stock | 6.8% | $15,771,447 | -$1,671,570 | 553,190 | -9.6% | RAYMOND JAMES & ASSOCIATES | 31 Dec 2025 |
| RCKY | ROCKY BRANDS, INC. | Common Stock | 6.4% | $14,094,453 | 480,567 | RAYMOND JAMES & ASSOCIATES | 31 Dec 2025 | ||
| DFP | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | Preferred Stock | 5.6% | $24,735,004 | 1,143,022 | RAYMOND JAMES & ASSOCIATES | 30 Sep 2025 | ||
| SPPP | SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST | Units of Beneficial Interest | 5.1% | $6,864,907 | 505,516 | RAYMOND JAMES & ASSOCIATES | 30 Sep 2025 | ||
| HFRO | HIGHLAND OPPORTUNITIES & INCOME FUND | Common Shares | 4.5% | $20,399,699 | -$3,041,612 | 3,212,551 | -13% | RAYMOND JAMES & ASSOCIATES | 30 Sep 2025 |
| RGT | ROYCE GLOBAL TRUST, INC. | Common Stock | 2.7% | $2,184,603 | -$2,227,443 | 166,794 | -50% | RAYMOND JAMES & ASSOCIATES | 31 Dec 2025 |
| IAE | Voya Asia Pacific High Dividend Equity Income Fund | Common Shares | 1.5% | $1,055,167 | 171,016 | RAYMOND JAMES & ASSOCIATES | 30 Sep 2024 |
Schedules 13D/G Reported by RAYMOND JAMES & ASSOCIATES:
| Sym | Target | Class | Ownership | Change | Current Shares | Change | Value | Reporting name | Form | Report Period | Filing Date |
|---|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.