Significant Ownership of RAYMOND JAMES & ASSOCIATES

Manager identity
Signature and title
Rachel Jacobson - Operations Manager
Location
St Petersburg, FL
Large-stake snapshot
Schedule 13D/G summary
Recent SEC Schedule 13D/G filings for RAYMOND JAMES & ASSOCIATES, focused on large-stake beneficial ownership disclosures and amendments.

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Significant Ownership of RAYMOND JAMES & ASSOCIATES

Sym Company Class Ownership Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
HGLB HIGHLAND GLOBAL ALLOCATION FUND Common Shares 10% $18,897,762 +$821,768 2,353,161 +4.5% RAYMOND JAMES & ASSOCIATES 31 Mar 2026
PPIH Perma-Pipe International Holdings, Inc. Common Stock 6.8% $15,771,447 -$1,671,570 553,190 -9.6% RAYMOND JAMES & ASSOCIATES 31 Dec 2025
RCKY ROCKY BRANDS, INC. Common Stock 6.4% $14,094,453 480,567 RAYMOND JAMES & ASSOCIATES 31 Dec 2025
DFP Flaherty & Crumrine Dynamic Preferred & Income Fund Inc Preferred Stock 5.6% $24,735,004 1,143,022 RAYMOND JAMES & ASSOCIATES 30 Sep 2025
SPPP SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST Units of Beneficial Interest 5.1% $6,864,907 505,516 RAYMOND JAMES & ASSOCIATES 30 Sep 2025
HFRO HIGHLAND OPPORTUNITIES & INCOME FUND Common Shares 4.5% $20,399,699 -$3,041,612 3,212,551 -13% RAYMOND JAMES & ASSOCIATES 30 Sep 2025
RGT ROYCE GLOBAL TRUST, INC. Common Stock 2.7% $2,184,603 -$2,227,443 166,794 -50% RAYMOND JAMES & ASSOCIATES 31 Dec 2025
IAE Voya Asia Pacific High Dividend Equity Income Fund Common Shares 1.5% $1,055,167 171,016 RAYMOND JAMES & ASSOCIATES 30 Sep 2024

Schedules 13D/G Reported by RAYMOND JAMES & ASSOCIATES:

Sym Target Class Ownership Change Current shares Change Value Reporting name Form Report period Filing date
Schedule rows are parsed from SEC 13D/G filings. Open the linked filing or target page to verify the reported ownership and shares.
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