Security key
43010E404
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (HFRO)
CUSIP: 43010E404
Q3 2025 13F Holders as of 30 Sep 2025
- Security type / class
- Equity / Common Shares, $0.001 par value
- Total 13F shares
- 27,839,932
- Total 13F value
- $176,737,644
- Share change
- +1,323,862
- SEC-reported price per share
- $6.35
- Number of holders
- 93
- Value change
- +$9,049,672
- Number of buys
- 35
- Number of sells
- 43
- Shares outstanding
- 55,390,630
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2025
Institutions
93
Top holders
10
HFRO full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2025
Previous quarter: Q2 2025
HIGHLAND OPPORTUNITIES & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 43010E404
Recent filing periods:
Ownership snapshot
Top reported holders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Thomas J. Herzfeld Adviso...
Disclosed value leader
RAYMOND JAMES & ASSOCIATES
Comparable rows
15/15
Latest evidence
30 Sep 2025
13D/G
13F
Lead comparable stake: 5%
13D/G row: Thomas J. Herzfeld Advisors, Inc.
Showing 1-6 of 15 holder rows.
Quick read
Thomas J. Herzfeld Advisors, Inc. leads the comparable SEC ownership view at 5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Thomas J. Herzfeld Advisors, Inc.'s linked filing trail.
Comparable ownership
Top 5
Thomas J. Herzfeld Advisors, Inc.
5%
RAYMOND JAMES & ASSOCIATES
4.5%
RAYMOND JAMES FINANCIAL INC
6.8%
MORGAN STANLEY
6.3%
Saba Capital Management, L.P.
4.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. |
13D/G
13F
Company
|
5%
|
$17,761,909
2,797,151 shares
|
$0 | 30 Sep 2025 |
| RAYMOND JAMES & ASSOCIATES |
13D/G
|
4.5%
|
$20,399,699
3,212,551 shares
|
-$3,041,612 | 30 Sep 2025 |
| RAYMOND JAMES FINANCIAL INC |
13F
Company
|
6.8%
|
$19,586,983
3,766,728 shares
|
— | 30 Jun 2025 |
| MORGAN STANLEY |
13F
Company
|
6.3%
|
$18,099,314
3,480,637 shares
|
— | 30 Jun 2025 |
| Saba Capital Management, L.P. |
13F
Company
|
4.1%
|
$11,810,027
2,271,159 shares
|
— | 30 Jun 2025 |
| Invesco Ltd. |
13F
Company
|
3.2%
|
$9,074,614
1,745,118 shares
|
— | 30 Jun 2025 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2025
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
93
Shares
27,839,932
Rows available
93
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
90
Q3 2025 holders
93
Holder diff
3
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 value | Q3 2025 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend