HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO)
CUSIP: 43010E404
Q3 2025 13F Holders as of 30 Sep 2025
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 55,348,510
- Total 13F shares
- 27,839,932
- Share change
- +1,323,862
- Total reported value
- $176,737,644
- Price per share
- $6.35
- Number of holders
- 93
- Value change
- +$9,049,672
- Number of buys
- 35
- Number of sells
- 43
Quarterly Holders Quick Answers
What is CUSIP 43010E404?
CUSIP 43010E404 identifies HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 43010E404:
Top shareholders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES |
13D/G
|
— |
4.5%
|
3,212,551
|
$20,399,699 | -$3,041,612 | 30 Sep 2025 | |
| RAYMOND JAMES FINANCIAL INC |
13F
|
Company |
6.8%
|
3,766,728
|
$19,586,983 | — | 30 Jun 2025 | |
| MORGAN STANLEY |
13F
|
Company |
6.3%
|
3,480,637
|
$18,099,314 | — | 30 Jun 2025 | |
| Thomas J. Herzfeld Advisors, Inc. |
13D/G
13F
|
Company |
5%
|
2,797,151
|
$17,761,909 | $0 | 30 Sep 2025 | |
| Saba Capital Management, L.P. |
13F
|
Company |
4.1%
|
2,271,159
|
$11,810,027 | — | 30 Jun 2025 | |
| Invesco Ltd. |
13F
|
Company |
3.2%
|
1,745,118
|
$9,074,614 | — | 30 Jun 2025 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
3.1%
|
1,727,010
|
$8,980,452 | — | 30 Jun 2025 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
1.8%
|
1,007,989
|
$5,241,542 | — | 30 Jun 2025 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
1.8%
|
1,006,006
|
$5,231,000 | — | 30 Jun 2025 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
1.7%
|
939,421
|
$4,885,000 | — | 30 Jun 2025 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
1.7%
|
918,047
|
$4,773,844 | — | 30 Jun 2025 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1.2%
|
677,550
|
$3,523,260 | — | 30 Jun 2025 | |
| Matisse Capital |
13F
|
Company |
1.1%
|
617,000
|
$3,208,400 | — | 30 Jun 2025 | |
| LPL Financial LLC |
13F
|
Company |
1.1%
|
601,063
|
$3,125,525 | — | 30 Jun 2025 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.84%
|
466,955
|
$2,428,166 | — | 30 Jun 2025 | |
| Camelot Portfolios, LLC |
13F
|
Company |
0.78%
|
429,619
|
$2,234,018 | — | 30 Jun 2025 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.61%
|
339,048
|
$1,763,000 | — | 30 Jun 2025 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.56%
|
307,417
|
$1,598,655 | — | 30 Jun 2025 | |
| Verition Fund Management LLC |
13F
|
Company |
0.47%
|
262,820
|
$1,366,664 | — | 30 Jun 2025 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.4%
|
222,769
|
$1,158,000 | — | 30 Jun 2025 | |
| CHOREO, LLC |
13F
|
Company |
0.38%
|
211,561
|
$1,100,117 | — | 30 Jun 2025 | |
| North Ground Capital |
13F
|
Company |
0.36%
|
198,000
|
$1,033,560 | — | 30 Jun 2025 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.35%
|
192,715
|
$1,002,117 | — | 30 Jun 2025 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
0.32%
|
175,047
|
$910,244 | — | 30 Jun 2025 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.32%
|
174,710
|
$908,494 | — | 30 Jun 2025 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.26%
|
145,986
|
$759,132 | — | 30 Jun 2025 | |
| Aristides Capital LLC |
13F
|
Company |
0.24%
|
133,496
|
$694,179 | — | 30 Jun 2025 | |
| UBS Group AG |
13F
|
Company |
0.23%
|
129,363
|
$672,688 | — | 30 Jun 2025 | |
| NewEdge Advisors, LLC |
13F
|
Company |
0.22%
|
121,872
|
$633,735 | — | 30 Jun 2025 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.21%
|
116,349
|
$605,015 | — | 30 Jun 2025 | |
| GatePass Capital, LLC |
13F
|
Company |
0.21%
|
116,100
|
$603,720 | — | 30 Jun 2025 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.19%
|
105,895
|
$550,654 | — | 30 Jun 2025 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.16%
|
90,494
|
$470,573 | — | 30 Jun 2025 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.16%
|
89,875
|
$467,350 | — | 30 Jun 2025 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.14%
|
77,907
|
$405,116 | — | 30 Jun 2025 | |
| Cetera Investment Advisers |
13F
|
Company |
0.13%
|
70,716
|
$367,721 | — | 30 Jun 2025 | |
| Envestnet Portfolio Solutions, Inc. |
13F
|
Company |
0.12%
|
66,964
|
$348,213 | — | 30 Jun 2025 | |
| Ariadne Wealth Management, LP |
13F
|
Company |
0.1%
|
52,862
|
$318,601 | — | 30 Jun 2025 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.11%
|
60,569
|
$314,959 | — | 30 Jun 2025 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.1%
|
55,400
|
$288,080 | — | 30 Jun 2025 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.1%
|
54,872
|
$285,335 | — | 30 Jun 2025 | |
| Creative Planning |
13F
|
Company |
0.08%
|
46,182
|
$240,144 | — | 30 Jun 2025 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.08%
|
45,352
|
$235,830 | — | 30 Jun 2025 | |
| Mariner, LLC |
13F
|
Company |
0.07%
|
39,556
|
$205,689 | — | 30 Jun 2025 | |
| MidWestOne Financial Group, Inc. |
13F
|
Company |
0.07%
|
36,578
|
$190,206 | — | 30 Jun 2025 | |
| CSS LLC/IL |
13F
|
Company |
0.06%
|
32,516
|
$169,083 | — | 30 Jun 2025 | |
| Papamarkou Wellner Asset Management inc. |
13F
|
Company |
0.05%
|
30,000
|
$156,000 | — | 30 Jun 2025 | |
| INDEPENDENT FINANCIAL GROUP, LLC |
13F
|
Company |
0.05%
|
29,955
|
$155,765 | — | 30 Jun 2025 | |
| MELFA WEALTH MANAGEMENT, INC. |
13F
|
Company |
0.05%
|
29,135
|
$151,504 | — | 30 Jun 2025 | |
| Kingsview Wealth Management, LLC |
13F
|
Company |
0.05%
|
29,091
|
$151,272 | — | 30 Jun 2025 |
Institutional Holders of HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) as of Q3 2025
As of 30 Sep 2025,
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) was held by
93 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
27,839,932 shares.
The largest 10 holders included
Saba Capital Management, L.P., RAYMOND JAMES FINANCIAL INC, MORGAN STANLEY, NEXPOINT ASSET MANAGEMENT, L.P., Thomas J. Herzfeld Advisors, Inc., ENVESTNET ASSET MANAGEMENT INC, Invesco Ltd., Geneos Wealth Management Inc., Cambridge Investment Research Advisors, Inc., and ROYAL BANK OF CANADA.
This page lists
94
institutional shareholders reporting positions in this security
for the Q3 2025 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2025 vs Q2 2025 Across Filers
Q2 2025 holders
90
Q3 2025 holders
93
Holder diff
3
| Investor | Q2 2025 Shares | Q3 2025 Shares | Share Diff | Share Chg % | Q2 2025 Value $ | Q3 2025 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.