Security key
43010E404
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (HFRO)
CUSIP: 43010E404
Q1 2025 13F Holders as of 31 Mar 2025
- Security type / class
- Equity / Common Shares, $0.001 par value
- Total 13F shares
- 25,109,356
- Total 13F value
- $130,533,909
- Share change
- -3,263,621
- SEC-reported price per share
- $5.20
- Number of holders
- 92
- Value change
- -$16,937,693
- Number of buys
- 35
- Number of sells
- 60
- Shares outstanding
- 55,390,630
Holder snapshot
6 signals
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q1 2025
Institutions
92
Top holders
10
HFRO full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2025
Previous quarter: Q4 2024
HIGHLAND OPPORTUNITIES & INCOME FUND SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 43010E404
Recent filing periods:
Ownership snapshot
Top reported holders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RAYMOND JAMES FINANCIAL INC
Disclosed value leader
RAYMOND JAMES FINANCIAL INC
Comparable rows
15/15
Latest evidence
31 Dec 2024
13F
Lead comparable stake: 7.5%
Showing 1-6 of 15 holder rows.
Quick read
RAYMOND JAMES FINANCIAL INC leads the comparable SEC ownership view at 7.5%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RAYMOND JAMES FINANCIAL INC's linked filing trail.
Comparable ownership
Top 5
RAYMOND JAMES FINANCIAL INC
7.5%
MORGAN STANLEY
6%
Thomas J. Herzfeld Advisors, Inc.
5%
ROYAL BANK OF CANADA
3.9%
Invesco Ltd.
3.3%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC |
13F
Company
|
7.5%
|
$21,497,025
4,142,009 shares
|
— | 31 Dec 2024 |
| MORGAN STANLEY |
13F
Company
|
6%
|
$17,199,925
3,314,049 shares
|
— | 31 Dec 2024 |
| Thomas J. Herzfeld Advisors, Inc. |
13F
Company
|
5%
|
$14,328,438
2,760,778 shares
|
— | 31 Dec 2024 |
| ROYAL BANK OF CANADA |
13F
Company
|
3.9%
|
$11,193,000
2,156,538 shares
|
— | 31 Dec 2024 |
| Invesco Ltd. |
13F
Company
|
3.3%
|
$9,553,840
1,840,817 shares
|
— | 31 Dec 2024 |
| ENVESTNET ASSET MANAGEMENT INC |
13F
Company
|
3.1%
|
$8,909,360
1,716,640 shares
|
— | 31 Dec 2024 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2025
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
92
Shares
25,109,356
Rows available
92
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2025 vs Q4 2024 Across Filers
Q4 2024 holders
108
Q1 2025 holders
92
Holder diff
-16
| Investor | Q4 2024 Shares | Q1 2025 Shares | Share Diff | Share Chg % | Q4 2024 value | Q1 2025 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend