HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO)
CUSIP: 43010E404
Q4 2024 13F Holders as of 31 Dec 2024
- Type / Class
- Equity / Common Shares of Beneficial Interest
- Shares outstanding
- 55,348,510
- Total 13F shares
- 28,432,726
- Share change
- -1,760,998
- Total reported value
- $147,638,324
- Price per share
- $5.19
- Number of holders
- 108
- Value change
- -$9,575,947
- Number of buys
- 40
- Number of sells
- 47
Quarterly Holders Quick Answers
What is CUSIP 43010E404?
CUSIP 43010E404 identifies HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest in SEC institutional holdings data.
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Recent filing periods for CUSIP 43010E404:
Top shareholders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.7%
|
3,720,216
|
$22,804,930 | — | 30 Sep 2024 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
6.7%
|
3,691,545
|
$22,629,170 | — | 30 Sep 2024 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
5.5%
|
3,019,455
|
$18,509,259 | — | 30 Sep 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
4.7%
|
2,586,505
|
$15,856,000 | — | 30 Sep 2024 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
3.7%
|
2,023,129
|
$12,401,780 | — | 30 Sep 2024 | |
| Invesco Ltd. |
13F
|
Company |
3.3%
|
1,824,440
|
$11,183,817 | — | 30 Sep 2024 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
2.4%
|
1,351,451
|
$8,284,395 | — | 30 Sep 2024 | |
| LPL Financial LLC |
13F
|
Company |
2%
|
1,100,300
|
$6,744,840 | — | 30 Sep 2024 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
1.8%
|
973,971
|
$5,970,000 | — | 30 Sep 2024 | |
| NEXPOINT ASSET MANAGEMENT, L.P. |
13F
|
Company |
1.7%
|
918,047
|
$5,627,628 | — | 30 Sep 2024 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
1.1%
|
614,627
|
$3,767,664 | — | 30 Sep 2024 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.97%
|
535,123
|
$3,280,000 | — | 30 Sep 2024 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.9%
|
500,000
|
$3,065,000 | — | 30 Sep 2024 | |
| IHT Wealth Management, LLC |
13F
|
Company |
0.84%
|
466,737
|
$2,861,101 | — | 30 Sep 2024 | |
| Matisse Capital |
13F
|
Company |
0.82%
|
455,065
|
$2,789,548 | — | 30 Sep 2024 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.73%
|
402,271
|
$2,465,920 | — | 30 Sep 2024 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.71%
|
391,927
|
$2,399,000 | — | 30 Sep 2024 | |
| Camelot Portfolios, LLC |
13F
|
Company |
0.69%
|
381,850
|
$2,340,746 | — | 30 Sep 2024 | |
| CHOREO, LLC |
13F
|
Company |
0.68%
|
375,384
|
$2,278,581 | — | 30 Sep 2024 | |
| NATIONS FINANCIAL GROUP INC, /IA/ /ADV |
13F
|
Company |
0.66%
|
363,740
|
$2,229,732 | — | 30 Sep 2024 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.64%
|
352,186
|
$2,158,058 | — | 30 Sep 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.49%
|
270,405
|
$1,657,618 | — | 30 Sep 2024 | |
| PARK AVENUE SECURITIES LLC |
13F
|
Company |
0.34%
|
187,728
|
$1,151,000 | — | 30 Sep 2024 | |
| NWF Advisory Services Inc. |
13F
|
Company |
0.34%
|
187,400
|
$1,148,762 | — | 30 Sep 2024 | |
| AEGON USA Investment Management, LLC |
13F
|
Company |
0.29%
|
163,121
|
$999,932 | — | 30 Sep 2024 | |
| Aristides Capital LLC |
13F
|
Company |
0.24%
|
134,616
|
$825,196 | — | 30 Sep 2024 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.19%
|
102,586
|
$628,852 | — | 30 Sep 2024 | |
| Sage Capital Management, LLC |
13F
|
Company |
0.18%
|
101,438
|
$621,814 | — | 30 Sep 2024 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.17%
|
95,583
|
$585,924 | — | 30 Sep 2024 | |
| Samalin Investment Counsel, LLC |
13F
|
Company |
0.16%
|
90,359
|
$553,903 | — | 30 Sep 2024 | |
| Arete Wealth Advisors, LLC |
13F
|
Company |
0.16%
|
90,146
|
$553,000 | — | 30 Sep 2024 | |
| Arlington Capital Management, Inc. |
13F
|
Company |
0.15%
|
83,054
|
$509,121 | — | 30 Sep 2024 | |
| Innova Wealth Partners |
13F
|
Company |
0.15%
|
83,054
|
$509,121 | — | 30 Sep 2024 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
0.14%
|
79,647
|
$488,000 | — | 30 Sep 2024 | |
| SFI Advisors, LLC |
13F
|
Company |
0.12%
|
63,982
|
$392,210 | — | 30 Sep 2024 | |
| Private Capital Management, LLC |
13F
|
Company |
0.11%
|
59,900
|
$367,187 | — | 30 Sep 2024 | |
| Concorde Asset Management, LLC |
13F
|
Company |
0.11%
|
58,300
|
$357,379 | — | 30 Sep 2024 | |
| Cetera Investment Advisers |
13F
|
Company |
0.1%
|
58,051
|
$355,851 | — | 30 Sep 2024 | |
| Envestnet Portfolio Solutions, Inc. |
13F
|
Company |
0.1%
|
54,730
|
$335,495 | — | 30 Sep 2024 | |
| KNIGHTSBRIDGE ASSET MANAGEMENT, LLC |
13F
|
Company |
0.1%
|
53,393
|
$327,298 | — | 30 Sep 2024 | |
| Atria Wealth Solutions, Inc. |
13F
|
Company |
0.09%
|
52,345
|
$320,875 | — | 30 Sep 2024 | |
| Creative Planning |
13F
|
Company |
0.09%
|
51,848
|
$317,825 | — | 30 Sep 2024 | |
| SCOTIA CAPITAL INC. |
13F
|
Company |
0.09%
|
49,362
|
$302,598 | — | 30 Sep 2024 | |
| Ariadne Wealth Management, LP |
13F
|
Company |
0.09%
|
52,441
|
$292,094 | — | 30 Sep 2024 | |
| Calamos Advisors LLC |
13F
|
Company |
0.08%
|
43,408
|
$266,091 | — | 30 Sep 2024 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.08%
|
43,277
|
$265,288 | — | 30 Sep 2024 | |
| INTEGRATED CAPITAL MANAGEMENT, INC. |
13F
|
Company |
0.07%
|
39,876
|
$244,439 | — | 30 Sep 2024 | |
| MidWestOne Financial Group, Inc. |
13F
|
Company |
0.07%
|
36,578
|
$224,223 | — | 30 Sep 2024 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0.06%
|
35,734
|
$219,052 | — | 30 Sep 2024 | |
| RAYMOND JAMES TRUST N.A. |
13F
|
Company |
0.06%
|
32,262
|
$197,766 | — | 30 Sep 2024 |
Institutional Holders of HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) as of Q4 2024
As of 31 Dec 2024,
HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) was held by
108 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
28,432,726 shares.
The largest 10 holders included
RAYMOND JAMES FINANCIAL INC, MORGAN STANLEY, Thomas J. Herzfeld Advisors, Inc., Royal Bank of Canada, Invesco Ltd., ENVESTNET ASSET MANAGEMENT INC, LANDSCAPE CAPITAL MANAGEMENT, L.L.C., NEXPOINT ASSET MANAGEMENT, L.P., LPL Financial LLC, and Cambridge Investment Research Advisors, Inc..
This page lists
109
institutional shareholders reporting positions in this security
for the Q4 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2024 vs Q3 2024 Across Filers
Q3 2024 holders
99
Q4 2024 holders
108
Holder diff
9
| Investor | Q3 2024 Shares | Q4 2024 Shares | Share Diff | Share Chg % | Q3 2024 Value $ | Q4 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.