HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO)

Q: What does CUSIP 43010E404 represent in this 13F holders report?

CUSIP 43010E404 is the security identifier for HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest used to aggregate holder disclosures.

Q: How many institutions held HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest in Q2 2025?

90 institutional investors reported HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest for Q2 2025. Use the holders table for investor-level position and value details.

CUSIP: 43010E404

Q2 2025 13F Holders as of 30 Jun 2025

Type / Class: Equity / Common Shares of Beneficial Interest
Shares outstanding: 55,348,510
Total 13F shares: 26,523,262
Share change: +1,435,811
Total reported value: $137,966,948
Price per share: $5.20
Number of holders: 90
Value change: +$7,444,446
Number of buys: 40
Number of sells: 37

Quarterly Holders Quick Answers

What is CUSIP 43010E404?
CUSIP 43010E404 identifies HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest in SEC institutional holdings data.

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Newer quarter: Q3 2025
Previous quarter: Q1 2025

Recent filing periods for CUSIP 43010E404:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of HFRO - HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
RAYMOND JAMES FINANCIAL INC	13F	Company	7.3%	4,023,301	$20,921,166	—	31 Mar 2025	13F
MORGAN STANLEY	13F	Company	6.3%	3,511,694	$18,260,817	—	31 Mar 2025	13F
Thomas J. Herzfeld Advisors, Inc.	13F	Company	4.8%	2,677,303	$13,921,975	—	31 Mar 2025	13F
Invesco Ltd.	13F	Company	3.2%	1,761,877	$9,161,760	—	31 Mar 2025	13F
ENVESTNET ASSET MANAGEMENT INC	13F	Company	3.1%	1,724,764	$8,968,771	—	31 Mar 2025	13F
ROYAL BANK OF CANADA	13F	Company	2.6%	1,436,380	$7,469,000	—	31 Mar 2025	13F
Geneos Wealth Management Inc.	13F	Company	1.8%	978,559	$5,088,506	—	31 Mar 2025	13F
Cambridge Investment Research Advisors, Inc.	13F	Company	1.7%	949,184	$4,936,000	—	31 Mar 2025	13F
NEXPOINT ASSET MANAGEMENT, L.P.	13F	Company	1.7%	918,047	$4,773,844	—	31 Mar 2025	13F
LPL Financial LLC	13F	Company	1.1%	610,018	$3,172,095	—	31 Mar 2025	13F
Matisse Capital	13F	Company	1.1%	583,387	$3,033,612	—	31 Mar 2025	13F
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	13F	Company	0.96%	529,953	$2,755,756	—	31 Mar 2025	13F
Camelot Portfolios, LLC	13F	Company	0.83%	457,698	$2,380,031	—	31 Mar 2025	13F
OPPENHEIMER & CO INC	13F	Company	0.83%	457,394	$2,378,449	—	31 Mar 2025	13F
CHOREO, LLC	13F	Company	0.66%	363,122	$1,889,118	—	31 Mar 2025	13F
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	13F	Company	0.65%	358,315	$1,863,243	—	31 Mar 2025	13F
COMMONWEALTH EQUITY SERVICES, LLC	13F	Company	0.6%	332,418	$1,729,000	—	31 Mar 2025	13F
OSAIC HOLDINGS, INC.	13F	Company	0.55%	305,024	$1,586,197	—	31 Mar 2025	13F
PARK AVENUE SECURITIES LLC	13F	Company	0.4%	220,857	$1,148,000	—	31 Mar 2025	13F
North Ground Capital	13F	Company	0.4%	220,000	$1,122,000	—	31 Mar 2025	13F
HighTower Advisors, LLC	13F	Company	0.38%	211,406	$1,099,314	—	31 Mar 2025	13F
IHT Wealth Management, LLC	13F	Company	0.37%	206,950	$1,076,140	—	31 Mar 2025	13F
NWF Advisory Services Inc.	13F	Company	0.37%	206,000	$1,071,200	—	31 Mar 2025	13F
Yakira Capital Management, Inc.	13F	Company	0.27%	149,435	$777,062	—	31 Mar 2025	13F
Aristides Capital LLC	13F	Company	0.24%	133,496	$694,179	—	31 Mar 2025	13F
NewEdge Advisors, LLC	13F	Company	0.21%	117,733	$612,210	—	31 Mar 2025	13F
Baird Financial Group, Inc.	13F	Company	0.21%	116,349	$605,015	—	31 Mar 2025	13F
GatePass Capital, LLC	13F	Company	0.2%	109,800	$570,960	—	31 Mar 2025	13F
AEGON USA Investment Management, LLC	13F	Company	0.19%	105,895	$550,654	—	31 Mar 2025	13F
Samalin Investment Counsel, LLC	13F	Company	0.17%	96,013	$499,272	—	31 Mar 2025	13F
Arlington Capital Management, Inc.	13F	Company	0.16%	89,674	$466,305	—	31 Mar 2025	13F
SFI Advisors, LLC	13F	Company	0.15%	81,254	$422,521	—	31 Mar 2025	13F
Cetera Investment Advisers	13F	Company	0.12%	65,292	$339,520	—	31 Mar 2025	13F
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	13F	Company	0.11%	62,773	$326,420	—	31 Mar 2025	13F
Envestnet Portfolio Solutions, Inc.	13F	Company	0.11%	61,852	$321,630	—	31 Mar 2025	13F
Atria Wealth Solutions, Inc.	13F	Company	0.1%	55,129	$286,671	—	31 Mar 2025	13F
INTEGRATED CAPITAL MANAGEMENT, INC.	13F	Company	0.1%	53,426	$277,813	—	31 Mar 2025	13F
Marex Group plc	13F	Company	0.09%	51,480	$267,696	—	31 Mar 2025	13F
Ariadne Wealth Management, LP	13F	Company	0.1%	52,846	$266,873	—	31 Mar 2025	13F
Concorde Asset Management, LLC	13F	Company	0.1%	54,900	$265,716	—	31 Mar 2025	13F
Creative Planning	13F	Company	0.08%	46,178	$240,126	—	31 Mar 2025	13F
MidWestOne Financial Group, Inc.	13F	Company	0.07%	36,578	$190,206	—	31 Mar 2025	13F
CSS LLC/IL	13F	Company	0.06%	32,516	$169,083	—	31 Mar 2025	13F
UBS Group AG	13F	Company	0.06%	32,119	$167,019	—	31 Mar 2025	13F
Private Advisor Group, LLC	13F	Company	0.05%	30,060	$156,309	—	31 Mar 2025	13F
Mariner, LLC	13F	Company	0.05%	30,042	$156,217	—	31 Mar 2025	13F
ICON ADVISERS INC/CO	13F	Company	0.05%	29,564	$153,733	—	31 Mar 2025	13F
MELFA WEALTH MANAGEMENT, INC.	13F	Company	0.05%	29,135	$151,504	—	31 Mar 2025	13F
Calamos Advisors LLC	13F	Company	0.05%	28,904	$150,301	—	31 Mar 2025	13F
Papamarkou Wellner Asset Management inc.	13F	Company	0.05%	30,000	$149,400	—	31 Mar 2025	13F

Institutional Holders of HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) as of Q2 2025

As of 30 Jun 2025, HIGHLAND OPPORTUNITIES & INCOME FUND - Common Shares of Beneficial Interest (HFRO) was held by 90 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 26,523,262 shares. The largest 10 holders included RAYMOND JAMES FINANCIAL INC, MORGAN STANLEY, Thomas J. Herzfeld Advisors, Inc., Saba Capital Management, L.P., Invesco Ltd., ENVESTNET ASSET MANAGEMENT INC, Geneos Wealth Management Inc., Royal Bank of Canada, Cambridge Investment Research Advisors, Inc., and NEXPOINT ASSET MANAGEMENT, L.P.. This page lists 91 institutional shareholders reporting positions in this security for the Q2 2025 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q2 2025 vs Q1 2025 Across Filers

Q1 2025 holders

Q2 2025 holders

Holder diff

-2

Investor	Q1 2025 Shares	Q2 2025 Shares	Share Diff	Share Chg %	Q1 2025 Value $	Q2 2025 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.